Investment advisers
45,229 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23401 | Wealth Management Advisors, Llc CRD 125615 | Wealth Manager · Boutique (under $100M) | $19.4M | 29 | 33 | 1 | 06/21/2018 | ☆ | |
| 23402 | Financial Strategies, Inc CRD 115828 | Wealth Manager · Boutique (under $100M) | $19.4M | 11 | 28 | 1 | 01/16/2026 | ☆ | |
| 23403 | Grubb Wealth Management Llc CRD 288431 | Wealth Manager · Boutique (under $100M) | $19.4M | 41 | 197 | 3 | 06/23/2026 | ☆ | |
| 23404 | Potomac Advisors, Inc. CRD 131070 | Wealth Manager · Boutique (under $100M) | $19.4M | 46 | 44 | 3 | 03/19/2026 | ☆ | |
| 23405 | Shaller, Douglas Ruboy CRD 128543 | Investment Adviser · Boutique (under $100M) | $19.4M | 11 | 1 | 02/16/2026 | ☆ | ||
| 23406 | Two Firs Llc CRD 298206 | Wealth Manager · Boutique (under $100M) | $19.4M | 20 | 92 | 2 | 02/19/2026 | ☆ | |
| 23407 | Dtm3 Corporation CRD 154339 | Insurance-Affiliated · Boutique (under $100M) | $19.4M | 62 | 113 | 1 | 03/30/2026 | ☆ | |
| 23408 | Organize, Protect & Grow Your Wealth, Llc CRD 321977 | Batavia, IL | Wealth Manager · Boutique (under $100M) | $19.3M | 112 | 256 | 1 | 03/24/2026 | ☆ |
| 23409 | Gartner, Neil CRD 174285 | Wealth Manager · Boutique (under $100M) | $19.3M | 7 | 39 | 1 | 01/28/2026 | ☆ | |
| 23410 | Broadway Financial Management Llc CRD 155795 | Wealth Manager · Boutique (under $100M) | $19.3M | 19 | 19 | 1 | 09/26/2022 | ☆ | |
| 23411 | Slalom Wealth Management, Llc CRD 292207 | Sacramento, CA | Wealth Manager · Boutique (under $100M) | $19.3M | 25 | 102 | 1 | 07/27/2026 | ☆ |
| 23412 | First Wealth Advisory, Inc. CRD 323649 | St. Charles, IL | Insurance-Affiliated · Boutique (under $100M) | $19.3M | 185 | 185 | 1 | 03/02/2026 | ☆ |
| 23413 | Fitzpatrick Financial Solutions, Llc CRD 131807 | Wealth Manager · Boutique (under $100M) | $19.3M | 58 | 86 | 1 | 03/24/2026 | ☆ | |
| 23414 | Dunamis Capital Consulting, Llc CRD 304922 | Wellington, FL | Wealth Manager · Boutique (under $100M) | $19.3M | 192 | 239 | 2 | 03/25/2026 | ☆ |
| 23415 | Chaim Investment Advisors Llc CRD 171145 | Wealth Manager · Boutique (under $100M) | $19.3M | 114 | 114 | 1 | 03/19/2026 | ☆ | |
| 23416 | Silver Maple Financial, Llc CRD 143746 | Wealth Manager · Boutique (under $100M) | $19.3M | 23 | 105 | 1 | 03/05/2026 | ☆ | |
| 23417 | Marnoa Private Wealth Counsel Ltd. CRD 332639 | Waterloo,Ontario | Wealth Manager · Boutique (under $100M) | $19.3M | 59 | 58 | 3 | 03/17/2026 | ☆ |
| 23418 | M.A. Global Investment Advisor, Llc CRD 298211 | Southfield, MI | Insurance-Affiliated · Boutique (under $100M) | $19.3M | 168 | 168 | 1 | 03/27/2026 | ☆ |
| 23419 | Ober, Edward Jacob CRD 305808 | Orange, CA | Wealth Manager · Boutique (under $100M) | $19.3M | 47 | 50 | 2 | 01/29/2026 | ☆ |
| 23420 | Solido Financial Llc CRD 165238 | Wealth Manager · Boutique (under $100M) | $19.3M | 8 | 26 | 1 | 06/16/2026 | ☆ | |
| 23421 | Kevin A Oneil Ltd CRD 309172 | Insurance-Affiliated · Boutique (under $100M) | $19.3M | 67 | 97 | 1 | 05/08/2026 | ☆ | |
| 23422 | Soaring Wealth Llc CRD 299867 | Wealth Manager · Boutique (under $100M) | $19.2M | 23 | 71 | 1 | 01/28/2026 | ☆ | |
| 23423 | Horizon Wealth Group, Llc CRD 318936 | Winter Park, FL | Wealth Manager · Boutique (under $100M) | $19.2M | 30 | 30 | 2 | 03/30/2026 | ☆ |
| 23424 | Trella Wealth Llc CRD 315090 | Wealth Manager · Boutique (under $100M) | $19.2M | 50 | 171 | 1 | 02/23/2026 | ☆ | |
| 23425 | Draco Capital Partners, Llc CRD 306055 | Taipei City | Private Fund Manager · Boutique (under $100M) | $19.2M | 17 | 6 | 1 | 03/31/2026 | ☆ |
| 23426 | H.I.T. Investments, Llc CRD 164107 | Wealth Manager · Boutique (under $100M) | $19.2M | 25 | 25 | 1 | 02/16/2026 | ☆ | |
| 23427 | Toce Financial Group Llc CRD 297965 | Mandeville, LA | Wealth Manager · Boutique (under $100M) | $19.2M | 129 | 129 | 3 | 10/07/2026 | ☆ |
| 23428 | Arizona Wealth Strategies Llc CRD 338071 | Wealth Manager · Boutique (under $100M) | $19.2M | 21 | 21 | 1 | 02/18/2026 | ☆ | |
| 23429 | Winchester Capital Services, Llc CRD 313690 | Wealth Manager · Boutique (under $100M) | $19.2M | 93 | 159 | 1 | 09/08/2026 | ☆ | |
| 23430 | Ardent Investors, Llc CRD 316903 | Wealth Manager · Boutique (under $100M) | $19.2M | 26 | 38 | 1 | 03/19/2026 | ☆ | |
| 23431 | Vector Financial Services, Llc CRD 156125 | Syracuse, IN | Insurance-Affiliated · Boutique (under $100M) | $19.2M | 21 | 62 | 1 | 03/24/2026 | ☆ |
| 23432 | Rock Ridge Wealth Llc CRD 313914 | Insurance-Affiliated · Boutique (under $100M) | $19.2M | 110 | 165 | 1 | 07/16/2026 | ☆ | |
| 23433 | Stockbridge Wealth Partners, Llc CRD 293465 | Birmingham, AL | Insurance-Affiliated · Boutique (under $100M) | $19.2M | 100 | 197 | 1 | 03/03/2026 | ☆ |
| 23434 | Dale, Barry N. CRD 159037 | Wealth Manager · Boutique (under $100M) | $19.2M | 15 | 37 | 1 | 03/29/2026 | ☆ | |
| 23435 | Heritage Financial Advisory, Llc CRD 315898 | Jacksonville, FL | Insurance-Affiliated · Boutique (under $100M) | $19.2M | 61 | 99 | 2 | 02/06/2026 | ☆ |
| 23436 | Rising Tide Wealth Advisory Solutions Llc CRD 319630 | St. Louis, MO | Wealth Manager · Boutique (under $100M) | $19.2M | 29 | 104 | 1 | 03/03/2026 | ☆ |
| 23437 | Personal Wealth Management Advisors, Inc. CRD 135588 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $19.2M | 33 | 33 | 1 | 04/28/2026 | ☆ |
| 23438 | Dc & Associates Llc CRD 328815 | Grand Rapids, MI | Insurance-Affiliated · Boutique (under $100M) | $19.1M | 60 | 124 | 1 | 08/07/2026 | ☆ |
| 23439 | Rainwater Equity Llc CRD 333696 | Mutual Fund / Asset Manager · Boutique (under $100M) | $19.1M | 1 | 1 | 1 | 06/23/2026 | ☆ | |
| 23440 | Rg Capital Management, Llc CRD 134729 | Wealth Manager · Boutique (under $100M) | $19.1M | 19 | 19 | 1 | 03/31/2026 | ☆ | |
| 23441 | Thomas Financial Planning, Llc CRD 120726 | Wealth Manager · Boutique (under $100M) | $19.1M | 9 | 9 | 1 | 01/13/2026 | ☆ | |
| 23442 | Hv Capital Advisors Llc CRD 163912 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $19.1M | 100 | 170 | 1 | 06/29/2026 | ☆ |
| 23443 | Jpfg Wealth Management, L.L.C. CRD 289147 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $19.1M | 153 | 209 | 1 | 03/27/2026 | ☆ |
| 23444 | Milestone Wealth Strategies Llc CRD 306297 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $19.1M | 68 | 85 | 1 | 07/15/2026 | ☆ |
| 23445 | Obsidian Investment Advisers, Llc CRD 121157 | Investment Adviser · Boutique (under $100M) | $19.1M | 61 | 61 | 1 | 03/30/2026 | ☆ | |
| 23446 | Valuengine Capital Management Llc CRD 175004 | Melbourne, FL | Wealth Manager · Boutique (under $100M) | $19.1M | 70 | 127 | 2 | 02/04/2026 | ☆ |
| 23447 | Gage Wealth Management Group CRD 166651 | Newtown, PA | Mutual Fund / Asset Manager · Boutique (under $100M) | $19.1M | 26 | 26 | 1 | 03/17/2026 | ☆ |
| 23448 | Ross Wealth Group, Llc CRD 331750 | Arlington, TX | Insurance-Affiliated · Boutique (under $100M) | $19.1M | 170 | 170 | 9 | 03/31/2026 | ☆ |
| 23449 | Brian Thompson Financial Llc CRD 282379 | Wealth Manager · Boutique (under $100M) | $19.1M | 19 | 38 | 1 | 03/23/2026 | ☆ | |
| 23450 | Delman, Glenn Foster CRD 128940 | Wealth Manager · Boutique (under $100M) | $19.1M | 45 | 64 | 1 | 03/09/2026 | ☆ |