Investment advisers
45,229 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23151 | Pathfinder Wealth Advisors, Llc CRD 305910 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $20.8M | 7 | 7 | 2 | 03/31/2026 | ☆ |
| 23152 | Northquant Capital Management, Llc CRD 304449 | Wealth Manager · Boutique (under $100M) | $20.8M | 18 | 18 | 1 | 10/08/2026 | ☆ | |
| 23153 | Oresund Capital Llc CRD 166773 | Wealth Manager · Boutique (under $100M) | $20.8M | 9 | 26 | 1 | 02/09/2026 | ☆ | |
| 23154 | Aspen Ridge Wealth Management, Llc CRD 333177 | South Jordan, UT | Insurance-Affiliated · Boutique (under $100M) | $20.8M | 147 | 256 | 2 | 04/07/2026 | ☆ |
| 23155 | Waypoint Strategic Wealth Llc CRD 332314 | Wealth Manager · Boutique (under $100M) | $20.7M | 7 | 20 | 1 | 08/06/2026 | ☆ | |
| 23156 | Mcnaron Group, Inc. CRD 122580 | Anniston, AL | Wealth Manager · Boutique (under $100M) | $20.7M | 43 | 43 | 3 | 07/21/2026 | ☆ |
| 23157 | Design Asset Management, Llc CRD 170630 | Wealth Manager · Boutique (under $100M) | $20.7M | 35 | 98 | 1 | 02/25/2026 | ☆ | |
| 23158 | Semrod Capital Llc CRD 300011 | Wealth Manager · Boutique (under $100M) | $20.7M | 21 | 41 | 1 | 08/19/2026 | ☆ | |
| 23159 | Kbs Investment Services, Llc CRD 328778 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $20.7M | 6 | 14 | 1 | 01/16/2026 | ☆ |
| 23160 | Migration Wealth Management, Llc CRD 318660 | Wealth Manager · Boutique (under $100M) | $20.7M | 68 | 332 | 2 | 01/23/2026 | ☆ | |
| 23161 | Leadership Financial Advisors, Llc CRD 332430 | Frisco, TX | Wealth Manager · Boutique (under $100M) | $20.7M | 37 | 128 | 1 | 02/24/2026 | ☆ |
| 23162 | Childfree Wealth, Llc CRD 316489 | Wealth Manager · Boutique (under $100M) | $20.7M | 10 | 56 | 10 | 01/13/2026 | ☆ | |
| 23163 | Amin Khakiani Ltd CRD 133940 | Wealth Manager · Boutique (under $100M) | $20.7M | 37 | 113 | 1 | 03/24/2026 | ☆ | |
| 23164 | Alpha Rush, Llc CRD 156068 | San Mateo, CA | Wealth Manager · Boutique (under $100M) | $20.7M | 31 | 43 | 1 | 06/24/2026 | ☆ |
| 23165 | N.A.S. Capital Llc CRD 297630 | Portsmouth, NH | Wealth Manager · Boutique (under $100M) | $20.7M | 18 | 1 | 06/10/2026 | ☆ | |
| 23166 | Sanity Capital Management Llc CRD 318279 | Wealth Manager · Boutique (under $100M) | $20.7M | 18 | 42 | 1 | 03/31/2026 | ☆ | |
| 23167 | Keyhouse Analytics Inc. CRD 292203 | Wealth Manager · Boutique (under $100M) | $20.7M | 21 | 42 | 1 | 03/17/2026 | ☆ | |
| 23168 | Gentry Financial, Llc CRD 331696 | Wealth Manager · Boutique (under $100M) | $20.7M | 17 | 49 | 1 | 02/26/2026 | ☆ | |
| 23169 | Aquila Wealth Advisors Llc CRD 290083 | San Luis Obispo, CA | Wealth Manager · Boutique (under $100M) | $20.7M | 36 | 125 | 1 | 05/19/2026 | ☆ |
| 23170 | Stack Asset Management Inc. CRD 151247 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $20.7M | 30 | 30 | 2 | 01/09/2026 | ☆ |
| 23171 | Shine Financial Services, Llc CRD 144622 | Wealth Manager · Boutique (under $100M) | $20.6M | 6 | 30 | 1 | 03/26/2026 | ☆ | |
| 23172 | Keith Russell Whiting Holt Dba Holt Investment Advisors CRD 135659 | Manhattan Beach, CA | Wealth Manager · Boutique (under $100M) | $20.6M | 22 | 91 | 1 | 03/24/2026 | ☆ |
| 23173 | Nasche Asset Management Llc CRD 308014 | Wealth Manager · Boutique (under $100M) | $20.6M | 29 | 53 | 1 | 04/22/2026 | ☆ | |
| 23174 | Balanced View Capital, Llc CRD 170136 | Wealth Manager · Boutique (under $100M) | $20.6M | 18 | 40 | 1 | 06/09/2023 | ☆ | |
| 23175 | Brickster Capital Llc CRD 338580 | Wealth Manager · Boutique (under $100M) | $20.6M | 0 | 2 | 1 | 03/04/2026 | ☆ | |
| 23176 | Brooks Investment Advisory Service CRD 130367 | Wealth Manager · Boutique (under $100M) | $20.6M | 11 | 6 | 1 | 01/05/2026 | ☆ | |
| 23177 | Qcfo, Llc CRD 299114 | Wealth Manager · Boutique (under $100M) | $20.6M | 20 | 20 | 2 | 01/02/2026 | ☆ | |
| 23178 | Knode Wealth Management Llc CRD 336114 | Plano, TX | Insurance-Affiliated · Boutique (under $100M) | $20.6M | 17 | 48 | 1 | 01/22/2026 | ☆ |
| 23179 | Richard Lees Capital Management CRD 111785 | Wealth Manager · Boutique (under $100M) | $20.6M | 28 | 1 | 01/17/2026 | ☆ | ||
| 23180 | Montecito Wealth Management Llc CRD 165943 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $20.6M | 45 | 179 | 2 | 01/07/2026 | ☆ |
| 23181 | The Financial Advantage Group, Llc CRD 117131 | Insurance-Affiliated · Boutique (under $100M) | $20.6M | 47 | 65 | 1 | 03/30/2026 | ☆ | |
| 23182 | Reed Financial, Llc CRD 300123 | Wealth Manager · Boutique (under $100M) | $20.6M | 14 | 32 | 1 | 03/24/2026 | ☆ | |
| 23183 | Hammond Investment Management, Llc CRD 123015 | Wealth Manager · Boutique (under $100M) | $20.6M | 21 | 21 | 1 | 03/06/2026 | ☆ | |
| 23184 | Opcrest Investment Management, Llc CRD 156416 | Wealth Manager · Boutique (under $100M) | $20.6M | 18 | 36 | 1 | 06/17/2026 | ☆ | |
| 23185 | Strong Foundation Wealth Management Llc CRD 339307 | Wealth Manager · Boutique (under $100M) | $20.6M | 59 | 117 | 1 | 05/21/2026 | ☆ | |
| 23186 | Guinea Value Investments Inc CRD 332102 | Wealth Manager · Boutique (under $100M) | $20.5M | 23 | 23 | 1 | 02/11/2026 | ☆ | |
| 23187 | 4 Lb Investments, Llc CRD 121244 | Wealth Manager · Boutique (under $100M) | $20.5M | 35 | 42 | 1 | 01/06/2026 | ☆ | |
| 23188 | Ccm Investment Management, Llc CRD 290483 | New Bedford, MA | Insurance-Affiliated · Boutique (under $100M) | $20.5M | 106 | 130 | 2 | 03/09/2026 | ☆ |
| 23189 | Spectrum Financial Advisors Llc CRD 301915 | Wealth Manager · Boutique (under $100M) | $20.5M | 12 | 12 | 1 | 04/15/2024 | ☆ | |
| 23190 | Bogle Wealth Management, Llc CRD 168379 | Yarmouth Port, MA | Wealth Manager · Boutique (under $100M) | $20.5M | 6 | 15 | 1 | 02/10/2026 | ☆ |
| 23191 | Echelon Private Wealth Llc CRD 312446 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $20.5M | 35 | 89 | 1 | 05/15/2026 | ☆ |
| 23192 | Evanoff Financial Advisors,L.L.C. CRD 127483 | Erie, PA | Insurance-Affiliated · Boutique (under $100M) | $20.5M | 77 | 77 | 1 | 02/03/2025 | ☆ |
| 23193 | J.A. Lawrence Wealth Management, Llc. CRD 309849 | Insurance-Affiliated · Boutique (under $100M) | $20.5M | 92 | 92 | 2 | 10/06/2026 | ☆ | |
| 23194 | Curran Financial Partners, Llc CRD 281524 | Dripping Springs, TX | Wealth Manager · Boutique (under $100M) | $20.5M | 32 | 81 | 2 | 01/28/2026 | ☆ |
| 23195 | Boulder Canyon Financial Partners, Llc CRD 310148 | Wealth Manager · Boutique (under $100M) | $20.5M | 20 | 89 | 1 | 03/31/2026 | ☆ | |
| 23196 | Palmetto Financial Planners Llc CRD 158674 | Wealth Manager · Boutique (under $100M) | $20.5M | 26 | 31 | 1 | 02/24/2026 | ☆ | |
| 23197 | Tranquil Path Financial Planning, Llc CRD 322455 | Wealth Manager · Boutique (under $100M) | $20.5M | 20 | 88 | 1 | 03/10/2026 | ☆ | |
| 23198 | Stanford Pacific Fund Management, Llc CRD 178515 | Private Fund Manager · Boutique (under $100M) | $20.5M | 1 | 5 | 1 | 03/10/2026 | ☆ | |
| 23199 | Owm Inc. CRD 300261 | Lafayette, CA | Institutional / Pension Advisor · Boutique (under $100M) | $20.5M | 48 | 48 | 1 | 03/10/2026 | ☆ |
| 23200 | Clear Waters Financial Planning Llc CRD 291987 | Wealth Manager · Boutique (under $100M) | $20.5M | 37 | 75 | 2 | 09/22/2026 | ☆ |