Investment advisers
45,229 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23201 | Oppna Wealth Llc CRD 336397 | Knoxville, TN | Insurance-Affiliated · Boutique (under $100M) | $20.5M | 54 | 137 | 1 | 03/20/2026 | ☆ |
| 23202 | Rioux & Company, Llc CRD 42043 | Wealth Manager · Boutique (under $100M) | $20.5M | 71 | 123 | 1 | 03/30/2022 | ☆ | |
| 23203 | Sprincz Advisory Group, Llc CRD 285738 | Littleton, CO | Insurance-Affiliated · Boutique (under $100M) | $20.5M | 87 | 196 | 1 | 04/16/2026 | ☆ |
| 23204 | Harvest Capital Management, Llc CRD 172106 | Quincy, MA | Wealth Manager · Boutique (under $100M) | $20.4M | 15 | 50 | 1 | 02/10/2026 | ☆ |
| 23205 | Subnani Investment Research, Llc CRD 290044 | Wealth Manager · Boutique (under $100M) | $20.4M | 24 | 33 | 1 | 01/07/2026 | ☆ | |
| 23206 | Echo Prudent Capital Llc CRD 322141 | Wealth Manager · Boutique (under $100M) | $20.4M | 5 | 17 | 1 | 05/13/2026 | ☆ | |
| 23207 | Farm Girl Capital Llc CRD 314384 | Albany, CA | Wealth Manager · Boutique (under $100M) | $20.4M | 42 | 118 | 1 | 03/11/2026 | ☆ |
| 23208 | Jane Financial, Llc CRD 288419 | Wealth Manager · Boutique (under $100M) | $20.4M | 8 | 29 | 2 | 03/30/2026 | ☆ | |
| 23209 | Y C Siegel Llc CRD 310741 | Investment Adviser · Boutique (under $100M) | $20.4M | 1 | 1 | 2 | 03/30/2026 | ☆ | |
| 23210 | Java Wealth Planning Llc CRD 297416 | Wealth Manager · Boutique (under $100M) | $20.4M | 31 | 145 | 2 | 03/05/2026 | ☆ | |
| 23211 | Maven Group Llc CRD 145419 | Rancho Santa Fe, CA | Private Fund Manager · Boutique (under $100M) | $20.4M | 1 | 1 | 1 | 03/31/2026 | ☆ |
| 23212 | Margaret Ann Mcnabb CRD 133132 | East Dennis, MA | Wealth Manager · Boutique (under $100M) | $20.4M | 21 | 64 | 1 | 03/23/2026 | ☆ |
| 23213 | Pagosa Wealth Llc CRD 143408 | Wealth Manager · Boutique (under $100M) | $20.4M | 44 | 1 | 09/02/2026 | ☆ | ||
| 23214 | Glean Financial, Inc. CRD 328986 | Chattanooga, TN | Insurance-Affiliated · Boutique (under $100M) | $20.4M | 79 | 221 | 2 | 05/11/2026 | ☆ |
| 23215 | Koda Wealth Management Llc CRD 325700 | Abilene, TX | Wealth Manager · Boutique (under $100M) | $20.4M | 179 | 179 | 2 | 01/20/2026 | ☆ |
| 23216 | The Freedom Experience, Inc. CRD 118367 | Wealth Manager · Boutique (under $100M) | $20.4M | 28 | 52 | 1 | 01/09/2026 | ☆ | |
| 23217 | Oakton Financial, Llc CRD 297609 | Reston, VA | Wealth Manager · Boutique (under $100M) | $20.4M | 9 | 42 | 1 | 03/23/2026 | ☆ |
| 23218 | Obertlik Wealth Management Llc CRD 335755 | Wealth Manager · Boutique (under $100M) | $20.4M | 25 | 27 | 1 | 06/09/2026 | ☆ | |
| 23219 | About Time Financial Planning, Llc CRD 327989 | Wealth Manager · Boutique (under $100M) | $20.4M | 31 | 178 | 1 | 03/19/2026 | ☆ | |
| 23220 | Golden Lion Wealth Management, Llc CRD 315157 | Wealth Manager · Boutique (under $100M) | $20.4M | 71 | 71 | 1 | 05/12/2026 | ☆ | |
| 23221 | Diversified Capital Corp. CRD 10536 | Wealth Manager · Boutique (under $100M) | $20.4M | 5 | 5 | 1 | 07/16/2026 | ☆ | |
| 23222 | Pinnacle Financial Freedom Llc CRD 319369 | Wealth Manager · Boutique (under $100M) | $20.4M | 18 | 90 | 1 | 07/13/2026 | ☆ | |
| 23223 | Heal Financial Llc CRD 329304 | Wealth Manager · Boutique (under $100M) | $20.3M | 89 | 93 | 1 | 03/23/2026 | ☆ | |
| 23224 | Compass Technology Group, Inc. CRD 157388 | Menlo Park, CA | Private Fund Manager · Boutique (under $100M) | $20.3M | 1 | 1 | 3 | 03/23/2026 | ☆ |
| 23225 | Rufus Hayes Asset Management, Llc CRD 171421 | New Braunfels, TX | Wealth Manager · Boutique (under $100M) | $20.3M | 10 | 14 | 1 | 03/24/2026 | ☆ |
| 23226 | N CRD 329617 | Wealth Manager · Boutique (under $100M) | $20.3M | 108 | 108 | 5 | 06/25/2025 | ☆ | |
| 23227 | F2 Wealth Llc CRD 323559 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $20.3M | 45 | 106 | 1 | 03/09/2026 | ☆ |
| 23228 | Vision Financial Services, Inc CRD 144409 | Mesa, AZ | Wealth Manager · Boutique (under $100M) | $20.3M | 218 | 218 | 1 | 01/23/2025 | ☆ |
| 23229 | Laughter Financial, Llc CRD 301316 | Wealth Manager · Boutique (under $100M) | $20.3M | 23 | 44 | 1 | 03/26/2026 | ☆ | |
| 23230 | Teixeira Wealth Management Llc CRD 283906 | San Luis Obispo, CA | Insurance-Affiliated · Boutique (under $100M) | $20.3M | 73 | 120 | 2 | 01/30/2026 | ☆ |
| 23231 | Coastal Wealth Advisory Services, Llc CRD 306986 | Lake Mary, FL | Wealth Manager · Boutique (under $100M) | $20.3M | 230 | 301 | 1 | 02/24/2026 | ☆ |
| 23232 | Jones Capital Advisors, Llc CRD 159091 | Murphy, TX | Wealth Manager · Boutique (under $100M) | $20.3M | 25 | 65 | 1 | 03/27/2026 | ☆ |
| 23233 | Simpson Capital Managment, Inc CRD 111238 | Wealth Manager · Boutique (under $100M) | $20.2M | 70 | 70 | 1 | 06/10/2026 | ☆ | |
| 23234 | Wentsel Wealth Management, Llc CRD 286574 | Wealth Manager · Boutique (under $100M) | $20.2M | 14 | 36 | 1 | 01/22/2026 | ☆ | |
| 23235 | Kith & Kin Wealth Llc CRD 341864 | Wealth Manager · Boutique (under $100M) | $20.2M | 19 | 1 | 08/07/2026 | ☆ | ||
| 23236 | Think Different Wealth Advisors Llc CRD 315744 | Wealth Manager · Boutique (under $100M) | $20.2M | 18 | 98 | 1 | 01/08/2026 | ☆ | |
| 23237 | Sandpiper Capital, Llc CRD 148542 | Norfolk, VA | Wealth Manager · Boutique (under $100M) | $20.2M | 50 | 52 | 1 | 03/09/2026 | ☆ |
| 23238 | Alphaomega Wealth Management, Llc CRD 318321 | Wealth Manager · Boutique (under $100M) | $20.2M | 26 | 98 | 1 | 03/25/2026 | ☆ | |
| 23239 | Deleon Wealth Llc CRD 334043 | Kennewick, WA | Wealth Manager · Boutique (under $100M) | $20.2M | 37 | 140 | 2 | 09/11/2026 | ☆ |
| 23240 | Apogee Trading, Llc CRD 194520 | Wealth Manager · Boutique (under $100M) | $20.2M | 21 | 27 | 1 | 01/12/2026 | ☆ | |
| 23241 | Blumberg B+V Advisors, Llc CRD 162654 | Wealth Manager · Boutique (under $100M) | $20.2M | 8 | 8 | 1 | 01/16/2026 | ☆ | |
| 23242 | Fintentional Llc CRD 284829 | Wealth Manager · Boutique (under $100M) | $20.2M | 27 | 71 | 1 | 02/18/2026 | ☆ | |
| 23243 | Upbeat Financial Incorporated CRD 312754 | Insurance-Affiliated · Boutique (under $100M) | $20.2M | 83 | 123 | 1 | 02/19/2026 | ☆ | |
| 23244 | Vaulkshire Llc CRD 226623 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $20.2M | 52 | 79 | 1 | 03/31/2026 | ☆ |
| 23245 | Sharma Associates, Inc. CRD 121347 | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $20.2M | 40 | 40 | 1 | 05/14/2026 | ☆ | |
| 23246 | Anova Management Inc. CRD 317812 | Wealth Manager · Boutique (under $100M) | $20.2M | 41 | 58 | 3 | 03/31/2026 | ☆ | |
| 23247 | O'brien Capital Advisors, Llc CRD 298766 | Sapulpa, OK | Wealth Manager · Boutique (under $100M) | $20.2M | 68 | 123 | 2 | 03/25/2026 | ☆ |
| 23248 | Quantwealth Advisors Llc CRD 332564 | Wealth Manager · Boutique (under $100M) | $20.1M | 10 | 10 | 2 | 01/23/2026 | ☆ | |
| 23249 | Rln Wealth, Llc CRD 329060 | Plymouth, MN | Wealth Manager · Boutique (under $100M) | $20.1M | 9 | 39 | 1 | 01/08/2026 | ☆ |
| 23250 | Texas Elite Advisory, Llc CRD 212513 | Wealth Manager · Boutique (under $100M) | $20.1M | 73 | 183 | 6 | 03/02/2026 | ☆ |