Investment advisers
45,229 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23101 | Lundeen Abrams Advisors, Llc CRD 310589 | Minnetonka, MN | Wealth Manager · Boutique (under $100M) | $21.0M | 58 | 156 | 2 | 03/20/2026 | ☆ |
| 23102 | Xenith Financial Advisory Services, Llc CRD 296479 | Private Fund Manager · Boutique (under $100M) | $21.0M | 60 | 143 | 3 | 10/02/2026 | ☆ | |
| 23103 | West Coast Capital Management, Llc CRD 141981 | Gilbert, AZ | Wealth Manager · Boutique (under $100M) | $21.0M | 84 | 146 | 8 | 09/23/2026 | ☆ |
| 23104 | Parco Wealth Management Llc CRD 306826 | Insurance-Affiliated · Boutique (under $100M) | $21.0M | 191 | 191 | 2 | 03/06/2026 | ☆ | |
| 23105 | Soares Financial, Inc. CRD 120056 | Napa, CA | Wealth Manager · Boutique (under $100M) | $21.0M | 18 | 71 | 1 | 03/27/2026 | ☆ |
| 23106 | Alongside Financial Partners, Llc CRD 337539 | Wealth Manager · Boutique (under $100M) | $21.0M | 27 | 94 | 1 | 03/06/2026 | ☆ | |
| 23107 | Nabers Wealth Llc CRD 309846 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $21.0M | 25 | 84 | 1 | 03/17/2026 | ☆ |
| 23108 | Sorsby Financial Corp. CRD 39437 | Bonita Springs, FL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $21.0M | 33 | 33 | 1 | 03/25/2026 | ☆ |
| 23109 | Booth Asset Management, Llc CRD 142561 | Wealth Manager · Boutique (under $100M) | $21.0M | 48 | 130 | 1 | 01/29/2026 | ☆ | |
| 23110 | Brink Financial Group, Inc. CRD 332809 | Wealth Manager · Boutique (under $100M) | $21.0M | 82 | 82 | 1 | 04/01/2026 | ☆ | |
| 23111 | Fu, Maosong CRD 322665 | Wealth Manager · Boutique (under $100M) | $21.0M | 7 | 7 | 1 | 05/13/2026 | ☆ | |
| 23112 | Hickey, Kyle CRD 331653 | Wealth Manager · Boutique (under $100M) | $21.0M | 83 | 86 | 1 | 02/25/2026 | ☆ | |
| 23113 | Kirkgard, John Dyhr CRD 135728 | Wealth Manager · Boutique (under $100M) | $21.0M | 48 | 50 | 1 | 05/26/2026 | ☆ | |
| 23114 | Liniam Capital, Llc CRD 297524 | Wealth Manager · Boutique (under $100M) | $21.0M | 38 | 38 | 2 | 01/20/2026 | ☆ | |
| 23115 | Post Oak Investment Management, Inc CRD 106601 | Houston, TX | Wealth Manager · Boutique (under $100M) | $21.0M | 34 | 40 | 1 | 03/29/2026 | ☆ |
| 23116 | Rollingwave Capital Llc CRD 306453 | Palm Beach Gardens, FL | Wealth Manager · Boutique (under $100M) | $21.0M | 67 | 88 | 1 | 04/30/2026 | ☆ |
| 23117 | Shorebreak Capital, Llc CRD 283921 | Austin, TX | Wealth Manager · Boutique (under $100M) | $21.0M | 186 | 186 | 2 | 07/28/2026 | ☆ |
| 23118 | Shutzer Investments, Llc CRD 301318 | Wealth Manager · Boutique (under $100M) | $21.0M | 18 | 18 | 1 | 02/04/2026 | ☆ | |
| 23119 | Wolfson, Leslie Jay CRD 154034 | Wealth Manager · Boutique (under $100M) | $21.0M | 32 | 77 | 2 | 03/31/2026 | ☆ | |
| 23120 | Whiston Asset Management Group, Inc CRD 118691 | New York City, NY | Insurance-Affiliated · Boutique (under $100M) | $21.0M | 11 | 46 | 1 | 03/27/2026 | ☆ |
| 23121 | Golden Wealth Capital, Llc CRD 327819 | Sacramento, CA | Wealth Manager · Boutique (under $100M) | $21.0M | 46 | 98 | 2 | 06/04/2026 | ☆ |
| 23122 | Cruzan & Associates Llc CRD 167982 | Wealth Manager · Boutique (under $100M) | $21.0M | 33 | 34 | 1 | 01/21/2026 | ☆ | |
| 23123 | Rcp Advisors, Llc CRD 119813 | Chicago, IL | Private Fund Manager · Boutique (under $100M) | $21.0M | 4 | 4 | 0 | 03/30/2026 | ☆ |
| 23124 | Scg Financial Services, Llc CRD 304861 | Austin, TX | Insurance-Affiliated · Boutique (under $100M) | $21.0M | 37 | 37 | 1 | 02/19/2026 | ☆ |
| 23125 | Nickerson, Eric James CRD 282012 | Private Fund Manager · Boutique (under $100M) | $21.0M | 1 | 1 | 1 | 01/22/2026 | ☆ | |
| 23126 | Gerald W. Barnard CRD 115871 | Wealth Manager · Boutique (under $100M) | $21.0M | 26 | 26 | 1 | 04/06/2026 | ☆ | |
| 23127 | Infinity Wealthcare, Llc CRD 300622 | Wealth Manager · Boutique (under $100M) | $21.0M | 23 | 58 | 1 | 02/26/2026 | ☆ | |
| 23128 | Simmons Investment Management Llc CRD 314723 | Louisville, CO | Wealth Manager · Boutique (under $100M) | $21.0M | 21 | 42 | 1 | 01/08/2026 | ☆ |
| 23129 | Guitian Wealth Management, Llc CRD 171732 | Coral Gables, FL | Wealth Manager · Boutique (under $100M) | $20.9M | 77 | 103 | 1 | 01/26/2026 | ☆ |
| 23130 | Multus Llc CRD 156114 | Coral Gables, FL | Investment Adviser · Boutique (under $100M) | $20.9M | 86 | 86 | 2 | 08/20/2026 | ☆ |
| 23131 | Ithaca Wealth Management, Llc CRD 307643 | Wealth Manager · Boutique (under $100M) | $20.9M | 76 | 198 | 1 | 03/31/2026 | ☆ | |
| 23132 | Next Adventure Financial Llc CRD 327945 | Lafayette, IN | Wealth Manager · Boutique (under $100M) | $20.9M | 67 | 134 | 2 | 10/07/2026 | ☆ |
| 23133 | Tenbroeck Wealth Management, Llc CRD 304388 | Visalia, CA | Wealth Manager · Boutique (under $100M) | $20.9M | 145 | 367 | 1 | 09/15/2026 | ☆ |
| 23134 | Prescient Wealth Management, Inc. CRD 160261 | Wealth Manager · Boutique (under $100M) | $20.9M | 61 | 67 | 1 | 09/15/2026 | ☆ | |
| 23135 | Wealth Partners Corporation CRD 129201 | Overland Park, KS | Insurance-Affiliated · Boutique (under $100M) | $20.9M | 175 | 175 | 1 | 03/05/2026 | ☆ |
| 23136 | Fowler Wealth Management, Llc CRD 332158 | Lake City, SC | Wealth Manager · Boutique (under $100M) | $20.9M | 40 | 67 | 1 | 03/09/2026 | ☆ |
| 23137 | Monte Capital Group Llc CRD 321894 | Downers Grove, IL | Wealth Manager · Boutique (under $100M) | $20.9M | 9 | 26 | 5 | 03/31/2026 | ☆ |
| 23138 | Rich & Company Llc CRD 328351 | Milton, GA | Wealth Manager · Boutique (under $100M) | $20.9M | 8 | 23 | 2 | 08/02/2026 | ☆ |
| 23139 | Ford Financial Solutions, Llc CRD 282588 | New York, NY | Wealth Manager · Boutique (under $100M) | $20.9M | 28 | 119 | 2 | 03/28/2026 | ☆ |
| 23140 | Sierra Nevada Wealth Management, Llc CRD 145304 | Dayton, NV | Wealth Manager · Boutique (under $100M) | $20.9M | 99 | 99 | 1 | 04/08/2026 | ☆ |
| 23141 | Sutton Place Capital Management Llc CRD 149302 | Wealth Manager · Boutique (under $100M) | $20.9M | 22 | 22 | 1 | 03/30/2026 | ☆ | |
| 23142 | Resources Asset Management Llc CRD 332003 | Wealth Manager · Boutique (under $100M) | $20.9M | 23 | 41 | 1 | 09/16/2026 | ☆ | |
| 23143 | Group W Investment Management Llc CRD 125215 | Bozeman, MT | Wealth Manager · Boutique (under $100M) | $20.9M | 22 | 23 | 1 | 02/24/2026 | ☆ |
| 23144 | Reiber Wealth Advisory Services, Llc CRD 317166 | Wealth Manager · Boutique (under $100M) | $20.9M | 35 | 101 | 1 | 07/09/2026 | ☆ | |
| 23145 | Macro Financial Advisors, Inc CRD 127586 | Mckinney, TX | Wealth Manager · Boutique (under $100M) | $20.8M | 29 | 29 | 3 | 03/24/2026 | ☆ |
| 23146 | Precession Capital Management, Llc CRD 318189 | New York, NY | Wealth Manager · Boutique (under $100M) | $20.8M | 9 | 9 | 1 | 06/26/2024 | ☆ |
| 23147 | Context Financial Llc CRD 281812 | Lexington, KY | Insurance-Affiliated · Boutique (under $100M) | $20.8M | 67 | 67 | 2 | 08/26/2026 | ☆ |
| 23148 | Fsg Wealth Advisors, Llc CRD 330709 | Memphis, TN | Wealth Manager · Boutique (under $100M) | $20.8M | 19 | 19 | 5 | 02/18/2026 | ☆ |
| 23149 | Total Wealth, Llc CRD 328549 | West Des Moines, IA | Wealth Manager · Boutique (under $100M) | $20.8M | 45 | 117 | 2 | 08/25/2026 | ☆ |
| 23150 | Hf Advisory Services, Llc CRD 125399 | Wealth Manager · Boutique (under $100M) | $20.8M | 45 | 82 | 1 | 03/11/2026 | ☆ |