Investment advisers
45,229 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 23051 | Dewitt Capital Management Llc CRD 105945 | Mystic, CT | Wealth Manager · Boutique (under $100M) | $21.4M | 16 | 16 | 1 | 01/26/2026 | ☆ |
| 23052 | Evergreen Capital Holdings, Llc CRD 312345 | Newport Beach, CA | Investment Adviser · Boutique (under $100M) | $21.4M | 6 | 6 | 2 | 04/19/2026 | ☆ |
| 23053 | Kopka Financial, Llc CRD 293234 | Wealth Manager · Boutique (under $100M) | $21.4M | 36 | 90 | 1 | 03/22/2026 | ☆ | |
| 23054 | Rounick Capital Management Llc CRD 327385 | Wealth Manager · Boutique (under $100M) | $21.4M | 7 | 11 | 1 | 08/26/2026 | ☆ | |
| 23055 | Pinedo Financial Services CRD 149450 | Roseville, CA | Wealth Manager · Boutique (under $100M) | $21.3M | 140 | 145 | 1 | 04/02/2026 | ☆ |
| 23056 | Baltimore Avenue Investments, Llc CRD 159833 | Towson, MD | Wealth Manager · Boutique (under $100M) | $21.3M | 56 | 80 | 1 | 03/24/2026 | ☆ |
| 23057 | Center Hill Wealth, Llc CRD 323647 | Wealth Manager · Boutique (under $100M) | $21.3M | 85 | 145 | 1 | 03/26/2026 | ☆ | |
| 23058 | Gateway Financial Group, Inc. CRD 115619 | Henrico, VA | Wealth Manager · Boutique (under $100M) | $21.3M | 41 | 68 | 1 | 07/15/2026 | ☆ |
| 23059 | Neat Financial Planning, Llc CRD 328302 | Falls Church, VA | Wealth Manager · Boutique (under $100M) | $21.3M | 27 | 109 | 1 | 08/26/2026 | ☆ |
| 23060 | Emerald Separate Account Management Llc CRD 150202 | Leola, PA | Private Fund Manager · Boutique (under $100M) | $21.3M | 1 | 1 | 5 | 03/30/2026 | ☆ |
| 23061 | Polley Wealth Management Llc CRD 305143 | Orlando, FL | Wealth Manager · Boutique (under $100M) | $21.3M | 50 | 106 | 2 | 09/02/2026 | ☆ |
| 23062 | Dare Capital Management, Llc CRD 113382 | Nags Head, NC | Wealth Manager · Boutique (under $100M) | $21.3M | 54 | 95 | 0 | 09/11/2026 | ☆ |
| 23063 | Nergard Wealth Management, Llc CRD 335534 | Wealth Manager · Boutique (under $100M) | $21.3M | 22 | 22 | 1 | 02/23/2026 | ☆ | |
| 23064 | C2 G Capital Management Llc CRD 137014 | Summerville, SC | Insurance-Affiliated · Boutique (under $100M) | $21.3M | 140 | 140 | 3 | 03/31/2026 | ☆ |
| 23065 | Capable Wealth, Llc CRD 288448 | Latham, NY | Wealth Manager · Boutique (under $100M) | $21.2M | 57 | 202 | 1 | 01/09/2026 | ☆ |
| 23066 | Fortuna Investors Llc CRD 175072 | Jupiter, FL | Wealth Manager · Boutique (under $100M) | $21.2M | 51 | 148 | 4 | 03/11/2026 | ☆ |
| 23067 | Mountaineer Asset Management Llc CRD 307307 | Wealth Manager · Boutique (under $100M) | $21.2M | 10 | 22 | 1 | 03/13/2026 | ☆ | |
| 23068 | Compound Advisory Llc CRD 334484 | Wealth Manager · Boutique (under $100M) | $21.2M | 15 | 77 | 1 | 03/31/2026 | ☆ | |
| 23069 | Mandala Wealth Management, Llc CRD 282151 | Wealth Manager · Boutique (under $100M) | $21.2M | 13 | 30 | 1 | 01/28/2026 | ☆ | |
| 23070 | Larry Allan Financial Planning Services Llc CRD 173720 | Wealth Manager · Boutique (under $100M) | $21.2M | 18 | 45 | 1 | 04/21/2026 | ☆ | |
| 23071 | Carroll Financial Group, Inc. CRD 139704 | Wealth Manager · Boutique (under $100M) | $21.2M | 40 | 106 | 1 | 07/31/2026 | ☆ | |
| 23072 | Thomas Paine Investment Advisors,Inc. CRD 122498 | Endowment & Foundation Advisor · Boutique (under $100M) | $21.2M | 4 | 1 | 02/13/2026 | ☆ | ||
| 23073 | Bauer Financial Services, Inc. CRD 120819 | Wealth Manager · Boutique (under $100M) | $21.2M | 67 | 67 | 1 | 01/23/2026 | ☆ | |
| 23074 | Jtd Financial Services, Llc CRD 144852 | Bedford, NH | Wealth Manager · Boutique (under $100M) | $21.2M | 68 | 117 | 2 | 01/09/2026 | ☆ |
| 23075 | Walsh Capital Llc CRD 331399 | Wealth Manager · Boutique (under $100M) | $21.2M | 16 | 44 | 1 | 04/07/2026 | ☆ | |
| 23076 | Personal Financial Partners Llc CRD 331381 | Chevy Chase, MD | Wealth Manager · Boutique (under $100M) | $21.2M | 58 | 197 | 1 | 03/16/2026 | ☆ |
| 23077 | Quest Investment Portfolio Management, Limited CRD 114540 | Wealth Manager · Boutique (under $100M) | $21.2M | 28 | 70 | 1 | 08/20/2026 | ☆ | |
| 23078 | Delphi Wealth Management Llc CRD 307655 | Wealth Manager · Boutique (under $100M) | $21.2M | 12 | 28 | 1 | 03/31/2026 | ☆ | |
| 23079 | Wealth For Life, Llc CRD 332834 | Wealth Manager · Boutique (under $100M) | $21.1M | 26 | 52 | 1 | 03/19/2026 | ☆ | |
| 23080 | Yes Life Llc CRD 298020 | Glen Allen, VA | Wealth Manager · Boutique (under $100M) | $21.1M | 233 | 233 | 2 | 01/06/2026 | ☆ |
| 23081 | Lucidity Wealth Advisors Inc. CRD 326482 | Wealth Manager · Boutique (under $100M) | $21.1M | 11 | 34 | 1 | 02/23/2026 | ☆ | |
| 23082 | Alexa Wealth Management, Llc CRD 302021 | Wealth Manager · Boutique (under $100M) | $21.1M | 40 | 48 | 1 | 03/11/2026 | ☆ | |
| 23083 | Carriage House Planning Llc CRD 309068 | Wealth Manager · Boutique (under $100M) | $21.1M | 18 | 91 | 1 | 03/30/2026 | ☆ | |
| 23084 | Esq. Wealth Management, Inc. CRD 320834 | Coeur D'alene, ID | Wealth Manager · Boutique (under $100M) | $21.1M | 18 | 1 | 01/29/2026 | ☆ | |
| 23085 | M.E.B. Financial Group, Llc CRD 169343 | Del Rio, TX | Wealth Manager · Boutique (under $100M) | $21.1M | 119 | 119 | 3 | 02/26/2026 | ☆ |
| 23086 | Copiam Wealth Management, Llc CRD 173290 | Wealth Manager · Boutique (under $100M) | $21.1M | 28 | 89 | 1 | 03/27/2026 | ☆ | |
| 23087 | Cfwm, Llc CRD 336169 | Wealth Manager · Boutique (under $100M) | $21.1M | 48 | 102 | 1 | 01/28/2026 | ☆ | |
| 23088 | Farrar Wealth Management, Llc CRD 290486 | Wealth Manager · Boutique (under $100M) | $21.1M | 112 | 112 | 1 | 02/26/2025 | ☆ | |
| 23089 | Sample Financial Advisers, Llc CRD 284700 | Fort Collins, CO | Wealth Manager · Boutique (under $100M) | $21.1M | 77 | 107 | 1 | 01/16/2026 | ☆ |
| 23090 | The Olympia Group Llc CRD 326874 | Investment Adviser · Boutique (under $100M) | $21.1M | 4 | 170 | 1 | 06/17/2026 | ☆ | |
| 23091 | Solari Financial Planning, Llc CRD 167118 | Wealth Manager · Boutique (under $100M) | $21.1M | 15 | 43 | 1 | 01/16/2026 | ☆ | |
| 23092 | Stalt Financial, Llc CRD 330522 | Troy, MI | Insurance-Affiliated · Boutique (under $100M) | $21.1M | 83 | 117 | 2 | 10/08/2026 | ☆ |
| 23093 | Storehouse Wealth Management, Llc CRD 315433 | Peoria, IL | Insurance-Affiliated · Boutique (under $100M) | $21.1M | 92 | 165 | 3 | 03/30/2026 | ☆ |
| 23094 | Zestiny Wealth, Llc CRD 333528 | Wealth Manager · Boutique (under $100M) | $21.1M | 26 | 75 | 1 | 09/11/2026 | ☆ | |
| 23095 | Drach Advisors Llc CRD 140247 | Wealth Manager · Boutique (under $100M) | $21.1M | 39 | 75 | 1 | 03/17/2026 | ☆ | |
| 23096 | Hawk Capital Management Llc CRD 172700 | Wealth Manager · Boutique (under $100M) | $21.1M | 40 | 56 | 1 | 03/26/2026 | ☆ | |
| 23097 | Bonsai Advisors Llc CRD 323938 | Boulder, CO | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $21.1M | 35 | 94 | 8 | 09/08/2026 | ☆ |
| 23098 | Hewitt Wealth Management Inc. CRD 330001 | Wealth Manager · Boutique (under $100M) | $21.1M | 18 | 55 | 1 | 02/16/2026 | ☆ | |
| 23099 | Leverage Planners Wealth Management, Llc CRD 288599 | Bellevue, WA | Wealth Manager · Boutique (under $100M) | $21.1M | 110 | 135 | 4 | 08/14/2026 | ☆ |
| 23100 | Heritage Road Advisors, Inc. CRD 305458 | Wealth Manager · Boutique (under $100M) | $21.1M | 15 | 65 | 2 | 03/30/2026 | ☆ |