Emerald Separate Account Management Llc
- Regulatory AUM
- $21.3M
- Discretionary
- $21.3M
- Clients
- 1
- Avg AUM / client
- $21.3M
- Accounts
- 1
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $21.3M | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $16.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Emerald Financial Services Private Equity Fund 1 | Private Equity Fund | Delaware | $16.3M | 15 |
People (9)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Meehan, James, Andrew | Chief Compliance Officer | Jun 2009 (17y) | Less than 5% | |
| Moyer, Daniel, Webster | Managing Director | Jul 2009 (17y) | Less than 5% | |
| Ware, Paul, Willard | Trustee | Sep 2012 (14y) | GP / trustee / elected manager of Emerald Asset Management Employee Stock Ownership Trust (indirect) | |
| Brizius, Charles, Albert | Member/Manager | Jun 2016 (10y) | GP / trustee / elected manager of 1251 Capital Group Holdings, Llc (indirect) | |
| Maguire, Christopher, James | Member | Jul 2016 (10y) | GP / trustee / elected manager of 1251 Capital Group Holdings, Llc (indirect) | |
| Wilson, Michael, Arthur Ross | Member | Jul 2016 (10y) | GP / trustee / elected manager of 1251 Capital Group Holdings, Llc (indirect) | |
| Hailer, John, Thomas | Member/Manager | Jan 2018 (9y) | 50% – 75% of 1251 Capital Group Holdings, Llc (indirect) | |
| Volpe, David, Alan | President | Dec 2022 (4y) | Less than 5% | |
| Rehr, Scott, Lambert | Trustee | Feb 2024 (3y) | GP / trustee / elected manager of Emerald Asset Management Employee Stock Ownership Trust (indirect) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Emerald Asset Management Pa, Llc | Parent Company | Oct 2018 | A | 75% or more |
| Emerald Asset Management Employee Stock Ownership Trust | Shareholder | Sep 2012 | B | ≈ 14.06% – 50% via Emerald Asset Management, Inc. |
| Diffractive Managers Group Payco, Llc | Member | Oct 2018 | B | ≈ 28.13% – 75% via F/M Managers Group, Llc |
| 1251 Financing Company, Llc | Member | Oct 2018 | B | ≈ 21.09% – 75% via Diffractive Managers Group Payco, Llc |
| 1251 Capital Group, Inc. | Managing Member | Oct 2018 | B | ≈ 15.82% – 75% via 1251 Financing Company, Llc |
| F/M Managers Group, Llc | Member | Oct 2018 | B | ≈ 37.5% – 75% via Emerald Asset Management Pa, Llc |
| Emerald Asset Management, Inc. | Member | Oct 2018 | B | ≈ 18.75% – 50% via Emerald Asset Management Pa, Llc |
| 1251 Capital Group Holdings, Llc | Shareholder | Oct 2018 | B | GP / trustee / elected manager of 1251 Capital Group, Inc. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Emerald Asset Management Employee Stock Ownership Trust: 75% – 100% of Emerald Asset Management, Inc. × 25% – 50% of Emerald Asset Management Pa, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Diffractive Managers Group Payco, Llc: 75% – 100% of F/M Managers Group, Llc × 50% – 75% of Emerald Asset Management Pa, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- 1251 Financing Company, Llc: 75% – 100% of Diffractive Managers Group Payco, Llc × 75% – 100% of F/M Managers Group, Llc × 50% – 75% of Emerald Asset Management Pa, Llc × 75% – 100% direct ≈ 21.09% – 75% of the firm
- 1251 Capital Group, Inc.: 75% – 100% of 1251 Financing Company, Llc × 75% – 100% of Diffractive Managers Group Payco, Llc × 75% – 100% of F/M Managers Group, Llc × 50% – 75% of Emerald Asset Management Pa, Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
- F/M Managers Group, Llc: 50% – 75% of Emerald Asset Management Pa, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Emerald Asset Management, Inc.: 25% – 50% of Emerald Asset Management Pa, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $16.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Emerald Financial Services Private Equity Fund 1 | Private Equity Fund | $16.3M | $1.0M | 15 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.4 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Bryn Mawr Trust Company $4.0M (14% of AUM) Mar 2022
- Charles Schwab & Co. $2.8M (12% of AUM) Dec 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗