Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 22151 | Forest Hill Financial Advisory Group Llc CRD 141274 | Wealth Manager · Boutique (under $100M) | $27.0M | 22 | 33 | 1 | 06/08/2026 | ☆ | |
| 22152 | Lakes Wealth Advisory, Llc CRD 150666 | Wealth Manager · Boutique (under $100M) | $27.0M | 7 | 20 | 1 | 03/31/2026 | ☆ | |
| 22153 | Mds Wealth Advisors, Llc CRD 171755 | Wealth Manager · Boutique (under $100M) | $27.0M | 23 | 52 | 3 | 05/21/2026 | ☆ | |
| 22154 | Piershale Wealth Management, Llc CRD 312770 | Crystal Lake, IL | Wealth Manager · Boutique (under $100M) | $27.0M | 52 | 110 | 2 | 05/19/2026 | ☆ |
| 22155 | Tri State Wealth Advisors, Llc CRD 333345 | Newark, DE | Investment Adviser · Boutique (under $100M) | $27.0M | 70 | 71 | 1 | 05/19/2026 | ☆ |
| 22156 | Advisors Unlimited CRD 281474 | Hagatna | Wealth Manager · Boutique (under $100M) | $27.0M | 611 | 610 | 2 | 05/07/2026 | ☆ |
| 22157 | Geder Investment Management, Inc. CRD 113237 | Wealth Manager · Boutique (under $100M) | $27.0M | 32 | 59 | 1 | 02/03/2026 | ☆ | |
| 22158 | Reynolds, Edward Kim CRD 168714 | Wealth Manager · Boutique (under $100M) | $26.9M | 12 | 12 | 1 | 04/09/2026 | ☆ | |
| 22159 | Ikos Cif Limited CRD 138839 | Limassol | Private Fund Manager · Boutique (under $100M) | $26.9M | 1 | 1 | 5 | 03/31/2026 | ☆ |
| 22160 | Abundant Advisors, Llc CRD 310643 | Wealth Manager · Boutique (under $100M) | $26.9M | 16 | 62 | 1 | 02/05/2026 | ☆ | |
| 22161 | In Touch Financial Management Llc CRD 140093 | Casper, WY | Wealth Manager · Boutique (under $100M) | $26.9M | 83 | 135 | 1 | 03/30/2026 | ☆ |
| 22162 | Hegarty Market Logic, Llc CRD 146678 | Aztec, NM | Insurance-Affiliated · Boutique (under $100M) | $26.9M | 108 | 238 | 2 | 03/31/2026 | ☆ |
| 22163 | N CRD 128718 | Wealth Manager · Boutique (under $100M) | $26.9M | 17 | 49 | 2 | 03/18/2025 | ☆ | |
| 22164 | Rankin, Gary, Ancle CRD 116919 | Investment Adviser · Boutique (under $100M) | $26.9M | 8 | 22 | 1 | 03/30/2026 | ☆ | |
| 22165 | Retirement Planning Consultants Inc CRD 310925 | South Charleston, WV | Insurance-Affiliated · Boutique (under $100M) | $26.9M | 91 | 145 | 1 | 03/30/2026 | ☆ |
| 22166 | Daniel Evan Mccurdy CRD 328206 | Wealth Manager · Boutique (under $100M) | $26.9M | 75 | 75 | 1 | 02/15/2026 | ☆ | |
| 22167 | Museum Mile Funds Llc CRD 336827 | New York, NY | Private Fund Manager · Boutique (under $100M) | $26.9M | 1 | 3 | 1 | 10/05/2026 | ☆ |
| 22168 | Janis Financial, Llc CRD 144352 | Wealth Manager · Boutique (under $100M) | $26.9M | 93 | 93 | 1 | 03/31/2026 | ☆ | |
| 22169 | N CRD 155119 | Private Fund Manager · Boutique (under $100M) | $26.9M | 1 | 1 | 5 | 03/21/2025 | ☆ | |
| 22170 | Stadium Financial Llc CRD 319545 | Wealth Manager · Boutique (under $100M) | $26.8M | 43 | 110 | 1 | 01/15/2026 | ☆ | |
| 22171 | Ddo Advisory Services, Llc CRD 154944 | Rhinebeck, NY | Insurance-Affiliated · Boutique (under $100M) | $26.8M | 46 | 45 | 1 | 03/26/2026 | ☆ |
| 22172 | Middleton Advisory, Llc CRD 155334 | Bethesda, MD | Wealth Manager · Boutique (under $100M) | $26.8M | 31 | 51 | 1 | 05/29/2026 | ☆ |
| 22173 | Safe Harbor Asset Management, Inc. CRD 124787 | Huntington, NY | Insurance-Affiliated · Boutique (under $100M) | $26.8M | 28 | 43 | 4 | 03/11/2026 | ☆ |
| 22174 | Capital Asset Management Group, Inc. CRD 288745 | Wealth Manager · Boutique (under $100M) | $26.8M | 39 | 70 | 1 | 02/18/2026 | ☆ | |
| 22175 | Jason Tate Financial Consulting, Llc CRD 168213 | Wealth Manager · Boutique (under $100M) | $26.8M | 125 | 304 | 1 | 03/05/2026 | ☆ | |
| 22176 | N CRD 289136 | Institutional / Pension Advisor · Boutique (under $100M) | $26.8M | 47 | 7 | 3 | 11/21/2025 | ☆ | |
| 22177 | Ward Capital Management Llc CRD 170400 | Wealth Manager · Boutique (under $100M) | $26.8M | 44 | 90 | 1 | 03/10/2026 | ☆ | |
| 22178 | Dental Wealth Partners Llc CRD 336688 | Jackson, MS | Wealth Manager · Boutique (under $100M) | $26.8M | 68 | 294 | 1 | 09/10/2026 | ☆ |
| 22179 | Karagosian Financial Services, Inc CRD 124532 | Croton On Hudson, NY | Wealth Manager · Boutique (under $100M) | $26.8M | 52 | 53 | 1 | 03/09/2026 | ☆ |
| 22180 | R & R Financial Services, Llc CRD 114644 | Insurance-Affiliated · Boutique (under $100M) | $26.8M | 44 | 44 | 1 | 03/25/2026 | ☆ | |
| 22181 | Innovest Strategies Llc CRD 334763 | Raleigh, NC | Wealth Manager · Boutique (under $100M) | $26.8M | 29 | 49 | 1 | 03/30/2026 | ☆ |
| 22182 | Calamos Antetokounmpo Asset Management Llc CRD 322813 | Naperville, IL | Mutual Fund / Asset Manager · Boutique (under $100M) | $26.8M | 3 | 3 | 17 | 07/23/2026 | ☆ |
| 22183 | Profit Investment Management, Llc CRD 110294 | North Bethesda, MD | Investment Adviser · Boutique (under $100M) | $26.8M | 3 | 3 | 5 | 03/09/2026 | ☆ |
| 22184 | Asc Wealth & Retirement Advisors Llc CRD 220516 | Appleton, WI | Wealth Manager · Boutique (under $100M) | $26.8M | 132 | 132 | 1 | 03/03/2026 | ☆ |
| 22185 | Sovereign Capital Vantage, Inc. CRD 288492 | Wealth Manager · Boutique (under $100M) | $26.8M | 68 | 68 | 2 | 03/03/2026 | ☆ | |
| 22186 | Seghetti Holdings Llc CRD 169270 | Modesto, CA | Wealth Manager · Boutique (under $100M) | $26.8M | 24 | 54 | 1 | 01/14/2026 | ☆ |
| 22187 | Bond Wealth Planning & Investments, Pllc CRD 301522 | The Woodlands, TX | Wealth Manager · Boutique (under $100M) | $26.7M | 25 | 25 | 2 | 03/26/2026 | ☆ |
| 22188 | Four Seasons Investment Management, Inc. CRD 114958 | Wealth Manager · Boutique (under $100M) | $26.7M | 36 | 63 | 1 | 02/17/2026 | ☆ | |
| 22189 | World Choice Securities, Inc. CRD 30933 | Columbus, OH | Insurance-Affiliated · Boutique (under $100M) | $26.7M | 43 | 43 | 3 | 08/04/2026 | ☆ |
| 22190 | Portage Capital Management Llc CRD 299015 | Rolling Hills Estates, CA | Wealth Manager · Boutique (under $100M) | $26.7M | 5 | 5 | 1 | 03/12/2026 | ☆ |
| 22191 | Hip Investor, Inc. CRD 149825 | Wealth Manager · Boutique (under $100M) | $26.7M | 31 | 237 | 4 | 03/30/2026 | ☆ | |
| 22192 | Consolidated Asset Management, Llc CRD 329149 | Insurance-Affiliated · Boutique (under $100M) | $26.7M | 27 | 27 | 1 | 03/31/2026 | ☆ | |
| 22193 | Access Planning Partners, Llc CRD 298301 | Wealth Manager · Boutique (under $100M) | $26.7M | 30 | 75 | 1 | 03/13/2026 | ☆ | |
| 22194 | Poydras Capital Partners, Llc CRD 284745 | Metairie, LA | Wealth Manager · Boutique (under $100M) | $26.7M | 54 | 78 | 1 | 03/04/2026 | ☆ |
| 22195 | Fordham Financial Services, Inc. CRD 125887 | Hoschton, GA | Insurance-Affiliated · Boutique (under $100M) | $26.7M | 43 | 91 | 1 | 03/30/2026 | ☆ |
| 22196 | Jst Investment Consulting CRD 158687 | Seal Beach, CA | Wealth Manager · Boutique (under $100M) | $26.6M | 54 | 113 | 1 | 02/03/2026 | ☆ |
| 22197 | Alton Road Capital, Lp CRD 332521 | Vero Beach, FL | Multi-Family Office · Boutique (under $100M) | $26.6M | 1 | 1 | 2 | 03/05/2026 | ☆ |
| 22198 | Quantbase, Llc CRD 315414 | New York, NY | Wealth Manager · Boutique (under $100M) | $26.6M | 5,887 | 5,887 | 2 | 04/30/2026 | ☆ |
| 22199 | Shamrock Financial Services CRD 151857 | Woodcliff Lake, NJ | Wealth Manager · Boutique (under $100M) | $26.6M | 109 | 221 | 3 | 03/24/2026 | ☆ |
| 22200 | Wen Financial Group, Inc. CRD 164701 | El Cerrito, CA | Wealth Manager · Boutique (under $100M) | $26.6M | 62 | 121 | 1 | 06/30/2026 | ☆ |