Ward Capital Management Llc
- Regulatory AUM
- $26.8M
- Discretionary
- $19.3M
- Clients
- 44
- Avg AUM / client
- $609K
- Accounts
- 90
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 44 | $26.8M | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Monterey Sd Partners Inc 401(k) Profit Sharing Plan & Trust Monterey Sd Partners, Inc. | San Diego, CA | 2024 |
| Locals 302 & 612 Of The Iuoe Employers Construction Industry Retirement Plan Board Of Trustees, Locals 302 & 612 Of The Iuoe | 2024 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher Labruce Ward | Registered representative | Oct 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Monterey Sd Partners Inc 401(k) Profit Sharing Plan & Trust | Monterey Sd Partners, Inc. | 216 | $2.1M | 01/01/2024 |
| Locals 302 & 612 Of The Iuoe Employers Construction Industry Retirement Plan | Board Of Trustees, Locals 302 & 612 Of The Iuoe | 7,978 | $3.3B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 979 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $26.8M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗