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Private Fund Manager · Boutique (under $100M)
CRD 155119
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ADV data as of Mar 21, 2025
- Regulatory AUM
- $26.9M
- Discretionary
- $26.9M
- Clients
- 1
- Avg AUM / client
- $26.9M
- Accounts
- 1
- Employees
- 5
AUM over time
$22.0M
$667M
Dec 12, 2011
Mar 21, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 21, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $26.9M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $76.0M (25% of AUM) Dec 2018
- BNY Mellon $35.1M (12% of AUM) Dec 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 21, 2025.