Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 22051 | Sample Financial Solutions, Llc CRD 304192 | Wealth Manager · Boutique (under $100M) | $27.6M | 25 | 89 | 1 | 03/03/2026 | ☆ | |
| 22052 | Beacon Financial Partners, Llc CRD 135626 | Wealth Manager · Boutique (under $100M) | $27.6M | 26 | 26 | 1 | 01/30/2026 | ☆ | |
| 22053 | Carl M. Hennig, Inc. CRD 140 | Oshkosh, WI | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $27.6M | 30 | 30 | 1 | 04/15/2026 | ☆ |
| 22054 | Olson Tax & Financial Planning, Llc CRD 147799 | Wealth Manager · Boutique (under $100M) | $27.6M | 8 | 8 | 0 | 03/27/2026 | ☆ | |
| 22055 | Velmark Capital Management Llc CRD 311441 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $27.6M | 12 | 12 | 1 | 07/07/2026 | ☆ |
| 22056 | Triflame Capital Llc CRD 332465 | Roseville, CA | Wealth Manager · Boutique (under $100M) | $27.6M | 71 | 136 | 1 | 04/21/2026 | ☆ |
| 22057 | Lach Financial, Llc CRD 157065 | Louisville, KY | Wealth Manager · Boutique (under $100M) | $27.6M | 39 | 129 | 1 | 03/24/2026 | ☆ |
| 22058 | Lai Capital Management Llc CRD 128462 | Irvine, CA | Private Fund Manager · Boutique (under $100M) | $27.6M | 27 | 45 | 1 | 09/14/2026 | ☆ |
| 22059 | Retirement Solutions Llc CRD 287820 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $27.6M | 26 | 68 | 1 | 02/20/2026 | ☆ |
| 22060 | Marello Investment Advisors, Inc. CRD 112946 | Valley Village, CA | Insurance-Affiliated · Boutique (under $100M) | $27.6M | 15 | 17 | 1 | 04/28/2026 | ☆ |
| 22061 | Studdard Financial, Llc CRD 161145 | Germantown, TN | Wealth Manager · Boutique (under $100M) | $27.6M | 74 | 157 | 1 | 05/20/2026 | ☆ |
| 22062 | N CRD 162400 | Private Fund Manager · Boutique (under $100M) | $27.6M | 4 | 4 | 13 | 05/21/2025 | ☆ | |
| 22063 | Just Wealth Llc CRD 324593 | Pittsfield, MA | Wealth Manager · Boutique (under $100M) | $27.5M | 38 | 67 | 1 | 02/17/2026 | ☆ |
| 22064 | N CRD 334139 | Private Fund Manager · Boutique (under $100M) | $27.5M | 2 | 3 | 7 | 03/31/2026 | ☆ | |
| 22065 | Cranston Capital Management, Llc CRD 162190 | Wealth Manager · Boutique (under $100M) | $27.5M | 32 | 77 | 1 | 03/31/2026 | ☆ | |
| 22066 | Mulberry Capital Management Llc CRD 172259 | Wealth Manager · Boutique (under $100M) | $27.5M | 9 | 18 | 1 | 03/29/2025 | ☆ | |
| 22067 | Gfm Asset Management Llc CRD 283810 | Weinfelden | Wealth Manager · Boutique (under $100M) | $27.5M | 42 | 63 | 3 | 03/31/2026 | ☆ |
| 22068 | Wmw Management, Inc. CRD 116452 | Farmington, UT | Wealth Manager · Boutique (under $100M) | $27.5M | 30 | 41 | 1 | 03/11/2026 | ☆ |
| 22069 | Avenue Retirement Services, Llc CRD 165606 | Wealth Manager · Boutique (under $100M) | $27.5M | 60 | 213 | 1 | 03/28/2026 | ☆ | |
| 22070 | Darby Wealth Planning Llc CRD 300291 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $27.5M | 19 | 112 | 1 | 03/28/2026 | ☆ |
| 22071 | Wealth Acumen, Inc. CRD 133475 | Wealth Manager · Boutique (under $100M) | $27.5M | 7 | 14 | 1 | 02/17/2026 | ☆ | |
| 22072 | Wipple Creek, Llc CRD 311988 | Wealth Manager · Boutique (under $100M) | $27.4M | 26 | 58 | 1 | 01/26/2026 | ☆ | |
| 22073 | Cql Capital Management CRD 319557 | Chesterfield, MO | Investment Adviser · Boutique (under $100M) | $27.4M | 5 | 4 | 03/30/2026 | ☆ | |
| 22074 | Osborne, Gardner, Clark CRD 144394 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $27.4M | 91 | 91 | 1 | 05/27/2026 | ☆ |
| 22075 | Sun Creek Holdings Llc CRD 165110 | Coral Gables, FL | Wealth Manager · Boutique (under $100M) | $27.4M | 3 | 8 | 1 | 01/12/2026 | ☆ |
| 22076 | Wise Stewardship Financial Planning, Llc CRD 299721 | Wealth Manager · Boutique (under $100M) | $27.4M | 36 | 164 | 3 | 10/06/2026 | ☆ | |
| 22077 | Blueprint 360 Llc CRD 292136 | Houston, TX | Wealth Manager · Boutique (under $100M) | $27.4M | 117 | 235 | 1 | 04/02/2026 | ☆ |
| 22078 | Gc Alternative Management, Llc CRD 150097 | Wealth Manager · Boutique (under $100M) | $27.4M | 47 | 47 | 1 | 09/25/2026 | ☆ | |
| 22079 | Aspera Financial, Llc CRD 142003 | Wealth Manager · Boutique (under $100M) | $27.4M | 34 | 91 | 1 | 03/30/2026 | ☆ | |
| 22080 | St Bernard Asset Management, Inc. CRD 307770 | Russellville, AR | Wealth Manager · Boutique (under $100M) | $27.4M | 69 | 69 | 1 | 02/06/2026 | ☆ |
| 22081 | Maidstone Wealth Management, Llc CRD 291873 | Cambridge, NY | Wealth Manager · Boutique (under $100M) | $27.4M | 33 | 32 | 1 | 03/16/2026 | ☆ |
| 22082 | Dendrite Capital, Llc CRD 311795 | Wealth Manager · Boutique (under $100M) | $27.4M | 49 | 49 | 1 | 02/23/2026 | ☆ | |
| 22083 | Advanced Tax & Investments, Inc. CRD 137357 | Rockledge, FL | Insurance-Affiliated · Boutique (under $100M) | $27.4M | 81 | 161 | 2 | 09/01/2026 | ☆ |
| 22084 | Surya Capital, Llc CRD 161105 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $27.4M | 20 | 35 | 0 | 01/09/2026 | ☆ |
| 22085 | 4/26 Retirement Income Planning & Wealth Management, Llc CRD 312258 | Guaynabo, PR | Investment Adviser · Boutique (under $100M) | $27.4M | 62 | 62 | 1 | 03/03/2026 | ☆ |
| 22086 | The Financial Planning Center, Llc CRD 332155 | Insurance-Affiliated · Boutique (under $100M) | $27.3M | 49 | 98 | 1 | 03/20/2026 | ☆ | |
| 22087 | Grand Street Investors, Llc CRD 152660 | North Providence, RI | Private Fund Manager · Boutique (under $100M) | $27.3M | 1 | 1 | 2 | 03/28/2025 | ☆ |
| 22088 | Beyond Balanced Financial Planning, Llc CRD 290690 | Midland, TX | Wealth Manager · Boutique (under $100M) | $27.3M | 55 | 160 | 1 | 03/30/2026 | ☆ |
| 22089 | Boddington Capital, Llc CRD 337918 | Stockton, CA | Wealth Manager · Boutique (under $100M) | $27.3M | 18 | 27 | 2 | 03/19/2026 | ☆ |
| 22090 | Saco River Financial Planning Llc CRD 173682 | Wealth Manager · Boutique (under $100M) | $27.3M | 122 | 122 | 1 | 01/13/2026 | ☆ | |
| 22091 | Trio Advisors Longview Llc CRD 333333 | Longview, TX | Wealth Manager · Boutique (under $100M) | $27.3M | 62 | 136 | 2 | 01/15/2026 | ☆ |
| 22092 | J. Murphy Asset Management, Llc CRD 286006 | Westbrook, ME | Wealth Manager · Boutique (under $100M) | $27.3M | 95 | 137 | 3 | 02/09/2026 | ☆ |
| 22093 | Avrio Wealth Llc CRD 337579 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $27.3M | 35 | 82 | 3 | 03/25/2026 | ☆ |
| 22094 | Prana Wealth Management Llc CRD 289322 | Wealth Manager · Boutique (under $100M) | $27.3M | 28 | 80 | 1 | 08/26/2026 | ☆ | |
| 22095 | Rosecliff Capital Advisory Llc CRD 305951 | New York, NY | Wealth Manager · Boutique (under $100M) | $27.3M | 185 | 185 | 4 | 03/30/2026 | ☆ |
| 22096 | Iluka Advisors Llc CRD 330468 | Healdsburg, CA | Wealth Manager · Boutique (under $100M) | $27.3M | 8 | 46 | 1 | 08/27/2026 | ☆ |
| 22097 | Spahr Financial Group, Llc CRD 123900 | Huntington Beach, CA | Insurance-Affiliated · Boutique (under $100M) | $27.3M | 85 | 127 | 1 | 03/16/2026 | ☆ |
| 22098 | Hammer Asset Management Llc CRD 106121 | Auburn, CA | Wealth Manager · Boutique (under $100M) | $27.3M | 54 | 54 | 2 | 03/18/2026 | ☆ |
| 22099 | Cooper Point Advisors Llc CRD 132928 | Wealth Manager · Boutique (under $100M) | $27.2M | 33 | 33 | 1 | 01/06/2026 | ☆ | |
| 22100 | Wealth Advisors, L.L.C. CRD 131248 | Broken Arrow, OK | Wealth Manager · Boutique (under $100M) | $27.2M | 103 | 103 | 2 | 03/11/2026 | ☆ |