Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 22001 | The Financial Coaching Group, Inc. CRD 150371 | Laguna Hills, CA | Insurance-Affiliated · Boutique (under $100M) | $28.0M | 98 | 179 | 3 | 03/30/2026 | ☆ |
| 22002 | Todd Mann Financial Services Inc CRD 332461 | Insurance-Affiliated · Boutique (under $100M) | $28.0M | 54 | 156 | 2 | 06/22/2026 | ☆ | |
| 22003 | Vivcap Llc CRD 317240 | Wealth Manager · Boutique (under $100M) | $28.0M | 53 | 53 | 1 | 02/22/2026 | ☆ | |
| 22004 | Rck Wealth Advisory Llc CRD 327790 | Wealth Manager · Boutique (under $100M) | $28.0M | 47 | 109 | 1 | 01/28/2026 | ☆ | |
| 22005 | Shift Fynancial, Inc CRD 304594 | Insurance-Affiliated · Boutique (under $100M) | $28.0M | 45 | 45 | 1 | 04/10/2026 | ☆ | |
| 22006 | Schultz Retirement Income Solutions, Inc. CRD 158577 | Rockland, ME | Insurance-Affiliated · Boutique (under $100M) | $28.0M | 110 | 218 | 1 | 02/04/2026 | ☆ |
| 22007 | Platler Capital Management Llc CRD 148911 | Wealth Manager · Boutique (under $100M) | $28.0M | 53 | 54 | 1 | 03/19/2026 | ☆ | |
| 22008 | Stinson, Robert Kevin CRD 121272 | Wealth Manager · Boutique (under $100M) | $27.9M | 7 | 16 | 1 | 01/07/2026 | ☆ | |
| 22009 | Jeffery C. Welch And Associates, Inc. CRD 143092 | Wealth Manager · Boutique (under $100M) | $27.9M | 288 | 288 | 2 | 03/03/2026 | ☆ | |
| 22010 | Swell Financial, Inc. CRD 317029 | Wealth Manager · Boutique (under $100M) | $27.9M | 40 | 42 | 1 | 03/24/2026 | ☆ | |
| 22011 | Karl Schorr Wealth Management, Llc CRD 166433 | Menifee, CA | Wealth Manager · Boutique (under $100M) | $27.9M | 128 | 176 | 1 | 08/27/2026 | ☆ |
| 22012 | Warren Financial, Llc CRD 334439 | Bangor, ME | Insurance-Affiliated · Boutique (under $100M) | $27.9M | 47 | 132 | 1 | 04/07/2026 | ☆ |
| 22013 | Fair Weather Strategies Llc CRD 163031 | Wealth Manager · Boutique (under $100M) | $27.9M | 51 | 51 | 1 | 02/09/2026 | ☆ | |
| 22014 | North Forty Investment Advisors Llc CRD 306107 | Wealth Manager · Boutique (under $100M) | $27.9M | 39 | 61 | 1 | 02/24/2026 | ☆ | |
| 22015 | Yh&C Investments Inc. CRD 129823 | Wealth Manager · Boutique (under $100M) | $27.9M | 29 | 29 | 1 | 01/20/2026 | ☆ | |
| 22016 | Buoyant Financial, Llc CRD 289156 | Wealth Manager · Boutique (under $100M) | $27.9M | 40 | 85 | 1 | 01/28/2026 | ☆ | |
| 22017 | Fiduciary Standard, Llc CRD 167058 | Wealth Manager · Boutique (under $100M) | $27.9M | 6 | 10 | 1 | 02/10/2026 | ☆ | |
| 22018 | Mcnally Financial Services Corporation CRD 121196 | San Antonio, TX | Insurance-Affiliated · Boutique (under $100M) | $27.8M | 147 | 147 | 21 | 06/15/2026 | ☆ |
| 22019 | Richard Veerman CRD 114047 | Wealth Manager · Boutique (under $100M) | $27.8M | 10 | 18 | 1 | 01/26/2026 | ☆ | |
| 22020 | A.J. Brooker Financial Associates, Llc CRD 157211 | Columbia, SC | Wealth Manager · Boutique (under $100M) | $27.8M | 55 | 105 | 3 | 03/30/2026 | ☆ |
| 22021 | C.J.Gilbert Financial Llc CRD 300837 | Weston, MA | Wealth Manager · Boutique (under $100M) | $27.8M | 18 | 32 | 1 | 06/13/2026 | ☆ |
| 22022 | Insight Financial Strategists, Llc CRD 165125 | Newton, MA | Wealth Manager · Boutique (under $100M) | $27.8M | 24 | 84 | 3 | 03/23/2026 | ☆ |
| 22023 | Eckel Financial Advisors CRD 334463 | Fair Oaks, CA | Wealth Manager · Boutique (under $100M) | $27.8M | 22 | 41 | 2 | 12/01/2025 | ☆ |
| 22024 | Eden Advisory Services, Llc CRD 277083 | Albany, NY | Wealth Manager · Boutique (under $100M) | $27.8M | 177 | 177 | 3 | 09/04/2026 | ☆ |
| 22025 | On Target Wealth Partners, Llc CRD 147594 | Greenwood, IN | Wealth Manager · Boutique (under $100M) | $27.8M | 34 | 101 | 1 | 03/11/2026 | ☆ |
| 22026 | Fanclub Sports Management Llc CRD 324765 | Investment Adviser · Boutique (under $100M) | $27.8M | 172 | 172 | 1 | 03/13/2026 | ☆ | |
| 22027 | Vision Tech Group Llc CRD 311263 | Wealth Manager · Boutique (under $100M) | $27.8M | 78 | 170 | 1 | 01/19/2026 | ☆ | |
| 22028 | North Fork Financial, Llc CRD 316152 | Hutchinson, KS | Wealth Manager · Boutique (under $100M) | $27.8M | 136 | 311 | 5 | 01/06/2026 | ☆ |
| 22029 | Solomon Investment Consulting, Inc. CRD 281606 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $27.8M | 10 | 15 | 1 | 01/29/2026 | ☆ |
| 22030 | Tactical Tax Wealth Management, Llc CRD 325242 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $27.8M | 20 | 38 | 3 | 08/25/2026 | ☆ |
| 22031 | Big Rock Advisors Llc CRD 330067 | Sag Harbor, NY | Wealth Manager · Boutique (under $100M) | $27.8M | 41 | 41 | 3 | 09/16/2026 | ☆ |
| 22032 | Fo Investments, Llc CRD 122479 | Canton, OH | Wealth Manager · Boutique (under $100M) | $27.8M | 10 | 37 | 2 | 03/23/2026 | ☆ |
| 22033 | Mln Investments Llc CRD 163424 | Bolingbrook, IL | Wealth Manager · Boutique (under $100M) | $27.7M | 25 | 38 | 1 | 01/15/2026 | ☆ |
| 22034 | Gritter Financial, Llc CRD 327199 | Holland, MI | Insurance-Affiliated · Boutique (under $100M) | $27.7M | 24 | 76 | 1 | 02/17/2026 | ☆ |
| 22035 | Profit Strategies, Incorporated CRD 112976 | Insurance-Affiliated · Boutique (under $100M) | $27.7M | 50 | 51 | 1 | 07/24/2026 | ☆ | |
| 22036 | Stackhouse Capital Llc CRD 319391 | Sedalia, MO | Insurance-Affiliated · Boutique (under $100M) | $27.7M | 196 | 531 | 4 | 03/05/2026 | ☆ |
| 22037 | Invest Capital Llc CRD 293495 | Wealth Manager · Boutique (under $100M) | $27.7M | 29 | 71 | 1 | 03/23/2026 | ☆ | |
| 22038 | Clark Brown, Llc CRD 323011 | Athens, GA | Wealth Manager · Boutique (under $100M) | $27.7M | 41 | 112 | 2 | 03/25/2026 | ☆ |
| 22039 | N CRD 287603 | Wealth Manager · Boutique (under $100M) | $27.7M | 30 | 94 | 18 | 08/25/2025 | ☆ | |
| 22040 | Hinde Group Llc CRD 174994 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $27.7M | 20 | 29 | 1 | 07/09/2026 | ☆ |
| 22041 | Victory Wealth Management, Llc CRD 322540 | Wealth Manager · Boutique (under $100M) | $27.7M | 24 | 117 | 1 | 01/07/2026 | ☆ | |
| 22042 | Tj Capital Holdings Llc CRD 122863 | Investment Adviser · Boutique (under $100M) | $27.7M | 12 | 12 | 2 | 10/05/2026 | ☆ | |
| 22043 | Afgo, Inc. CRD 113144 | Wealth Manager · Boutique (under $100M) | $27.7M | 12 | 23 | 1 | 10/24/2025 | ☆ | |
| 22044 | Stivers Wealth Management Llc CRD 336300 | Knoxville, TN | Wealth Manager · Boutique (under $100M) | $27.6M | 57 | 57 | 2 | 10/06/2026 | ☆ |
| 22045 | The Haggerty Investment Group, Llc CRD 167130 | Ridgewood, NJ | Wealth Manager · Boutique (under $100M) | $27.6M | 3 | 6 | 1 | 03/30/2026 | ☆ |
| 22046 | Callahan Investment Advisor, Llc CRD 169447 | Wealth Manager · Boutique (under $100M) | $27.6M | 43 | 43 | 1 | 01/13/2026 | ☆ | |
| 22047 | Artica Financial Services Llc CRD 314987 | Anchorage, AK | Wealth Manager · Boutique (under $100M) | $27.6M | 21 | 88 | 1 | 03/10/2026 | ☆ |
| 22048 | Durham Wealth Management, Llc CRD 284264 | Insurance-Affiliated · Boutique (under $100M) | $27.6M | 81 | 128 | 1 | 04/28/2026 | ☆ | |
| 22049 | Bloomwood Capital Advisors, Llc CRD 322154 | Wealth Manager · Boutique (under $100M) | $27.6M | 34 | 34 | 3 | 02/18/2026 | ☆ | |
| 22050 | Thompson & Thompson Investment Advisors, Inc. CRD 306408 | Wealth Manager · Boutique (under $100M) | $27.6M | 32 | 55 | 2 | 03/15/2026 | ☆ |