Hammer Asset Management Llc
- Regulatory AUM
- $27.3M
- Discretionary
- $27.3M
- Clients
- 54
- Avg AUM / client
- $505K
- Accounts
- 54
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 33 | $7.1M | 26.1% |
| High net worth individuals | 20 | $11.9M | 43.5% |
| Pension and profit sharing plans | 1 | $8.3M | 30.4% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hammer, Karen, Ann | Clerical, Member | Jul 2000 (26y) | 10% – 25% | |
| Quiggin, Cynthia, Ann | Equities Analyst, Member | Dec 2004 (22y) | 25% – 50% | |
| David Allan Hammer | Ceo/Cco/Portfolio Manager /Trader/Managing Member | Jun 2012 (14y) | 25% – 50% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Scotiatrust, Scotiabank & Trust (Cayman) Ltd. $158M (76% of AUM) Jun 2020
- Charles Schwab & Co. $19.8M (73% of AUM) Mar 2026
- Cambridge Investment Research, Inc. $7.4M (27% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗