Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21501 | American Financial Management, Ltd. CRD 111016 | Owings Mills, MD | Insurance-Affiliated · Boutique (under $100M) | $31.6M | 124 | 155 | 2 | 02/16/2026 | ☆ |
| 21502 | Creative Funding Corporation CRD 117439 | Bloomfield, CT | Insurance-Affiliated · Boutique (under $100M) | $31.6M | 203 | 196 | 2 | 02/04/2026 | ☆ |
| 21503 | Cross Financial Strategies, Llc CRD 301085 | Wealth Manager · Boutique (under $100M) | $31.5M | 41 | 68 | 1 | 08/14/2026 | ☆ | |
| 21504 | E2 I Financial Group, Llc CRD 167078 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $31.5M | 96 | 96 | 1 | 03/30/2026 | ☆ |
| 21505 | Growth Point Financial Llc CRD 297543 | Wealth Manager · Boutique (under $100M) | $31.5M | 161 | 161 | 2 | 02/17/2026 | ☆ | |
| 21506 | Gygi Capital Management CRD 149662 | Cedar Hills, UT | Insurance-Affiliated · Boutique (under $100M) | $31.5M | 193 | 352 | 1 | 03/19/2026 | ☆ |
| 21507 | Wright Benefit Advisors Inc. CRD 289479 | Lake Forest, IL | Institutional / Pension Advisor · Boutique (under $100M) | $31.5M | 13 | 26 | 2 | 06/15/2026 | ☆ |
| 21508 | Nuwealth Advisors, Llc CRD 328411 | St. George, UT | Wealth Manager · Boutique (under $100M) | $31.5M | 260 | 268 | 1 | 02/26/2026 | ☆ |
| 21509 | Toro Bravo Investment Advisors, Llc CRD 288435 | Amarillo, TX | Wealth Manager · Boutique (under $100M) | $31.5M | 227 | 266 | 5 | 03/31/2026 | ☆ |
| 21510 | Legacy Investment Advisors, Llc CRD 144477 | Voorhees, NJ | Wealth Manager · Boutique (under $100M) | $31.5M | 69 | 95 | 4 | 03/23/2026 | ☆ |
| 21511 | Amplio Wealth Management, Inc. CRD 309712 | Austin, TX | Wealth Manager · Boutique (under $100M) | $31.5M | 65 | 110 | 1 | 03/21/2023 | ☆ |
| 21512 | Patterson Partners Ltd. CRD 305859 | Hamilton | Wealth Manager · Boutique (under $100M) | $31.5M | 16 | 24 | 4 | 09/30/2025 | ☆ |
| 21513 | Guidepost Capital Management Group, Llc CRD 335196 | Wealth Manager · Boutique (under $100M) | $31.5M | 36 | 36 | 1 | 02/20/2026 | ☆ | |
| 21514 | Alphaquest Llc CRD 285141 | New York, NY | Private Fund Manager · Boutique (under $100M) | $31.4M | 4 | 4 | 15 | 07/07/2026 | ☆ |
| 21515 | Rowe Wealth Management Llc CRD 168033 | Boca Raton, FL | Wealth Manager · Boutique (under $100M) | $31.4M | 41 | 106 | 3 | 04/27/2026 | ☆ |
| 21516 | Kenmar Preferred Investments, Llc CRD 226658 | New York, NY | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $31.4M | 2 | 2 | 2 | 03/23/2026 | ☆ |
| 21517 | Main Street Investors, Llc CRD 299291 | Brentwood, TN | Wealth Manager · Boutique (under $100M) | $31.4M | 126 | 242 | 3 | 03/30/2026 | ☆ |
| 21518 | Everglades Resources, Inc. CRD 142020 | Wealth Manager · Boutique (under $100M) | $31.4M | 52 | 65 | 1 | 03/07/2026 | ☆ | |
| 21519 | Confiance, Llc CRD 147697 | Cleveland, OH | Wealth Manager · Boutique (under $100M) | $31.4M | 60 | 64 | 1 | 03/05/2026 | ☆ |
| 21520 | Allen Investment Management, Inc. CRD 174891 | Wealth Manager · Boutique (under $100M) | $31.4M | 47 | 91 | 1 | 03/24/2026 | ☆ | |
| 21521 | Cardinal Wealth Management, L.L.C. CRD 324753 | Naples, FL | Insurance-Affiliated · Boutique (under $100M) | $31.4M | 80 | 145 | 1 | 01/15/2026 | ☆ |
| 21522 | Adventure Wealth Advisors, Llc CRD 307039 | Wealth Manager · Boutique (under $100M) | $31.4M | 31 | 31 | 1 | 08/24/2026 | ☆ | |
| 21523 | Langley Wealth Management Llc CRD 292543 | Athens, GA | Wealth Manager · Boutique (under $100M) | $31.4M | 66 | 152 | 2 | 03/30/2026 | ☆ |
| 21524 | Cfig Investment Advisory Services, Llc CRD 148261 | Westport, CT | Insurance-Affiliated · Boutique (under $100M) | $31.4M | 17 | 46 | 1 | 03/31/2026 | ☆ |
| 21525 | Parke Investment Management, Inc. CRD 117986 | Wealth Manager · Boutique (under $100M) | $31.4M | 53 | 83 | 1 | 03/27/2026 | ☆ | |
| 21526 | Grounded Wealth Llc CRD 314801 | Wealth Manager · Boutique (under $100M) | $31.4M | 17 | 35 | 1 | 07/15/2026 | ☆ | |
| 21527 | Snc Wealth Management Llc CRD 317066 | Wealth Manager · Boutique (under $100M) | $31.4M | 50 | 50 | 2 | 03/31/2026 | ☆ | |
| 21528 | Wm Advisors Usa Llc CRD 323133 | Wealth Manager · Boutique (under $100M) | $31.4M | 10 | 45 | 3 | 08/31/2026 | ☆ | |
| 21529 | Mpm Financial Corporation CRD 309695 | Insurance-Affiliated · Boutique (under $100M) | $31.4M | 66 | 150 | 1 | 09/11/2026 | ☆ | |
| 21530 | Safewater Investment Management Llc CRD 316571 | Wealth Manager · Boutique (under $100M) | $31.4M | 93 | 93 | 2 | 03/09/2026 | ☆ | |
| 21531 | Aa Wealth Strategies Llc CRD 319496 | Austin, TX | Wealth Manager · Boutique (under $100M) | $31.3M | 21 | 71 | 1 | 03/20/2026 | ☆ |
| 21532 | N CRD 141577 | Private Fund Manager · Boutique (under $100M) | $31.3M | 1 | 1 | 4 | 03/28/2025 | ☆ | |
| 21533 | The Raffin Group Llc CRD 310270 | Wealth Manager · Boutique (under $100M) | $31.3M | 77 | 195 | 1 | 08/28/2026 | ☆ | |
| 21534 | J. Williams Wealth Management, Llc CRD 132053 | Wealth Manager · Boutique (under $100M) | $31.3M | 17 | 17 | 1 | 03/06/2026 | ☆ | |
| 21535 | Shinneman Wealth Group Llc CRD 296758 | Northbrook, IL | Wealth Manager · Boutique (under $100M) | $31.3M | 139 | 262 | 2 | 03/10/2026 | ☆ |
| 21536 | Henderson Capital & Wealth Management, Llc CRD 144035 | Brownsville, TX | Wealth Manager · Boutique (under $100M) | $31.3M | 159 | 262 | 1 | 03/31/2026 | ☆ |
| 21537 | Ronald R Geiger Llc CRD 153622 | Wealth Manager · Boutique (under $100M) | $31.3M | 31 | 83 | 1 | 02/10/2026 | ☆ | |
| 21538 | Ftncm, Llc CRD 158094 | Littleton, CO | Wealth Manager · Boutique (under $100M) | $31.3M | 8 | 20 | 1 | 03/30/2026 | ☆ |
| 21539 | Warren Wealth Management & Tax Planning Inc. CRD 305992 | Louisville, KY | Wealth Manager · Boutique (under $100M) | $31.3M | 80 | 193 | 1 | 03/12/2026 | ☆ |
| 21540 | Tvv Advisers, Llc CRD 322542 | Pleasanton, CA | Private Fund Manager · Boutique (under $100M) | $31.3M | 2 | 2 | 2 | 03/30/2026 | ☆ |
| 21541 | First Step Wealth Planning, Llc CRD 317527 | Wealth Manager · Boutique (under $100M) | $31.3M | 19 | 115 | 1 | 08/11/2026 | ☆ | |
| 21542 | Evergreen Investing, Llc CRD 150006 | Wealth Manager · Boutique (under $100M) | $31.3M | 32 | 100 | 1 | 03/05/2026 | ☆ | |
| 21543 | Zimmerman Advisory Group, Llc CRD 148214 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $31.3M | 96 | 169 | 1 | 03/20/2026 | ☆ |
| 21544 | Pinnacle Peak Wealth Management Llc CRD 305316 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $31.2M | 23 | 57 | 1 | 01/15/2026 | ☆ |
| 21545 | Kubo Financial Planning And Investments, Llc CRD 291436 | Edina, MN | Wealth Manager · Boutique (under $100M) | $31.2M | 6 | 28 | 1 | 07/02/2026 | ☆ |
| 21546 | Nancy Lea Aber CRD 142835 | Wealth Manager · Boutique (under $100M) | $31.2M | 9 | 11 | 1 | 03/25/2026 | ☆ | |
| 21547 | Whiterock Financial, Llc CRD 155140 | Wealth Manager · Boutique (under $100M) | $31.2M | 75 | 75 | 1 | 03/31/2026 | ☆ | |
| 21548 | Ehmli Investment Advisors Llc CRD 137273 | Dayton, OH | Wealth Manager · Boutique (under $100M) | $31.2M | 87 | 87 | 1 | 08/14/2026 | ☆ |
| 21549 | Corlett Financial, Inc. CRD 289019 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $31.2M | 74 | 213 | 1 | 03/27/2026 | ☆ |
| 21550 | The Alchemist Fund, Llc CRD 172299 | Wealth Manager · Boutique (under $100M) | $31.2M | 43 | 60 | 1 | 03/22/2026 | ☆ |