Investment advisers
44,615 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21501 | Engels Investment Advisors, Llc CRD 116721 | Wealth Manager · Boutique (under $100M) | $30.8M | 17 | 17 | 1 | 02/26/2026 | ☆ | |
| 21502 | Sj Boyle Wealth Planning, Llc CRD 174158 | Hanover, NH | Wealth Manager · Boutique (under $100M) | $30.7M | 62 | 62 | 1 | 03/27/2026 | ☆ |
| 21503 | Phronimos Capital, Llc CRD 172605 | Wealth Manager · Boutique (under $100M) | $30.7M | 15 | 32 | 1 | 03/31/2026 | ☆ | |
| 21504 | Hurley Wealth Management Group, Inc CRD 155475 | Oakland, FL | Wealth Manager · Boutique (under $100M) | $30.7M | 34 | 87 | 3 | 03/11/2026 | ☆ |
| 21505 | Zero Day Capital Enterprises Llc CRD 331228 | Insurance-Affiliated · Boutique (under $100M) | $30.7M | 131 | 160 | 15 | 08/07/2026 | ☆ | |
| 21506 | Hoku Partners Llc CRD 337936 | Wealth Manager · Boutique (under $100M) | $30.7M | 21 | 1 | 03/11/2026 | ☆ | ||
| 21507 | Cascade Wealth Llc CRD 322216 | Wealth Manager · Boutique (under $100M) | $30.7M | 30 | 126 | 1 | 02/02/2026 | ☆ | |
| 21508 | Prism Financial Group, Llc CRD 108210 | Wealth Manager · Boutique (under $100M) | $30.7M | 26 | 26 | 2 | 02/20/2026 | ☆ | |
| 21509 | Grinsell, Gary Andrew CRD 152713 | Wealth Manager · Boutique (under $100M) | $30.7M | 27 | 27 | 1 | 03/30/2026 | ☆ | |
| 21510 | Azure Wealth Management, Llc CRD 172677 | Saint Paul, MN | Wealth Manager · Boutique (under $100M) | $30.7M | 105 | 255 | 2 | 02/19/2026 | ☆ |
| 21511 | Outlook, Inc. CRD 133179 | Anchorage, AK | Wealth Manager · Boutique (under $100M) | $30.7M | 42 | 42 | 1 | 03/31/2026 | ☆ |
| 21512 | Wealthness Llc CRD 298675 | Boonton, NJ | Wealth Manager · Boutique (under $100M) | $30.7M | 36 | 131 | 1 | 03/31/2026 | ☆ |
| 21513 | Gem Street Capital Management, Llc CRD 332729 | Wealth Manager · Boutique (under $100M) | $30.7M | 29 | 74 | 1 | 01/08/2026 | ☆ | |
| 21514 | Brokered Benefits, Inc. CRD 155354 | Wealth Manager · Boutique (under $100M) | $30.6M | 111 | 169 | 1 | 09/29/2025 | ☆ | |
| 21515 | Edward R. Wildman, Cpa, Llc CRD 143404 | Wealth Manager · Boutique (under $100M) | $30.6M | 12 | 24 | 1 | 01/30/2026 | ☆ | |
| 21516 | Meridan Capital, Llc CRD 139180 | Wealth Manager · Boutique (under $100M) | $30.6M | 6 | 40 | 1 | 03/31/2026 | ☆ | |
| 21517 | Wykrent, Damon CRD 153532 | Flower Mound, TX | Wealth Manager · Boutique (under $100M) | $30.6M | 23 | 43 | 1 | 03/29/2026 | ☆ |
| 21518 | Old Field Advisors Llc CRD 134519 | Wealth Manager · Boutique (under $100M) | $30.6M | 10 | 61 | 1 | 03/20/2026 | ☆ | |
| 21519 | Jba Financial Advisors, Inc. CRD 132149 | Timonium, MD | Wealth Manager · Boutique (under $100M) | $30.6M | 20 | 20 | 1 | 01/12/2026 | ☆ |
| 21520 | Rpbrooks Financial, Inc. CRD 128472 | Addison, TX | Insurance-Affiliated · Boutique (under $100M) | $30.6M | 179 | 315 | 1 | 03/30/2026 | ☆ |
| 21521 | Cecil Wealth Llc CRD 338245 | Wealth Manager · Boutique (under $100M) | $30.6M | 41 | 117 | 1 | 02/25/2026 | ☆ | |
| 21522 | Three Waters Financial, Llc CRD 312566 | Wealth Manager · Boutique (under $100M) | $30.6M | 12 | 12 | 1 | 01/27/2026 | ☆ | |
| 21523 | Demland Wealth Llc CRD 319002 | Defiance, OH | Wealth Manager · Boutique (under $100M) | $30.6M | 103 | 314 | 2 | 03/12/2026 | ☆ |
| 21524 | One Brick Planning & Consulting, Llc CRD 277047 | Greenwood Village, CO | Wealth Manager · Boutique (under $100M) | $30.5M | 45 | 182 | 3 | 03/17/2026 | ☆ |
| 21525 | Mchenry Capital, L.L.C. CRD 136594 | Leavenworth, WA | Wealth Manager · Boutique (under $100M) | $30.5M | 18 | 87 | 1 | 03/20/2026 | ☆ |
| 21526 | Spindletop Commonwealth Advisors Llc CRD 145518 | Beaumont, TX | Wealth Manager · Boutique (under $100M) | $30.5M | 37 | 95 | 1 | 02/13/2026 | ☆ |
| 21527 | Rr Portfolios, Llc CRD 288261 | Herndon, VA | Wealth Manager · Boutique (under $100M) | $30.5M | 21 | 50 | 1 | 02/24/2026 | ☆ |
| 21528 | Bantam Inc. CRD 288075 | Staatsburg, NY | Multi-Family Office · Boutique (under $100M) | $30.5M | 3 | 13 | 1 | 03/09/2026 | ☆ |
| 21529 | Concinnus Financial, Inc CRD 218515 | Wealth Manager · Boutique (under $100M) | $30.5M | 158 | 158 | 2 | 01/28/2026 | ☆ | |
| 21530 | Focus Investment Advisors, Llc CRD 157186 | Miami, FL | Wealth Manager · Boutique (under $100M) | $30.5M | 20 | 20 | 2 | 02/19/2026 | ☆ |
| 21531 | Nest Financial Llc CRD 299307 | Austin, TX | Wealth Manager · Boutique (under $100M) | $30.5M | 70 | 150 | 2 | 01/30/2024 | ☆ |
| 21532 | Mfh Investments Inc. CRD 121228 | Dayton, OH | Wealth Manager · Boutique (under $100M) | $30.5M | 14 | 14 | 1 | 03/20/2026 | ☆ |
| 21533 | Financial Dimensions, Llc. CRD 121379 | Lutherville, MD | Insurance-Affiliated · Boutique (under $100M) | $30.5M | 104 | 104 | 4 | 08/05/2026 | ☆ |
| 21534 | Financialife Outfitters Llc CRD 290053 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $30.5M | 77 | 77 | 2 | 03/11/2026 | ☆ |
| 21535 | Oatley & Diak, Llc. CRD 123589 | Parker, CO | Wealth Manager · Boutique (under $100M) | $30.5M | 44 | 132 | 2 | 02/13/2026 | ☆ |
| 21536 | Clanton Financial Partners, Llc CRD 333591 | Insurance-Affiliated · Boutique (under $100M) | $30.5M | 42 | 91 | 1 | 01/16/2026 | ☆ | |
| 21537 | Asi Wealth Advisors Llc CRD 165293 | Wealth Manager · Boutique (under $100M) | $30.5M | 57 | 92 | 2 | 03/31/2026 | ☆ | |
| 21538 | Executive Services, Llc CRD 283898 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $30.5M | 30 | 52 | 1 | 07/14/2026 | ☆ |
| 21539 | Evergreen Wealth Services Llc CRD 307675 | Wealth Manager · Boutique (under $100M) | $30.5M | 7 | 50 | 1 | 03/18/2026 | ☆ | |
| 21540 | Amplio Wealth Llc CRD 331415 | Wealth Manager · Boutique (under $100M) | $30.5M | 10 | 55 | 1 | 08/13/2026 | ☆ | |
| 21541 | Trew Advisors, Llc CRD 287827 | Insurance-Affiliated · Boutique (under $100M) | $30.5M | 30 | 30 | 1 | 03/24/2026 | ☆ | |
| 21542 | Owm Advice And Asset Management Inc. CRD 309759 | Houston, TX | Wealth Manager · Boutique (under $100M) | $30.4M | 49 | 49 | 2 | 03/18/2026 | ☆ |
| 21543 | Unfcu Advisors Llc CRD 136572 | Long Island City, NY | Investment Adviser · Boutique (under $100M) | $30.4M | 1 | 4 | 03/20/2026 | ☆ | |
| 21544 | Schuler Capital Management Llc CRD 297190 | Wealth Manager · Boutique (under $100M) | $30.4M | 8 | 20 | 1 | 06/10/2026 | ☆ | |
| 21545 | Firethorn Partners, Llc CRD 288935 | Vancouver, Bc | Wealth Manager · Boutique (under $100M) | $30.4M | 59 | 136 | 4 | 03/27/2026 | ☆ |
| 21546 | Skaggs Financial Planning, Llc CRD 124216 | Wealth Manager · Boutique (under $100M) | $30.4M | 27 | 90 | 1 | 03/30/2026 | ☆ | |
| 21547 | Third Act Retirement Planning, Inc. CRD 122785 | Marietta, GA | Wealth Manager · Boutique (under $100M) | $30.4M | 50 | 177 | 2 | 10/30/2024 | ☆ |
| 21548 | Jw Thompson Investments Llc CRD 129281 | Wealth Manager · Boutique (under $100M) | $30.4M | 190 | 190 | 2 | 03/10/2026 | ☆ | |
| 21549 | August Wealth Management, L.L.C. CRD 155739 | Portland, ME | Wealth Manager · Boutique (under $100M) | $30.4M | 85 | 201 | 1 | 02/06/2026 | ☆ |
| 21550 | Olberding, Arlen Thomas CRD 141947 | Fort Collins, CO | Wealth Manager · Boutique (under $100M) | $30.4M | 52 | 126 | 1 | 03/30/2026 | ☆ |