Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21551 | Union Capital Management Corp CRD 109670 | Investment Adviser · Boutique (under $100M) | $31.2M | 4 | 4 | 1 | 03/30/2026 | ☆ | |
| 21552 | Watershed Wealth Planning Llc CRD 285980 | Portland, OR | Wealth Manager · Boutique (under $100M) | $31.2M | 47 | 93 | 1 | 03/16/2026 | ☆ |
| 21553 | Swanson, Kurt Edward CRD 164869 | Wealth Manager · Boutique (under $100M) | $31.2M | 45 | 75 | 1 | 03/05/2026 | ☆ | |
| 21554 | Whippoorwill Associates Inc CRD 107497 | White Plains, NY | Private Fund Manager · Boutique (under $100M) | $31.2M | 3 | 3 | 1 | 03/27/2026 | ☆ |
| 21555 | Seacap Advisors, Llc CRD 281957 | Honolulu, HI | Wealth Manager · Boutique (under $100M) | $31.2M | 15 | 15 | 1 | 03/02/2026 | ☆ |
| 21556 | Marim Wealth Planning, Llc CRD 325684 | San Mateo, CA | Wealth Manager · Boutique (under $100M) | $31.2M | 44 | 115 | 1 | 03/09/2026 | ☆ |
| 21557 | Catherine R. Smith, Financial Planner, Llc CRD 139909 | Anchorage, AK | Wealth Manager · Boutique (under $100M) | $31.2M | 18 | 54 | 3 | 02/13/2026 | ☆ |
| 21558 | North South Capital, Llc CRD 148158 | New Lenox, IL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $31.1M | 133 | 133 | 8 | 03/04/2026 | ☆ |
| 21559 | Frank Ramson, Llc CRD 149337 | Wealth Manager · Boutique (under $100M) | $31.1M | 30 | 32 | 0 | 08/19/2024 | ☆ | |
| 21560 | Nathan G. Hanna, Llc CRD 158936 | Palm Harbor, FL | Wealth Manager · Boutique (under $100M) | $31.1M | 143 | 220 | 1 | 02/06/2026 | ☆ |
| 21561 | Bache Capital Management, Inc. CRD 113719 | Wealth Manager · Boutique (under $100M) | $31.1M | 38 | 38 | 1 | 04/02/2026 | ☆ | |
| 21562 | Acara Capital Management, Llc CRD 293864 | Wealth Manager · Boutique (under $100M) | $31.1M | 24 | 41 | 1 | 03/24/2026 | ☆ | |
| 21563 | Mca Cross Border Advisors Inc. CRD 168125 | Montreal | Insurance-Affiliated · Boutique (under $100M) | $31.1M | 39 | 69 | 24 | 03/19/2026 | ☆ |
| 21564 | Vim Wealth Management, Llc CRD 311641 | Coral Gables, FL | Wealth Manager · Boutique (under $100M) | $31.1M | 71 | 206 | 5 | 09/02/2026 | ☆ |
| 21565 | Skihawk Capital Partners, Llc CRD 153433 | Colorado Springs, CO | Private Fund Manager · Boutique (under $100M) | $31.1M | 1 | 1 | 2 | 01/29/2026 | ☆ |
| 21566 | Altos Financial Management Llc CRD 107602 | San Jose, CA | Wealth Manager · Boutique (under $100M) | $31.1M | 40 | 40 | 2 | 03/16/2026 | ☆ |
| 21567 | Lin & Company, Llc CRD 164887 | Wealth Manager · Boutique (under $100M) | $31.1M | 49 | 92 | 1 | 03/10/2026 | ☆ | |
| 21568 | Farrauto Wealth Management, Inc CRD 129684 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $31.1M | 70 | 153 | 1 | 03/11/2026 | ☆ |
| 21569 | Bw Financial Llc CRD 292827 | Wealth Manager · Boutique (under $100M) | $31.1M | 25 | 77 | 1 | 03/16/2026 | ☆ | |
| 21570 | Stapleton Asset Management, Llc CRD 323703 | Wealth Manager · Boutique (under $100M) | $31.1M | 33 | 70 | 3 | 03/17/2026 | ☆ | |
| 21571 | Flm Financial Lifestyle Management Llc CRD 127138 | Greenville, TX | Wealth Manager · Boutique (under $100M) | $31.1M | 115 | 234 | 1 | 03/23/2026 | ☆ |
| 21572 | Legacy Financial Designs, Llc CRD 314338 | The Woodlands, TX | Wealth Manager · Boutique (under $100M) | $31.0M | 49 | 225 | 3 | 08/31/2026 | ☆ |
| 21573 | N CRD 331475 | Private Fund Manager · Boutique (under $100M) | $31.0M | 3 | 3 | 2 | 09/02/2025 | ☆ | |
| 21574 | Beacon Financial Planners, Inc CRD 297938 | Houston, TX | Insurance-Affiliated · Boutique (under $100M) | $31.0M | 64 | 196 | 3 | 03/31/2026 | ☆ |
| 21575 | Bodhi Tree Capital Management, Llc CRD 166017 | Wealth Manager · Boutique (under $100M) | $31.0M | 18 | 9 | 2 | 01/28/2026 | ☆ | |
| 21576 | Eagle Talon Partners Llc CRD 311982 | Naples, FL | Investment Adviser · Boutique (under $100M) | $31.0M | 7 | 20 | 3 | 03/30/2026 | ☆ |
| 21577 | Heinz Global Asset Management, Inc. CRD 155610 | Wealth Manager · Boutique (under $100M) | $31.0M | 28 | 28 | 1 | 02/26/2026 | ☆ | |
| 21578 | Spinelli Financial Advisors, Inc CRD 128833 | Wealth Manager · Boutique (under $100M) | $31.0M | 36 | 36 | 1 | 05/03/2024 | ☆ | |
| 21579 | Team Covert, Llc CRD 331269 | Auburn Hills, MI | Wealth Manager · Boutique (under $100M) | $31.0M | 38 | 127 | 2 | 01/20/2026 | ☆ |
| 21580 | New Light Financial Llc CRD 325546 | Englewood, CO | Wealth Manager · Boutique (under $100M) | $31.0M | 108 | 108 | 1 | 03/26/2026 | ☆ |
| 21581 | Brightstone Capital Management, Llc CRD 289405 | St. Clair, Port Of Spain | Investment Adviser · Boutique (under $100M) | $31.0M | 32 | 32 | 1 | 03/26/2026 | ☆ |
| 21582 | R.M. Shannon Wealth Management, Llc CRD 290718 | St. Paul, MN | Wealth Manager · Boutique (under $100M) | $31.0M | 27 | 133 | 1 | 03/13/2026 | ☆ |
| 21583 | Personal Financial Management, Inc. CRD 123874 | Wealth Manager · Boutique (under $100M) | $31.0M | 108 | 302 | 1 | 03/27/2026 | ☆ | |
| 21584 | Sjc Capital Advisors Llc CRD 159513 | Wealth Manager · Boutique (under $100M) | $30.9M | 19 | 45 | 1 | 02/02/2026 | ☆ | |
| 21585 | Tifin Give Inc. CRD 313261 | Boulder, CO | Investment Adviser · Boutique (under $100M) | $30.9M | 1 | 20 | 09/04/2026 | ☆ | |
| 21586 | Valentine Investments, Llc CRD 153898 | Dallas, TX | Insurance-Affiliated · Boutique (under $100M) | $30.9M | 55 | 96 | 2 | 03/31/2026 | ☆ |
| 21587 | Chancellor Financial Services, Inc. CRD 286148 | Orland Park, IL | Wealth Manager · Boutique (under $100M) | $30.9M | 109 | 217 | 1 | 05/11/2026 | ☆ |
| 21588 | Financial One, Inc. CRD 168061 | Wealth Manager · Boutique (under $100M) | $30.9M | 22 | 22 | 1 | 03/30/2026 | ☆ | |
| 21589 | Strada Wealth Management, Llc CRD 167718 | Austin, TX | Wealth Manager · Boutique (under $100M) | $30.9M | 27 | 62 | 5 | 07/01/2026 | ☆ |
| 21590 | Signalrank Ai Corp CRD 343905 | Private Fund Manager · Boutique (under $100M) | $30.9M | 1 | 1 | 4 | 09/25/2026 | ☆ | |
| 21591 | Green Partners, Llc CRD 133295 | Wealth Manager · Boutique (under $100M) | $30.9M | 43 | 56 | 1 | 05/26/2026 | ☆ | |
| 21592 | Iplan, Llc CRD 294929 | Winter Haven, FL | Wealth Manager · Boutique (under $100M) | $30.9M | 32 | 133 | 1 | 03/03/2026 | ☆ |
| 21593 | Obran Capital Advisors, Llc CRD 325454 | Investment Adviser · Boutique (under $100M) | $30.9M | 31 | 55 | 4 | 06/17/2026 | ☆ | |
| 21594 | Virtue Wealth Counsel, Llc CRD 298592 | Omaha, NE | Wealth Manager · Boutique (under $100M) | $30.8M | 145 | 145 | 3 | 10/05/2026 | ☆ |
| 21595 | Coleman River Capital Llc CRD 128421 | Wealth Manager · Boutique (under $100M) | $30.8M | 23 | 36 | 1 | 09/25/2026 | ☆ | |
| 21596 | Harmony Road Advisors Llc CRD 311126 | Wealth Manager · Boutique (under $100M) | $30.8M | 58 | 135 | 2 | 02/19/2026 | ☆ | |
| 21597 | Arrowhead Wealth Management Corp. CRD 171169 | Modesto, CA | Wealth Manager · Boutique (under $100M) | $30.8M | 149 | 174 | 2 | 03/10/2026 | ☆ |
| 21598 | Raskin Global Inc. CRD 313300 | Phoenix, MD | Wealth Manager · Boutique (under $100M) | $30.8M | 30 | 30 | 3 | 08/11/2026 | ☆ |
| 21599 | J. Franklin Financial Llc CRD 321921 | Metter, GA | Wealth Manager · Boutique (under $100M) | $30.8M | 222 | 222 | 1 | 03/04/2026 | ☆ |
| 21600 | Sunnybranch Wealth Llc CRD 323075 | Wealth Manager · Boutique (under $100M) | $30.8M | 27 | 51 | 2 | 07/16/2026 | ☆ |