Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21451 | Private Group Wealth Management, Llc CRD 118231 | Wealth Manager · Boutique (under $100M) | $32.0M | 62 | 60 | 2 | 03/30/2026 | ☆ | |
| 21452 | Reliance Investing, Inc. CRD 148481 | Sacramento, CA | Insurance-Affiliated · Boutique (under $100M) | $32.0M | 80 | 80 | 3 | 04/02/2026 | ☆ |
| 21453 | Spiehs Wealth Management, Inc. CRD 328455 | Grand Island, NE | Insurance-Affiliated · Boutique (under $100M) | $32.0M | 287 | 287 | 1 | 03/24/2026 | ☆ |
| 21454 | Timothy Craig Steenwyk CRD 313753 | Wealth Manager · Boutique (under $100M) | $32.0M | 23 | 46 | 2 | 02/02/2026 | ☆ | |
| 21455 | Tenet Retirement Services Llc CRD 321650 | Wealth Manager · Boutique (under $100M) | $32.0M | 35 | 132 | 3 | 03/14/2026 | ☆ | |
| 21456 | Haberkorn Financial Services, Inc. CRD 113115 | Louisville, CO | Wealth Manager · Boutique (under $100M) | $32.0M | 33 | 54 | 2 | 03/26/2026 | ☆ |
| 21457 | Earndex, Llc CRD 300023 | Wealth Manager · Boutique (under $100M) | $32.0M | 8 | 35 | 1 | 03/30/2026 | ☆ | |
| 21458 | Alpha Retirement Wealth, Llc CRD 281786 | Gold River, CA | Wealth Manager · Boutique (under $100M) | $32.0M | 137 | 137 | 1 | 03/23/2026 | ☆ |
| 21459 | Velaga Advisors Llc CRD 329122 | Wealth Manager · Boutique (under $100M) | $32.0M | 10 | 59 | 1 | 10/02/2026 | ☆ | |
| 21460 | Rotter, Laura Ingber CRD 283860 | Wealth Manager · Boutique (under $100M) | $32.0M | 21 | 57 | 1 | 03/10/2026 | ☆ | |
| 21461 | Ferris Financial Services, L.L.C. CRD 330890 | Midland, MI | Wealth Manager · Boutique (under $100M) | $31.9M | 38 | 143 | 1 | 09/28/2026 | ☆ |
| 21462 | James A. Colley, Inc. CRD 141794 | Lake Placid, FL | Wealth Manager · Boutique (under $100M) | $31.9M | 24 | 70 | 1 | 08/24/2026 | ☆ |
| 21463 | Moore Private Wealth L.L.C. CRD 323313 | Wealth Manager · Boutique (under $100M) | $31.9M | 22 | 68 | 1 | 02/06/2026 | ☆ | |
| 21464 | Avista Financial Network, Inc. CRD 151366 | Northbrook, IL | Insurance-Affiliated · Boutique (under $100M) | $31.9M | 60 | 60 | 1 | 12/22/2025 | ☆ |
| 21465 | Jordan Capital Am, Llc CRD 149243 | Atlanta, GA | Private Fund Manager · Boutique (under $100M) | $31.9M | 8 | 8 | 6 | 03/31/2026 | ☆ |
| 21466 | Variant Perception, Llc CRD 334510 | Charlotte, NC | Mutual Fund / Asset Manager · Boutique (under $100M) | $31.9M | 1 | 1 | 1 | 03/31/2026 | ☆ |
| 21467 | W. A. Wimberly And Associates, Llc CRD 127377 | Insurance-Affiliated · Boutique (under $100M) | $31.9M | 30 | 60 | 2 | 04/30/2025 | ☆ | |
| 21468 | Tudor Advisors Llc CRD 297885 | Miami, FL | Investment Adviser · Boutique (under $100M) | $31.9M | 113 | 113 | 5 | 09/16/2026 | ☆ |
| 21469 | Southworth Investment Management, Llc CRD 167926 | Wealth Manager · Boutique (under $100M) | $31.9M | 8 | 20 | 1 | 02/09/2026 | ☆ | |
| 21470 | Firstline Financial Llc CRD 308056 | Gilbert, AZ | Insurance-Affiliated · Boutique (under $100M) | $31.8M | 81 | 138 | 2 | 03/13/2026 | ☆ |
| 21471 | Ripl Wealth Llc CRD 342258 | Fort Collins, CO | Wealth Manager · Boutique (under $100M) | $31.8M | 37 | 110 | 3 | 09/29/2026 | ☆ |
| 21472 | Neo Criterion Capital Limited CRD 282377 | Hong Kong | Private Fund Manager · Boutique (under $100M) | $31.8M | 1 | 1 | 8 | 03/27/2026 | ☆ |
| 21473 | Cambridge Wealth Management, Llc CRD 172938 | Cambridge, NY | Wealth Manager · Boutique (under $100M) | $31.8M | 26 | 88 | 1 | 04/02/2026 | ☆ |
| 21474 | Legion Capital Management, Llc CRD 147552 | Wealth Manager · Boutique (under $100M) | $31.8M | 27 | 66 | 1 | 03/02/2026 | ☆ | |
| 21475 | Owm Llc CRD 319325 | Wealth Manager · Boutique (under $100M) | $31.8M | 121 | 269 | 2 | 03/20/2026 | ☆ | |
| 21476 | Afl Advisory Group Llc CRD 168957 | Olean, NY | Wealth Manager · Boutique (under $100M) | $31.8M | 65 | 88 | 1 | 02/23/2026 | ☆ |
| 21477 | Bruce A. Kraig Associates CRD 118032 | Wealth Manager · Boutique (under $100M) | $31.8M | 24 | 24 | 2 | 03/28/2026 | ☆ | |
| 21478 | Balopole Investment Management Corporation CRD 135621 | San Mateo, CA | Wealth Manager · Boutique (under $100M) | $31.8M | 34 | 73 | 1 | 03/06/2026 | ☆ |
| 21479 | Colsara National Wealth Management Llc CRD 305167 | Wealth Manager · Boutique (under $100M) | $31.8M | 46 | 84 | 1 | 03/18/2026 | ☆ | |
| 21480 | Lowry, Daniel, Gerard CRD 326722 | Insurance-Affiliated · Boutique (under $100M) | $31.8M | 35 | 62 | 1 | 09/10/2026 | ☆ | |
| 21481 | Invision Capital Advisor, Llc CRD 285260 | Wealth Manager · Boutique (under $100M) | $31.8M | 13 | 47 | 1 | 02/16/2026 | ☆ | |
| 21482 | Bdj Wealth Management Llc CRD 309290 | Plano, TX | Wealth Manager · Boutique (under $100M) | $31.8M | 95 | 188 | 2 | 03/31/2026 | ☆ |
| 21483 | Alpha Advisors, Llc CRD 138848 | Lakeland, FL | Wealth Manager · Boutique (under $100M) | $31.8M | 68 | 135 | 3 | 02/27/2026 | ☆ |
| 21484 | Stuart Ruff, Llc CRD 128987 | Wealth Manager · Boutique (under $100M) | $31.7M | 28 | 118 | 1 | 06/25/2026 | ☆ | |
| 21485 | Firmament Financial, Llc CRD 304536 | Wealth Manager · Boutique (under $100M) | $31.7M | 52 | 53 | 1 | 08/25/2026 | ☆ | |
| 21486 | Gillikin Advisors Limited CRD 171397 | Wealth Manager · Boutique (under $100M) | $31.7M | 20 | 43 | 1 | 02/25/2026 | ☆ | |
| 21487 | Northstar Wealth Management Llc CRD 325128 | Wealth Manager · Boutique (under $100M) | $31.7M | 35 | 139 | 1 | 03/31/2026 | ☆ | |
| 21488 | A B L E Wealth Management Solutions Llc CRD 301257 | Ann Arbor, MI | Wealth Manager · Boutique (under $100M) | $31.7M | 77 | 109 | 1 | 03/20/2026 | ☆ |
| 21489 | John M. Leonard, Llc CRD 134756 | Douglas, MI | Wealth Manager · Boutique (under $100M) | $31.7M | 47 | 47 | 1 | 09/22/2026 | ☆ |
| 21490 | Prospect Enhanced Yield Management, Llc CRD 335748 | West Palm Beach, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $31.7M | 1 | 1 | 61 | 03/25/2026 | ☆ |
| 21491 | Wealth Management Group, Inc. CRD 108749 | Wealth Manager · Boutique (under $100M) | $31.7M | 170 | 170 | 7 | 03/25/2026 | ☆ | |
| 21492 | Mdw Capital Management Corp CRD 330758 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $31.7M | 24 | 24 | 1 | 04/20/2026 | ☆ |
| 21493 | Lake Jericho, Llc CRD 173782 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $31.7M | 73 | 93 | 1 | 05/06/2026 | ☆ |
| 21494 | Vertical Wealth, Llc CRD 158010 | Indianapolis, IN | Insurance-Affiliated · Boutique (under $100M) | $31.7M | 66 | 133 | 2 | 05/28/2025 | ☆ |
| 21495 | Wbh Financial Services, Llc CRD 282071 | Lake Oswego, OR | Wealth Manager · Boutique (under $100M) | $31.7M | 46 | 46 | 2 | 03/30/2026 | ☆ |
| 21496 | Kinyon James Wallace CRD 118360 | Praire Village, KS | Insurance-Affiliated · Boutique (under $100M) | $31.6M | 66 | 153 | 1 | 03/20/2026 | ☆ |
| 21497 | Wesley Owen Bales Investment Advisory Services Inc. CRD 114010 | Wealth Manager · Boutique (under $100M) | $31.6M | 38 | 100 | 1 | 02/18/2026 | ☆ | |
| 21498 | New Line Capital, Llc CRD 143677 | Wealth Manager · Boutique (under $100M) | $31.6M | 29 | 64 | 3 | 03/13/2026 | ☆ | |
| 21499 | Exponential Wealth Management, Llc CRD 328835 | Wealth Manager · Boutique (under $100M) | $31.6M | 4 | 19 | 1 | 03/11/2026 | ☆ | |
| 21500 | Esg Wealth Advisors Llc CRD 324655 | Wealth Manager · Boutique (under $100M) | $31.6M | 11 | 65 | 1 | 01/05/2026 | ☆ |