Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21401 | Glastonbury Cpa's Financial Advisors, Llc CRD 127288 | Glastonbury, CT | Wealth Manager · Boutique (under $100M) | $32.3M | 43 | 43 | 1 | 11/21/2025 | ☆ |
| 21402 | Venn Wealth & Benefit Services, Llc CRD 129865 | Altoona, PA | Insurance-Affiliated · Boutique (under $100M) | $32.3M | 130 | 133 | 4 | 05/13/2026 | ☆ |
| 21403 | Megstar Financial Management Inc. CRD 125514 | Wealth Manager · Boutique (under $100M) | $32.3M | 21 | 21 | 1 | 04/24/2026 | ☆ | |
| 21404 | Oberlin Wealth Partners, Llc CRD 164912 | Bryan, OH | Wealth Manager · Boutique (under $100M) | $32.3M | 17 | 52 | 3 | 06/26/2026 | ☆ |
| 21405 | Point Wealth, Llc CRD 315625 | Wausau, WI | Wealth Manager · Boutique (under $100M) | $32.3M | 63 | 239 | 1 | 01/26/2026 | ☆ |
| 21406 | Strategic Wealth Management Solutions, Llc CRD 150728 | Investment Adviser · Boutique (under $100M) | $32.3M | 41 | 41 | 1 | 08/14/2026 | ☆ | |
| 21407 | Burl Investment Management, Llc CRD 319525 | Lexington, KY | Wealth Manager · Boutique (under $100M) | $32.3M | 23 | 48 | 1 | 03/12/2026 | ☆ |
| 21408 | Worthview Capital Management Llc CRD 317179 | Nashville, TN | Wealth Manager · Boutique (under $100M) | $32.3M | 20 | 82 | 1 | 03/23/2026 | ☆ |
| 21409 | Terry Lynn Roberts CRD 146997 | Wealth Manager · Boutique (under $100M) | $32.3M | 67 | 152 | 1 | 12/01/2022 | ☆ | |
| 21410 | Fig Tree Wealth Management Llc CRD 319194 | Mountainside, NJ | Wealth Manager · Boutique (under $100M) | $32.3M | 112 | 238 | 1 | 06/15/2026 | ☆ |
| 21411 | Glenmore Financial, Inc. CRD 145500 | Wealth Manager · Boutique (under $100M) | $32.2M | 38 | 151 | 2 | 07/13/2026 | ☆ | |
| 21412 | Quantum Wealth Strategies, Llc CRD 312748 | Insurance-Affiliated · Boutique (under $100M) | $32.2M | 67 | 184 | 2 | 04/23/2026 | ☆ | |
| 21413 | Greatdane Investment Llc CRD 318880 | Wealth Manager · Boutique (under $100M) | $32.2M | 78 | 222 | 2 | 09/11/2026 | ☆ | |
| 21414 | Harrison Capital Management Llc CRD 284127 | Wealth Manager · Boutique (under $100M) | $32.2M | 27 | 27 | 1 | 10/07/2026 | ☆ | |
| 21415 | Jeffrey A. Drayton Financial Group, Inc. CRD 290721 | Maple Grove, MN | Wealth Manager · Boutique (under $100M) | $32.2M | 51 | 118 | 3 | 02/27/2026 | ☆ |
| 21416 | The Planning Associates, Inc. CRD 121808 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $32.2M | 53 | 53 | 1 | 01/20/2026 | ☆ |
| 21417 | Figtree Financial Advisors, Llc CRD 301517 | Santa Clara, CA | Insurance-Affiliated · Boutique (under $100M) | $32.2M | 53 | 170 | 2 | 03/18/2026 | ☆ |
| 21418 | Attune Financial Planning, Llc CRD 159395 | Wealth Manager · Boutique (under $100M) | $32.2M | 57 | 117 | 2 | 01/14/2026 | ☆ | |
| 21419 | Dja Capital Management, Lp CRD 332825 | New York, NY | Private Fund Manager · Boutique (under $100M) | $32.2M | 1 | 1 | 2 | 03/30/2026 | ☆ |
| 21420 | Coleman Advisory, Llc CRD 290642 | Insurance-Affiliated · Boutique (under $100M) | $32.1M | 35 | 61 | 1 | 07/31/2026 | ☆ | |
| 21421 | Highland Capital Advisors , Llc CRD 159055 | Wealth Manager · Boutique (under $100M) | $32.1M | 77 | 113 | 1 | 06/30/2026 | ☆ | |
| 21422 | Delon, Gerald Lawrence CRD 126137 | Wealth Manager · Boutique (under $100M) | $32.1M | 16 | 27 | 1 | 03/09/2026 | ☆ | |
| 21423 | Hedgefield Wealth Management CRD 292442 | Wealth Manager · Boutique (under $100M) | $32.1M | 34 | 112 | 1 | 03/30/2026 | ☆ | |
| 21424 | Mavros Capital Management, Llc CRD 327785 | New York, NY | Wealth Manager · Boutique (under $100M) | $32.1M | 10 | 30 | 6 | 10/07/2026 | ☆ |
| 21425 | Lal Ltd. CRD 117748 | Wealth Manager · Boutique (under $100M) | $32.1M | 65 | 82 | 1 | 03/07/2025 | ☆ | |
| 21426 | Falco Wealth Planning, Llc CRD 327977 | Paoli, PA | Insurance-Affiliated · Boutique (under $100M) | $32.1M | 74 | 74 | 3 | 03/27/2026 | ☆ |
| 21427 | Jr Snell Capital Management, Llc CRD 117598 | Wealth Manager · Boutique (under $100M) | $32.1M | 62 | 194 | 2 | 04/27/2026 | ☆ | |
| 21428 | N CRD 316012 | Investment Adviser · Boutique (under $100M) | $32.1M | 1 | 1 | 4 | 06/02/2025 | ☆ | |
| 21429 | Chambers Financial Consulting, Llc CRD 329781 | Sonora, TX | Wealth Manager · Boutique (under $100M) | $32.1M | 53 | 51 | 1 | 02/27/2026 | ☆ |
| 21430 | Wna Wealth Management, Llc CRD 298510 | Charleston, WV | Wealth Manager · Boutique (under $100M) | $32.1M | 21 | 58 | 1 | 03/03/2026 | ☆ |
| 21431 | Mfo Usa Advisory, Llc CRD 302109 | Memphis, TN | Wealth Manager · Boutique (under $100M) | $32.1M | 15 | 34 | 3 | 04/24/2026 | ☆ |
| 21432 | N CRD 153464 | Mutual Fund / Asset Manager · Boutique (under $100M) | $32.1M | 1 | 1 | 2 | 06/09/2025 | ☆ | |
| 21433 | Redtail Management Llc CRD 338754 | Wealth Manager · Boutique (under $100M) | $32.1M | 20 | 1 | 03/03/2026 | ☆ | ||
| 21434 | Agile Wealth Llc CRD 302019 | Northville, MI | Wealth Manager · Boutique (under $100M) | $32.1M | 40 | 126 | 3 | 03/09/2026 | ☆ |
| 21435 | Terrion Advisors, Inc. CRD 145254 | Sandy, UT | Wealth Manager · Boutique (under $100M) | $32.0M | 61 | 177 | 1 | 03/20/2026 | ☆ |
| 21436 | Plan B Investments, Inc. CRD 136162 | Carmel Valley, CA | Insurance-Affiliated · Boutique (under $100M) | $32.0M | 92 | 125 | 2 | 04/15/2026 | ☆ |
| 21437 | Dye Family Office Llc CRD 326761 | Multi-Family Office · Boutique (under $100M) | $32.0M | 8 | 16 | 1 | 03/02/2026 | ☆ | |
| 21438 | N CRD 124888 | Wealth Manager · Boutique (under $100M) | $32.0M | 35 | 85 | 1 | 01/09/2026 | ☆ | |
| 21439 | Purepath Wealth Management CRD 168247 | Land O' Lakes, FL | Wealth Manager · Boutique (under $100M) | $32.0M | 173 | 321 | 4 | 03/28/2025 | ☆ |
| 21440 | Mutual Of Omaha Investor Services, Inc. CRD 611 | Omaha, NE | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $32.0M | 7,025 | 144 | 285 | 09/28/2026 | ☆ |
| 21441 | Bailey & Assoc Investment Mgt And Financial Planning Llc CRD 110113 | Wealth Manager · Boutique (under $100M) | $32.0M | 30 | 110 | 1 | 03/09/2026 | ☆ | |
| 21442 | Vessel Wealth Advisors Llc CRD 310809 | Insurance-Affiliated · Boutique (under $100M) | $32.0M | 36 | 143 | 1 | 08/13/2026 | ☆ | |
| 21443 | Financial Investments Research & Management Llc CRD 115416 | Coralville, IA | Wealth Manager · Boutique (under $100M) | $32.0M | 168 | 168 | 1 | 03/31/2026 | ☆ |
| 21444 | Bishop & Associates Inc CRD 105257 | Philadelphia, PA | Wealth Manager · Boutique (under $100M) | $32.0M | 41 | 53 | 3 | 08/10/2026 | ☆ |
| 21445 | Harrison Fp Llc CRD 311435 | Columbia, MO | Wealth Manager · Boutique (under $100M) | $32.0M | 30 | 162 | 1 | 06/01/2026 | ☆ |
| 21446 | Accord Capital Management, Ltd. CRD 285933 | Boise, ID | Wealth Manager · Boutique (under $100M) | $32.0M | 84 | 153 | 2 | 09/26/2025 | ☆ |
| 21447 | Allred Jackson Financial Planning, Llc CRD 160139 | North Logan, UT | Wealth Manager · Boutique (under $100M) | $32.0M | 130 | 170 | 3 | 04/11/2024 | ☆ |
| 21448 | Artemis Wealth Advisors Llc CRD 319184 | Flemington, NJ | Wealth Manager · Boutique (under $100M) | $32.0M | 165 | 165 | 1 | 03/12/2026 | ☆ |
| 21449 | Masters Tax And Financial Planning Llc CRD 310261 | Statesville, NC | Insurance-Affiliated · Boutique (under $100M) | $32.0M | 54 | 111 | 2 | 09/03/2026 | ☆ |
| 21450 | Other Side Asset Management, Llc CRD 291263 | Raleigh, NC | Wealth Manager · Boutique (under $100M) | $32.0M | 125 | 210 | 2 | 02/10/2026 | ☆ |