Investment advisers
44,482 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 2101 | Legacy Advisors, Llc CRD 139830 | Plymouth Meeting, PA | Multi-Family Office · Mid-sized ($1B–$10B) | $5.2B | 317 | 2,297 | 50 | 03/26/2026 | ☆ |
| 2102 | N CRD 305218 | Private Fund Manager · Mid-sized ($1B–$10B) | $5.2B | 5 | 5 | 40 | 03/31/2025 | ☆ | |
| 2103 | Insigneo Advisory Services, Llc CRD 282589 | Miami, FL | Investment Adviser · Mid-sized ($1B–$10B) | $5.2B | 4,473 | 5,107 | 223 | 06/08/2026 | ☆ |
| 2104 | Asset Strategy Consultants Llc CRD 110800 | Hunt Valley, MD | Investment Adviser · Mid-sized ($1B–$10B) | $5.2B | 48 | 48 | 14 | 06/17/2026 | ☆ |
| 2105 | Jefferies Investment Advisers Llc CRD 325421 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $5.2B | 2,020 | 2,020 | 119 | 06/22/2026 | ☆ |
| 2106 | Hines Capital Advisors Llc CRD 307282 | Houston, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 10 | 10 | 839 | 03/31/2026 | ☆ |
| 2107 | Altamar Partners North America Llc CRD 283144 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $5.1B | 1 | 11 | 03/30/2026 | ☆ | |
| 2108 | Radcliffe Capital Management, L.P. CRD 136028 | Bala Cynwyd, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 24 | 24 | 22 | 03/30/2026 | ☆ |
| 2109 | Tectonic Advisors Llc CRD 139713 | Frisco, TX | Wealth Manager · Mid-sized ($1B–$10B) | $5.1B | 2,377 | 9,259 | 6 | 03/30/2026 | ☆ |
| 2110 | Gemspring Capital Management, Lp CRD 285081 | Westport, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 15 | 15 | 81 | 03/31/2026 | ☆ |
| 2111 | Nexus Capital Management Lp CRD 168618 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 15 | 15 | 29 | 04/08/2026 | ☆ |
| 2112 | Nut Tree Capital Management, Lp CRD 282219 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 9 | 9 | 13 | 03/04/2026 | ☆ |
| 2113 | Starr Private Equity Partners, Llc CRD 297886 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 25 | 25 | 26 | 05/19/2026 | ☆ |
| 2114 | Crescent Real Estate Llc CRD 158397 | Fort Worth, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 43 | 43 | 113 | 03/31/2026 | ☆ |
| 2115 | Tomales Bay Capital, L.P. CRD 298932 | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 43 | 43 | 3 | 03/31/2026 | ☆ | |
| 2116 | Corient Ia Lp CRD 326262 | Miami, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 187 | 187 | 100 | 07/07/2026 | ☆ |
| 2117 | Serent Capital Management Company, L.L.C. CRD 160292 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 13 | 13 | 95 | 03/31/2026 | ☆ |
| 2118 | Duration Capital Partners Llc CRD 329842 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 22 | 22 | 18 | 03/31/2026 | ☆ |
| 2119 | White Oak Global Advisors, Llc CRD 149659 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 55 | 63 | 58 | 03/31/2026 | ☆ |
| 2120 | Dws Investments Hong Kong Limited CRD 139666 | Hong Kong | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 11 | 10 | 62 | 05/29/2026 | ☆ |
| 2121 | Rnc Capital Management Llc CRD 108618 | Los Angeles, CA | Wealth Manager · Mid-sized ($1B–$10B) | $5.1B | 4,294 | 4,294 | 63 | 04/01/2026 | ☆ |
| 2122 | Baypine Holdings Lp CRD 311154 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 9 | 9 | 55 | 03/27/2026 | ☆ |
| 2123 | Eversource Wealth Advisors, Llc CRD 286340 | Birmingham, AL | Wealth Manager · Mid-sized ($1B–$10B) | $5.1B | 4,338 | 13,689 | 76 | 04/13/2026 | ☆ |
| 2124 | Moran Wealth Management, Llc CRD 319208 | Naples, FL | Wealth Manager · Mid-sized ($1B–$10B) | $5.1B | 1,694 | 12,260 | 56 | 06/04/2026 | ☆ |
| 2125 | Aliya Capital Partners Llc CRD 305988 | Miami, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 187 | 187 | 18 | 05/27/2026 | ☆ |
| 2126 | Advisor Os Llc CRD 287792 | Chicago, IL | Investment Adviser · Mid-sized ($1B–$10B) | $5.1B | 12 | 12 | 2 | 03/31/2026 | ☆ |
| 2127 | Stonex Advisors Inc. CRD 174182 | Birmingham, AL | Insurance-Affiliated · Mid-sized ($1B–$10B) | $5.1B | 9,843 | 15,487 | 220 | 06/17/2026 | ☆ |
| 2128 | Indus Capital Partners, Llc CRD 133738 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 17 | 17 | 59 | 03/30/2026 | ☆ |
| 2129 | N CRD 285390 | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $5.1B | 166 | 166 | 6 | 05/05/2025 | ☆ | |
| 2130 | New England Private Wealth Advisors, Llc CRD 133790 | Wellesley, MA | Wealth Manager · Mid-sized ($1B–$10B) | $5.1B | 434 | 3,111 | 21 | 03/27/2026 | ☆ |
| 2131 | Pennington Partners & Co., Llc CRD 282688 | Bethesda, MD | Multi-Family Office · Mid-sized ($1B–$10B) | $5.1B | 112 | 1,026 | 36 | 04/06/2026 | ☆ |
| 2132 | Baker Avenue Asset Management, Lp CRD 132657 | San Francisco, CA | Wealth Manager · Mid-sized ($1B–$10B) | $5.1B | 1,024 | 3,690 | 57 | 06/11/2026 | ☆ |
| 2133 | Carrington Capital Management, Llc CRD 130813 | Old Greenwich, CT | Investment Adviser · Mid-sized ($1B–$10B) | $5.1B | 14 | 133 | 43 | 03/30/2026 | ☆ |
| 2134 | Pacific Financial Group Inc CRD 105203 | Nashville, TN | Wealth Manager · Mid-sized ($1B–$10B) | $5.1B | 16,832 | 16,832 | 62 | 05/15/2026 | ☆ |
| 2135 | Tt International Asset Management Ltd CRD 110858 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 26 | 34 | 79 | 03/26/2026 | ☆ |
| 2136 | Metropolis Capital Limited CRD 291699 | Amersham, Buckinghamshire | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 11 | 18 | 14 | 02/26/2026 | ☆ |
| 2137 | First Foundation Advisors CRD 106075 | Irvine, CA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $5.1B | 1,316 | 3,373 | 57 | 07/29/2026 | ☆ |
| 2138 | Oberweis Asset Management Inc CRD 105471 | Lisle, IL | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $5.1B | 108 | 110 | 31 | 03/31/2026 | ☆ |
| 2139 | Healthcare Community Securities Corporation CRD 36026 | Rensselaer, NY | Insurance-Affiliated · Mid-sized ($1B–$10B) | $5.1B | 48 | 96 | 11 | 03/25/2026 | ☆ |
| 2140 | Percheron Investment Management Lp CRD 312004 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 14 | 14 | 76 | 03/31/2026 | ☆ |
| 2141 | Tcg Crossover Management, Llc CRD 311718 | Palo Alto, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.1B | 3 | 3 | 16 | 05/29/2026 | ☆ |
| 2142 | Wellspring Financial Advisors, Llc CRD 143112 | Cleveland, OH | Multi-Family Office · Mid-sized ($1B–$10B) | $5.1B | 148 | 2,051 | 31 | 06/23/2026 | ☆ |
| 2143 | Three Bell Capital Llc CRD 159736 | Dallas, TX | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $5.1B | 628 | 628 | 22 | 06/09/2026 | ☆ |
| 2144 | Newport Group Consulting, Llc CRD 140944 | Lake Mary, FL | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $5.1B | 3,761 | 3,768 | 31 | 07/30/2026 | ☆ |
| 2145 | Maplelane Capital, Llc CRD 159894 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.0B | 5 | 5 | 16 | 04/27/2026 | ☆ |
| 2146 | Daymark Wealth Partners, Llc CRD 320878 | Cincinnati, OH | Insurance-Affiliated · Mid-sized ($1B–$10B) | $5.0B | 2,107 | 7,405 | 40 | 07/10/2026 | ☆ |
| 2147 | N CRD 159573 | Private Fund Manager · Mid-sized ($1B–$10B) | $5.0B | 14 | 14 | 82 | 10/30/2025 | ☆ | |
| 2148 | Luxor Capital Group, Lp CRD 138253 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.0B | 37 | 37 | 39 | 06/05/2026 | ☆ |
| 2149 | Tfo Family Office Partners, Llc CRD 159440 | Phoenix, AZ | Multi-Family Office · Mid-sized ($1B–$10B) | $5.0B | 306 | 1,939 | 88 | 06/24/2026 | ☆ |
| 2150 | Cain, Watters & Associates, Llc CRD 111521 | Frisco, TX | Wealth Manager · Mid-sized ($1B–$10B) | $5.0B | 3,397 | 12,138 | 341 | 06/04/2026 | ☆ |