Asset Strategy Consultants Llc
- Regulatory AUM
- $5.2B
- Discretionary
- $395M
- Clients
- 48
- Avg AUM / client
- $107M
- Accounts
- 48
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Jun 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3 | $2.0M | 0.04% |
| High net worth individuals | 11 | $80.8M | 1.57% |
| Pension and profit sharing plans | 9 | $688M | 13.3% |
| Charitable organizations | 18 | $1.7B | 32.8% |
| State or municipal government entities | 1 | $76.2M | 1.48% |
| Insurance companies | 1 | $2.5B | 48.1% |
| Other | 5 | $136M | 2.64% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The Harkins Group Employees 401(k) Profit Sharing Retirement Plan Harkins Builders, Inc. | 2024 | |
| Harkins Builders, Inc. Employee Stock Ownership Plan Harkins Builders, Inc. | 2024 | |
| Retirement Plan For Employees Of Pikeville Medical Center, Inc. Pikeville Medical Center, Inc. | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Morrison, Alfred, James | Managing Member & Chief Compliance Officer | Jul 1992 (34y) | 25% – 50% | |
| John Francis Meehan | Member & Director Of Research | CFA | Sep 2007 (19y) | 5% – 10% |
| Hernandez, Anne, Benson | Principal & Sr. Research Analyst | Dec 2019 (7y) | Less than 5% | |
| Juan Manuel Buendia | Registered representative | Jul 2021 (5y) | ||
| Andrew William Conner | Registered representative | CFA | Oct 2021 (5y) | |
| William I. Wright | Registered representative | Mar 2022 (4y) | ||
| Edwin Risdon Boyer | Registered representative | Jun 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Asset Strategy Consultants Of Florida | Owner | Mar 2023 | A | 50% – 75% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Harkins Group Employees 401(k) Profit Sharing Retirement Plan | Harkins Builders, Inc. | 328 | $61.5M | 01/01/2024 |
| Harkins Builders, Inc. Employee Stock Ownership Plan | Harkins Builders, Inc. | 286 | $123M | 01/01/2024 |
| Retirement Plan For Employees Of Pikeville Medical Center, Inc. | Pikeville Medical Center, Inc. | 3,432 | $174M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/17/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • ONE-TIME PROJECTS, WITH NEGOTIATED FEE
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 17, 2026.
View current Form ADV (SEC/IAPD) ↗