Pennington Partners & Co., Llc
- Regulatory AUM
- $5.1B
- Discretionary
- $2.4B
- Clients
- 112
- Avg AUM / client
- $45.4M
- Accounts
- 1,026
- Employees
- 36
AUM over time
Annual snapshots from Form ADV filings · as of Apr 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 102 | $4.6B | 90.4% |
| Pooled investment vehicles (non-investment companies) | 10 | $487M | 9.56% |
Private funds (9)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $302M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ptm Partners Opportunity Zone Fund I, Lp | Real Estate Fund | Delaware | $100M | 88 |
| Pennington Alternative Income Idf, Lp | Private Equity Fund | Delaware | $78.1M | 1 |
| Pennington Real Estate Partners Ozf, Lp | Real Estate Fund | Delaware | $56.3M | 5 |
| Pennington Appreciation Fund, Lp | Private Equity Fund | Delaware | $27.1M | 27 |
| Pennington Alternative Income Fund, Lp | Hedge Fund | Delaware | $21.9M | 24 |
| Ptm Partners Opportunity Zone Fund Iii, Lp | Private Equity Fund | Delaware | $8.1M | 35 |
| Atomizer Lxiv, A Series Of Atomizer Llc | Other Private Fund | Delaware | $4.4M | 33 |
| Pennington Private Access, Lp | Private Equity Fund | Delaware | $4.2M | 17 |
| Pennington Liquidity Fund, Lp | Liquidity Fund | Delaware | $1.3M | 11 |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Richard Gaister | Chief Executive Officer / Managing Member | Jan 2016 (11y) | 50% – 75% | |
| Rodd Jeffrey Macklin | Member | CFA | Feb 2016 (11y) | 10% – 25% |
| Rose, Samuel, Gary | Member | Oct 2018 (8y) | Less than 5% | |
| Scott, Guy, Anthony | Chief Compliance Officer | Apr 2020 (6y) | Less than 5% | |
| Megan Ann Bleil | Registered representative | Jan 2017 (10y) | ||
| William Joseph Lowrie | Registered representative | Jun 2023 (3y) | ||
| Charles Stuart Sheain | Registered representative | CFA | May 2024 (2y) | |
| Robert Kent Andrews | Registered representative | Jan 2025 (2y) | ||
| Keith Kellum | Registered representative | CFP | Sep 2025 (1y) | |
| William Lawrence Halkyard | Registered representative | Sep 2025 (1y) | ||
| Longhe Cao | Registered representative | Oct 2025 (1y) | ||
| Jacob Reinhardt | Registered representative | Oct 2025 (1y) | ||
| Meredith Lynn Farber | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Gf Angel, Llc | Member | Jan 2016 | A | Less than 5% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (9, $302M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ptm Partners Opportunity Zone Fund I, Lp | Real Estate Fund | $100M | $1.0M | 88 |
| Pennington Alternative Income Idf, Lp | Private Equity Fund | $78.1M | $1.0M | 1 |
| Pennington Real Estate Partners Ozf, Lp | Real Estate Fund | $56.3M | $1.0M | 5 |
| Pennington Appreciation Fund, Lp | Private Equity Fund | $27.1M | $1.0M | 27 |
| Pennington Alternative Income Fund, Lp | Hedge Fund | $21.9M | $100K | 24 |
| Ptm Partners Opportunity Zone Fund Iii, Lp | Private Equity Fund | $8.1M | $25.0K | 35 |
| Atomizer Lxiv, A Series Of Atomizer Llc | Other Private Fund | $4.4M | $10.0K | 33 |
| Pennington Private Access, Lp | Private Equity Fund | $4.2M | $100K | 17 |
| Pennington Liquidity Fund, Lp | Liquidity Fund | $1.3M | $1.0M | 11 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/06/2026 | 3.76 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Investments $440M (9% of AUM) Apr 2026
- Charles Schwab & Co. $295M (6% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 06, 2026.
View current Form ADV (SEC/IAPD) ↗