Investment advisers
45,220 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21351 | Wychick Investment Advisors, Inc. CRD 137957 | Insurance-Affiliated · Boutique (under $100M) | $32.8M | 104 | 220 | 2 | 02/26/2026 | ☆ | |
| 21352 | Glatt And Associates, Llc CRD 119628 | Insurance-Affiliated · Boutique (under $100M) | $32.8M | 24 | 43 | 1 | 03/26/2026 | ☆ | |
| 21353 | Rubik Capital Inc CRD 312376 | Wealth Manager · Boutique (under $100M) | $32.8M | 14 | 14 | 15 | 08/28/2026 | ☆ | |
| 21354 | Crestview Wealth Management, Llc CRD 334092 | Rockwall, TX | Insurance-Affiliated · Boutique (under $100M) | $32.8M | 40 | 108 | 4 | 06/09/2026 | ☆ |
| 21355 | Halyard Financial, Llc CRD 291570 | Wealth Manager · Boutique (under $100M) | $32.8M | 55 | 166 | 1 | 03/23/2026 | ☆ | |
| 21356 | Arca Capital Management, Llc CRD 305964 | Marina Del Rey, CA | Private Fund Manager · Boutique (under $100M) | $32.8M | 2 | 2 | 11 | 08/25/2026 | ☆ |
| 21357 | Grace Financial Advisors Llc CRD 288701 | Insurance-Affiliated · Boutique (under $100M) | $32.8M | 67 | 148 | 1 | 03/31/2026 | ☆ | |
| 21358 | Positive Delta Asset Management Llc CRD 134775 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $32.8M | 66 | 105 | 4 | 03/31/2026 | ☆ |
| 21359 | Modern Financial Wellness Llc CRD 334087 | Portsmouth, NH | Wealth Manager · Boutique (under $100M) | $32.8M | 92 | 161 | 1 | 04/22/2026 | ☆ |
| 21360 | Exchange Street Capital Llc CRD 333360 | Spring Lake, MI | Wealth Manager · Boutique (under $100M) | $32.8M | 56 | 151 | 2 | 01/09/2026 | ☆ |
| 21361 | Twptx, Llc CRD 287725 | Memphis, TN | Wealth Manager · Boutique (under $100M) | $32.7M | 31 | 79 | 2 | 09/29/2026 | ☆ |
| 21362 | Ascend Financial Advisers, Inc CRD 113273 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $32.7M | 43 | 103 | 1 | 03/29/2026 | ☆ |
| 21363 | Jersey Shore Financial Advisors Llc CRD 143748 | Tinton Falls, NJ | Wealth Manager · Boutique (under $100M) | $32.7M | 40 | 40 | 1 | 06/26/2026 | ☆ |
| 21364 | Thi, Inc. CRD 123216 | Wealth Manager · Boutique (under $100M) | $32.7M | 23 | 63 | 1 | 07/24/2026 | ☆ | |
| 21365 | Tabula Rasa, Llc CRD 298184 | Birmingham, AL | Wealth Manager · Boutique (under $100M) | $32.7M | 34 | 60 | 2 | 03/31/2026 | ☆ |
| 21366 | Desla Wealth Management Llc CRD 310235 | West Des Moines, IA | Insurance-Affiliated · Boutique (under $100M) | $32.7M | 49 | 78 | 3 | 03/14/2026 | ☆ |
| 21367 | Beacon Bay Asset Management Llc CRD 142207 | Wealth Manager · Boutique (under $100M) | $32.7M | 40 | 68 | 1 | 05/29/2026 | ☆ | |
| 21368 | Twin Robins Capital, Llc CRD 329990 | Kansas City, MO | Wealth Manager · Boutique (under $100M) | $32.7M | 45 | 133 | 2 | 09/18/2026 | ☆ |
| 21369 | David W. Mckinlay, Chfc CRD 112449 | Wealth Manager · Boutique (under $100M) | $32.6M | 60 | 95 | 1 | 02/10/2026 | ☆ | |
| 21370 | Platinum Planning, Inc. CRD 120213 | Sarasota, FL | Insurance-Affiliated · Boutique (under $100M) | $32.6M | 205 | 309 | 1 | 02/16/2026 | ☆ |
| 21371 | The Green Agency,Dba CRD 131629 | Braintree, MA | Insurance-Affiliated · Boutique (under $100M) | $32.6M | 125 | 125 | 2 | 01/12/2026 | ☆ |
| 21372 | Ascend Wealth Management Llc CRD 333076 | Wealth Manager · Boutique (under $100M) | $32.6M | 216 | 317 | 1 | 01/29/2026 | ☆ | |
| 21373 | Lonier Financial Advisory Llc CRD 159786 | Wealth Manager · Boutique (under $100M) | $32.6M | 10 | 57 | 1 | 02/16/2026 | ☆ | |
| 21374 | Sage Tree Wealth, Inc. CRD 298951 | Fairport, NY | Insurance-Affiliated · Boutique (under $100M) | $32.6M | 210 | 210 | 2 | 03/31/2026 | ☆ |
| 21375 | Francis Capital Management, Inc. CRD 134402 | Wealth Manager · Boutique (under $100M) | $32.6M | 34 | 65 | 1 | 03/19/2026 | ☆ | |
| 21376 | Ironcrest Capital Management Llc CRD 310022 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $32.6M | 110 | 186 | 1 | 03/16/2026 | ☆ |
| 21377 | Elderrock Financial Llc CRD 298350 | Everett, WA | Wealth Manager · Boutique (under $100M) | $32.6M | 70 | 70 | 1 | 03/31/2026 | ☆ |
| 21378 | Chesapeake Capital Management, Llc CRD 270014 | Belcamp, MD | Insurance-Affiliated · Boutique (under $100M) | $32.6M | 176 | 225 | 8 | 06/04/2026 | ☆ |
| 21379 | Pettibone Wealth Management, Llc CRD 147352 | Hannibal, MO | Wealth Manager · Boutique (under $100M) | $32.5M | 44 | 98 | 2 | 03/13/2026 | ☆ |
| 21380 | Sensus Wealth Management Group Llc CRD 153357 | San Antonio, TX | Insurance-Affiliated · Boutique (under $100M) | $32.5M | 79 | 132 | 4 | 03/30/2026 | ☆ |
| 21381 | Frontenac Partners, L.L.C. CRD 125413 | Wealth Manager · Boutique (under $100M) | $32.5M | 16 | 16 | 1 | 01/02/2026 | ☆ | |
| 21382 | Modern Wealth Llc CRD 300407 | Wealth Manager · Boutique (under $100M) | $32.5M | 85 | 295 | 1 | 08/03/2026 | ☆ | |
| 21383 | Franklin Trend Investment Management, Llc CRD 282977 | Boise, ID | Wealth Manager · Boutique (under $100M) | $32.5M | 44 | 112 | 1 | 03/26/2026 | ☆ |
| 21384 | Saunders Investment Management, Llc CRD 287579 | Endowment & Foundation Advisor · Boutique (under $100M) | $32.5M | 20 | 24 | 1 | 02/07/2025 | ☆ | |
| 21385 | Summit Investment Guidance Partners, Llc CRD 130405 | Wealth Manager · Boutique (under $100M) | $32.5M | 16 | 75 | 1 | 03/19/2026 | ☆ | |
| 21386 | Lunin Pack Planning And Advice, Llc CRD 334066 | Cold Spring, NY | Wealth Manager · Boutique (under $100M) | $32.4M | 38 | 74 | 2 | 03/31/2026 | ☆ |
| 21387 | Foxman Asset Advisors Inc. CRD 310637 | Rockville, MD | Wealth Manager · Boutique (under $100M) | $32.4M | 134 | 282 | 3 | 08/31/2026 | ☆ |
| 21388 | Guidepoint Financial Planning, Llc CRD 309428 | Wealth Manager · Boutique (under $100M) | $32.4M | 25 | 23 | 1 | 05/26/2026 | ☆ | |
| 21389 | Labrador Investments, Llc CRD 119733 | Wealth Manager · Boutique (under $100M) | $32.4M | 61 | 61 | 2 | 06/07/2026 | ☆ | |
| 21390 | Oakview Capital Management, L.P. CRD 144877 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $32.4M | 21 | 22 | 1 | 03/09/2026 | ☆ |
| 21391 | Palmetto Wealth Management, Llc CRD 150648 | New Albany, OH | Wealth Manager · Boutique (under $100M) | $32.4M | 27 | 90 | 1 | 03/15/2026 | ☆ |
| 21392 | Gulf Coast Financial Advisors Llc CRD 329092 | Fairhope, AL | Insurance-Affiliated · Boutique (under $100M) | $32.4M | 150 | 193 | 4 | 09/09/2026 | ☆ |
| 21393 | Boulton, Michael Dorn CRD 131632 | Wealth Manager · Boutique (under $100M) | $32.4M | 13 | 53 | 1 | 01/20/2026 | ☆ | |
| 21394 | Premier Wealth Partners, Llc CRD 171695 | Summerville, SC | Insurance-Affiliated · Boutique (under $100M) | $32.4M | 155 | 248 | 4 | 02/16/2026 | ☆ |
| 21395 | Usa Asset Management, Llc CRD 130946 | Plano, TX | Wealth Manager · Boutique (under $100M) | $32.4M | 45 | 198 | 3 | 03/31/2026 | ☆ |
| 21396 | 10 Star Asset Management Llc CRD 145873 | Carlsbad, CA | Wealth Manager · Boutique (under $100M) | $32.4M | 50 | 50 | 2 | 03/31/2026 | ☆ |
| 21397 | Capital Alliance Wealth Management, Llc CRD 315548 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $32.4M | 15 | 24 | 1 | 01/26/2026 | ☆ |
| 21398 | Rocket Capital Management, L.L.C. CRD 128077 | Wayzata, MN | Wealth Manager · Boutique (under $100M) | $32.4M | 67 | 89 | 3 | 03/13/2026 | ☆ |
| 21399 | Bull Market Investment Management, Inc. CRD 288871 | Miami, FL | Wealth Manager · Boutique (under $100M) | $32.3M | 209 | 213 | 6 | 10/01/2026 | ☆ |
| 21400 | Ballheim Financial Llc CRD 164318 | Insurance-Affiliated · Boutique (under $100M) | $32.3M | 37 | 92 | 1 | 03/12/2026 | ☆ |