Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21301 | Mtr Advisory Services, Inc. CRD 121140 | Austin, TX | Wealth Manager · Boutique (under $100M) | $33.2M | 31 | 74 | 1 | 02/23/2026 | ☆ |
| 21302 | Arcon Wealth Management, Llc CRD 144137 | Southlake, TX | Wealth Manager · Boutique (under $100M) | $33.2M | 25 | 61 | 1 | 03/03/2026 | ☆ |
| 21303 | Marsha Lee & Company, Inc. CRD 134286 | Palm Desert, CA | Wealth Manager · Boutique (under $100M) | $33.2M | 24 | 24 | 3 | 03/06/2025 | ☆ |
| 21304 | Gambit Investment Group CRD 316342 | Wealth Manager · Boutique (under $100M) | $33.2M | 17 | 76 | 1 | 03/23/2026 | ☆ | |
| 21305 | Forty4 Financial, Benefit Llc CRD 326024 | Wealth Manager · Boutique (under $100M) | $33.2M | 43 | 150 | 1 | 05/04/2026 | ☆ | |
| 21306 | Aspen Wealth Management, Llc CRD 313212 | Wealth Manager · Boutique (under $100M) | $33.2M | 17 | 40 | 1 | 03/20/2026 | ☆ | |
| 21307 | Merit Advisors, Inc. CRD 113999 | Oklahoma City, OK | Wealth Manager · Boutique (under $100M) | $33.2M | 96 | 96 | 4 | 03/24/2026 | ☆ |
| 21308 | New Millennium Asset Management, Inc. CRD 143465 | Wealth Manager · Boutique (under $100M) | $33.2M | 59 | 76 | 2 | 08/10/2026 | ☆ | |
| 21309 | Personal Best Financial Llc CRD 324747 | Wealth Manager · Boutique (under $100M) | $33.2M | 19 | 71 | 1 | 06/01/2026 | ☆ | |
| 21310 | Csa Financial Management, Inc. CRD 123316 | Wealth Manager · Boutique (under $100M) | $33.2M | 70 | 98 | 1 | 01/07/2026 | ☆ | |
| 21311 | Coiner Enterprises, Llc CRD 318877 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $33.1M | 119 | 148 | 3 | 03/30/2026 | ☆ |
| 21312 | Delphi Advisers, Llc CRD 304593 | Vancouver, WA | Wealth Manager · Boutique (under $100M) | $33.1M | 62 | 107 | 1 | 05/14/2026 | ☆ |
| 21313 | 80/20 Financial Services Llc CRD 300772 | Insurance-Affiliated · Boutique (under $100M) | $33.1M | 36 | 70 | 1 | 02/16/2026 | ☆ | |
| 21314 | Bereck, Daniel Mark CRD 114044 | Wealth Manager · Boutique (under $100M) | $33.1M | 28 | 41 | 1 | 03/12/2026 | ☆ | |
| 21315 | Root Wealth Management Llc CRD 329683 | Wealth Manager · Boutique (under $100M) | $33.1M | 46 | 116 | 2 | 02/16/2026 | ☆ | |
| 21316 | Trestle Wealth Advisory, Llc CRD 329077 | Duluth, GA | Wealth Manager · Boutique (under $100M) | $33.1M | 54 | 199 | 1 | 03/19/2026 | ☆ |
| 21317 | Ajax Capital Advisors, Inc. CRD 150229 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $33.1M | 67 | 149 | 4 | 03/11/2026 | ☆ |
| 21318 | Acquirers Funds, Llc CRD 298309 | Rolling Hills, CA | Mutual Fund / Asset Manager · Boutique (under $100M) | $33.1M | 1 | 1 | 1 | 02/06/2026 | ☆ |
| 21319 | Cardinal Wealth Partners, Llc CRD 326142 | Chapel Hill, NC | Insurance-Affiliated · Boutique (under $100M) | $33.1M | 59 | 70 | 1 | 03/31/2026 | ☆ |
| 21320 | Tactical Investment Advisors, Llc CRD 156179 | Huntersville, NC | Insurance-Affiliated · Boutique (under $100M) | $33.1M | 106 | 106 | 3 | 03/26/2026 | ☆ |
| 21321 | Bluewater Wealth Management, Llc CRD 314725 | Wealth Manager · Boutique (under $100M) | $33.1M | 15 | 47 | 1 | 02/23/2026 | ☆ | |
| 21322 | Lee Capital Management #1 Llc CRD 315693 | Investment Adviser · Boutique (under $100M) | $33.1M | 1 | 1 | 1 | 03/16/2026 | ☆ | |
| 21323 | Mcmillan Analysis Corporation CRD 128920 | Wealth Manager · Boutique (under $100M) | $33.1M | 49 | 60 | 9 | 03/30/2026 | ☆ | |
| 21324 | Harvest Advisors, Llc CRD 120614 | Canton, OH | Wealth Manager · Boutique (under $100M) | $33.1M | 108 | 220 | 3 | 03/17/2026 | ☆ |
| 21325 | S.G. Long & Company CRD 47511 | Missoula, MT | Insurance-Affiliated · Boutique (under $100M) | $33.1M | 156 | 190 | 15 | 09/27/2026 | ☆ |
| 21326 | Telos Solutions Group, Inc. CRD 165154 | Wealth Manager · Boutique (under $100M) | $33.0M | 18 | 18 | 1 | 03/17/2026 | ☆ | |
| 21327 | Johannsen & Associates, Inc. CRD 137013 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $33.0M | 37 | 76 | 1 | 11/25/2025 | ☆ |
| 21328 | Aust Financial Advisory, Llc CRD 153724 | Wealth Manager · Boutique (under $100M) | $33.0M | 26 | 26 | 1 | 06/09/2025 | ☆ | |
| 21329 | Agave Wealth Advisors CRD 299139 | Tucson, AZ | Wealth Manager · Boutique (under $100M) | $33.0M | 140 | 250 | 1 | 03/31/2026 | ☆ |
| 21330 | Kairos Capital Advisors, Llc CRD 134552 | Wealth Manager · Boutique (under $100M) | $33.0M | 25 | 37 | 1 | 03/31/2026 | ☆ | |
| 21331 | Lamarque Atlas, Llc CRD 308520 | Pasadena, CA | Private Fund Manager · Boutique (under $100M) | $33.0M | 1 | 2 | 3 | 03/31/2026 | ☆ |
| 21332 | Lumen Capital Management, L.L.C. CRD 123705 | Wealth Manager · Boutique (under $100M) | $33.0M | 51 | 51 | 1 | 09/30/2022 | ☆ | |
| 21333 | Mw Investment Advisor, Llc CRD 129695 | Wealth Manager · Boutique (under $100M) | $33.0M | 38 | 73 | 1 | 03/20/2026 | ☆ | |
| 21334 | Pdm Investment Services, Llc CRD 155217 | Wealth Manager · Boutique (under $100M) | $33.0M | 30 | 48 | 1 | 01/07/2026 | ☆ | |
| 21335 | Personal Asset Management, Llc CRD 136619 | St Petersburg, FL | Wealth Manager · Boutique (under $100M) | $33.0M | 38 | 37 | 1 | 03/14/2026 | ☆ |
| 21336 | Soloman Hill I Llc CRD 282237 | Wealth Manager · Boutique (under $100M) | $33.0M | 1 | 2 | 01/28/2026 | ☆ | ||
| 21337 | Versailles Financial, Llc CRD 127011 | Wealth Manager · Boutique (under $100M) | $33.0M | 13 | 13 | 1 | 01/26/2026 | ☆ | |
| 21338 | Fundamental Advisors, Inc. CRD 122643 | Houston, TX | Wealth Manager · Boutique (under $100M) | $33.0M | 27 | 44 | 1 | 08/07/2026 | ☆ |
| 21339 | Sarmaya Partners, Llc CRD 330100 | San Antonio, TX | Mutual Fund / Asset Manager · Boutique (under $100M) | $33.0M | 1 | 1 | 6 | 02/05/2026 | ☆ |
| 21340 | Under Par Planning Llc CRD 306930 | Wealth Manager · Boutique (under $100M) | $33.0M | 75 | 193 | 2 | 04/28/2026 | ☆ | |
| 21341 | New Hyde Park Asset Management Llc CRD 329242 | Wheaton, IL | Private Fund Manager · Boutique (under $100M) | $33.0M | 4 | 4 | 9 | 03/31/2026 | ☆ |
| 21342 | Mta Capital, Ltd. CRD 132894 | Wealth Manager · Boutique (under $100M) | $32.9M | 72 | 204 | 3 | 03/04/2026 | ☆ | |
| 21343 | Serene Point Advisors Llc CRD 309433 | Wealth Manager · Boutique (under $100M) | $32.9M | 60 | 115 | 2 | 03/16/2026 | ☆ | |
| 21344 | Focused Compounding Capital Management, Llc CRD 306305 | Dallas, TX | Private Fund Manager · Boutique (under $100M) | $32.9M | 27 | 29 | 2 | 03/25/2026 | ☆ |
| 21345 | Theory Planning Partners, Llc CRD 308877 | Wealth Manager · Boutique (under $100M) | $32.9M | 59 | 298 | 3 | 09/01/2026 | ☆ | |
| 21346 | Celaya Wealth Management Group, Inc CRD 172948 | Wealth Manager · Boutique (under $100M) | $32.9M | 62 | 144 | 3 | 03/09/2026 | ☆ | |
| 21347 | Incline Investment Management, Llc CRD 293335 | Incline Village, NV | Private Fund Manager · Boutique (under $100M) | $32.9M | 1 | 3 | 3 | 07/13/2026 | ☆ |
| 21348 | Comal Wealth Management Llc CRD 309352 | New Braunfels, TX | Wealth Manager · Boutique (under $100M) | $32.9M | 41 | 105 | 1 | 08/17/2026 | ☆ |
| 21349 | Sdg Financial Planning, Llc CRD 295401 | Grapevine, TX | Wealth Manager · Boutique (under $100M) | $32.9M | 60 | 199 | 4 | 03/03/2026 | ☆ |
| 21350 | O'reilly Wealth Advisors Llc CRD 141789 | Insurance-Affiliated · Boutique (under $100M) | $32.8M | 55 | 57 | 1 | 02/11/2026 | ☆ |