Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20451 | Arcap Partners Llc CRD 313006 | Plainview, NY | Wealth Manager · Boutique (under $100M) | $40.5M | 34 | 87 | 3 | 07/16/2026 | ☆ |
| 20452 | Netadvizor Wealth Llc CRD 319725 | Wealth Manager · Boutique (under $100M) | $40.4M | 139 | 269 | 3 | 01/30/2026 | ☆ | |
| 20453 | International Financial Planning Llc CRD 327686 | Wealth Manager · Boutique (under $100M) | $40.4M | 5 | 5 | 1 | 02/21/2026 | ☆ | |
| 20454 | Heisner Financial, Llc CRD 112989 | St.Louis, MO | Wealth Manager · Boutique (under $100M) | $40.4M | 26 | 43 | 1 | 03/31/2026 | ☆ |
| 20455 | One Wealth Planning Llc CRD 328631 | Insurance-Affiliated · Boutique (under $100M) | $40.4M | 67 | 181 | 1 | 01/05/2026 | ☆ | |
| 20456 | Moneywise, Inc. CRD 145043 | Lexington, KY | Wealth Manager · Boutique (under $100M) | $40.4M | 49 | 146 | 1 | 03/30/2026 | ☆ |
| 20457 | Lentz Wealth Advisors, Llc CRD 335553 | Gainesville, FL | Wealth Manager · Boutique (under $100M) | $40.4M | 47 | 108 | 2 | 03/30/2026 | ☆ |
| 20458 | J.S. Replogle & Associates Llc CRD 126089 | Wealth Manager · Boutique (under $100M) | $40.4M | 90 | 255 | 2 | 03/02/2026 | ☆ | |
| 20459 | Omkara Capital Llc CRD 172570 | Wealth Manager · Boutique (under $100M) | $40.4M | 41 | 136 | 1 | 03/30/2026 | ☆ | |
| 20460 | Magellan Financial Solutions Llc CRD 169107 | Warwick, NY | Wealth Manager · Boutique (under $100M) | $40.4M | 44 | 78 | 1 | 03/05/2026 | ☆ |
| 20461 | Ballestas Advisors, Llc CRD 287825 | Miami, FL | Wealth Manager · Boutique (under $100M) | $40.4M | 9 | 12 | 3 | 08/04/2026 | ☆ |
| 20462 | Schiff Wealth Advisors, Llc CRD 146375 | Baltimore, MD | Wealth Manager · Boutique (under $100M) | $40.4M | 61 | 122 | 1 | 03/03/2026 | ☆ |
| 20463 | Concierge Financial Advisor Llc CRD 314503 | Wealth Manager · Boutique (under $100M) | $40.4M | 9 | 26 | 2 | 05/07/2026 | ☆ | |
| 20464 | Lighthouse Swiss Wealth Advisors Ag CRD 164658 | Zug | Wealth Manager · Boutique (under $100M) | $40.4M | 23 | 23 | 2 | 03/10/2026 | ☆ |
| 20465 | Partners Capital, Llc CRD 328074 | Franklin, TN | Wealth Manager · Boutique (under $100M) | $40.3M | 68 | 42 | 7 | 07/17/2026 | ☆ |
| 20466 | Covered Bridge Financial Llc CRD 151827 | Wealth Manager · Boutique (under $100M) | $40.3M | 52 | 141 | 1 | 02/11/2026 | ☆ | |
| 20467 | Capital Partners Investment Group Inc CRD 294889 | Wealth Manager · Boutique (under $100M) | $40.3M | 36 | 36 | 1 | 06/10/2026 | ☆ | |
| 20468 | Parkmount Financial Partners Llc CRD 323902 | Scituate, MA | Wealth Manager · Boutique (under $100M) | $40.3M | 50 | 157 | 1 | 06/19/2026 | ☆ |
| 20469 | P3 Asset Management, Llc CRD 327327 | Gig Harbor, WA | Private Fund Manager · Boutique (under $100M) | $40.3M | 1 | 8 | 3 | 05/29/2026 | ☆ |
| 20470 | Pelican Bay Asset Management, Inc. CRD 121410 | Wealth Manager · Boutique (under $100M) | $40.3M | 15 | 14 | 1 | 02/12/2026 | ☆ | |
| 20471 | Rothamel Wealth Management, Llc CRD 302081 | Wealth Manager · Boutique (under $100M) | $40.3M | 108 | 317 | 1 | 03/24/2026 | ☆ | |
| 20472 | Williams 360 Financial Advisory, Llc CRD 175485 | Wealth Manager · Boutique (under $100M) | $40.3M | 13 | 43 | 1 | 03/22/2026 | ☆ | |
| 20473 | Alpha & Omega Financial Management Consultants, Inc. CRD 105548 | La Mesa, CA | Wealth Manager · Boutique (under $100M) | $40.3M | 137 | 137 | 11 | 07/15/2026 | ☆ |
| 20474 | Sw Private Wealth, Llc CRD 289362 | Needham, MA | Wealth Manager · Boutique (under $100M) | $40.2M | 41 | 101 | 1 | 05/14/2026 | ☆ |
| 20475 | Carty Financial, Inc. CRD 144564 | Wealth Manager · Boutique (under $100M) | $40.2M | 57 | 125 | 1 | 03/02/2026 | ☆ | |
| 20476 | New Southern Advisory Services, Inc. CRD 158724 | Germantown, TN | Wealth Manager · Boutique (under $100M) | $40.2M | 21 | 56 | 1 | 08/07/2026 | ☆ |
| 20477 | Greenville Capital Advisors, Llc CRD 309954 | Greenville, SC | Wealth Manager · Boutique (under $100M) | $40.2M | 61 | 138 | 1 | 02/27/2026 | ☆ |
| 20478 | True Root Financial Llc CRD 310652 | Wealth Manager · Boutique (under $100M) | $40.2M | 34 | 34 | 1 | 03/04/2026 | ☆ | |
| 20479 | Enloe Financial Advisory Llc CRD 167008 | Wealth Manager · Boutique (under $100M) | $40.2M | 27 | 58 | 1 | 02/17/2026 | ☆ | |
| 20480 | Baztec Capital Management, Llc CRD 312365 | Wealth Manager · Boutique (under $100M) | $40.2M | 10 | 16 | 1 | 02/26/2026 | ☆ | |
| 20481 | Zen Wealth Advisors, Llc CRD 325679 | Marlborough, MA | Wealth Manager · Boutique (under $100M) | $40.2M | 61 | 205 | 2 | 08/13/2026 | ☆ |
| 20482 | One Wild Life Advisors Llc CRD 333774 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $40.2M | 80 | 267 | 2 | 04/14/2026 | ☆ |
| 20483 | Bridger Financial Services, Llc CRD 298563 | Temecula, CA | Wealth Manager · Boutique (under $100M) | $40.2M | 182 | 275 | 2 | 01/30/2026 | ☆ |
| 20484 | Walker & Associates Investment Advisors, Inc. CRD 125283 | Wealth Manager · Boutique (under $100M) | $40.2M | 42 | 42 | 1 | 02/25/2026 | ☆ | |
| 20485 | Mccurdy & Andrew Investments, Llc CRD 286179 | Sturbridge, MA | Wealth Manager · Boutique (under $100M) | $40.2M | 123 | 241 | 2 | 06/19/2026 | ☆ |
| 20486 | Azimuth Wealth Advisors, Llc CRD 290050 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $40.2M | 25 | 99 | 2 | 02/12/2026 | ☆ |
| 20487 | C & S Capital Management, Inc. CRD 116492 | Bismarck, AR | Wealth Manager · Boutique (under $100M) | $40.2M | 31 | 31 | 2 | 03/28/2026 | ☆ |
| 20488 | Meziab Capital Management, Inc. CRD 113856 | Endowment & Foundation Advisor · Boutique (under $100M) | $40.1M | 21 | 1 | 03/27/2026 | ☆ | ||
| 20489 | Vantage Point Investments, Inc. CRD 156887 | Wealth Manager · Boutique (under $100M) | $40.1M | 207 | 207 | 3 | 05/06/2026 | ☆ | |
| 20490 | Dawson, Robert, B. CRD 312098 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $40.1M | 107 | 177 | 1 | 03/11/2026 | ☆ |
| 20491 | J. Loyd Capital Management, Llc CRD 172300 | Wealth Manager · Boutique (under $100M) | $40.1M | 62 | 205 | 2 | 03/17/2026 | ☆ | |
| 20492 | Intelligent Fanatics Capital Management, Llc CRD 299109 | Private Fund Manager · Boutique (under $100M) | $40.1M | 1 | 1 | 1 | 02/02/2026 | ☆ | |
| 20493 | Elite Financial Group, Inc. CRD 315997 | Gaithersburg, MD | Insurance-Affiliated · Boutique (under $100M) | $40.1M | 102 | 102 | 1 | 03/12/2026 | ☆ |
| 20494 | Ae Financial & Risk Management, Inc. CRD 172395 | Alpharetta, GA | Insurance-Affiliated · Boutique (under $100M) | $40.1M | 48 | 48 | 2 | 03/31/2026 | ☆ |
| 20495 | Cio Capital Group Llc CRD 336490 | New York, NY | Wealth Manager · Boutique (under $100M) | $40.1M | 7 | 15 | 5 | 04/01/2026 | ☆ |
| 20496 | Demauriac Llc CRD 306542 | New Orleans, LA | Wealth Manager · Boutique (under $100M) | $40.0M | 215 | 215 | 1 | 02/02/2026 | ☆ |
| 20497 | Rmh Capital Advisors, Llc CRD 136411 | Houston, TX | Wealth Manager · Boutique (under $100M) | $40.0M | 19 | 74 | 1 | 03/25/2026 | ☆ |
| 20498 | Wenning Investments, Llc CRD 146887 | Wealth Manager · Boutique (under $100M) | $40.0M | 33 | 77 | 1 | 02/23/2026 | ☆ | |
| 20499 | Four Points Advisors, Llc CRD 171720 | New York, NY | Wealth Manager · Boutique (under $100M) | $40.0M | 98 | 171 | 12 | 04/27/2026 | ☆ |
| 20500 | Montrose Estate Capital Management, Llc CRD 324497 | Houston, TX | Investment Adviser · Boutique (under $100M) | $40.0M | 2 | 2 | 1 | 03/12/2026 | ☆ |