Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20451 | The Portola Group Inc CRD 105359 | Wealth Manager · Boutique (under $100M) | $41.4M | 29 | 29 | 1 | 02/23/2026 | ☆ | |
| 20452 | F2 F Retirement, Llc CRD 164005 | Tooele, UT | Insurance-Affiliated · Boutique (under $100M) | $41.4M | 445 | 445 | 3 | 05/12/2026 | ☆ |
| 20453 | Lyles Wealth Management Llc CRD 299373 | Calhoun, GA | Wealth Manager · Boutique (under $100M) | $41.4M | 71 | 163 | 1 | 03/05/2026 | ☆ |
| 20454 | Redwing Financial, Llc CRD 292377 | St. Charles, IL | Wealth Manager · Boutique (under $100M) | $41.4M | 105 | 183 | 1 | 05/07/2026 | ☆ |
| 20455 | Norman Kramer Investments, Inc. CRD 117862 | Westport, CT | Wealth Manager · Boutique (under $100M) | $41.4M | 36 | 82 | 1 | 03/11/2026 | ☆ |
| 20456 | Hathaway Capital Management, Llc CRD 292255 | Wealth Manager · Boutique (under $100M) | $41.4M | 26 | 49 | 1 | 03/06/2026 | ☆ | |
| 20457 | Coherent Financial Advisers, Llc CRD 281877 | Wealth Manager · Boutique (under $100M) | $41.3M | 61 | 141 | 2 | 07/31/2025 | ☆ | |
| 20458 | Navigate Financial Llc CRD 168711 | Wealth Manager · Boutique (under $100M) | $41.3M | 46 | 124 | 1 | 03/17/2026 | ☆ | |
| 20459 | Pinelight Financial Pllc CRD 323153 | Wealth Manager · Boutique (under $100M) | $41.3M | 33 | 33 | 2 | 10/02/2026 | ☆ | |
| 20460 | American Northwest Advisory Services L.L.C. CRD 110117 | Federal Way, WA | Wealth Manager · Boutique (under $100M) | $41.3M | 218 | 95 | 6 | 03/18/2026 | ☆ |
| 20461 | Sound & Secure Advisors Llc CRD 322514 | Wealth Manager · Boutique (under $100M) | $41.3M | 98 | 187 | 1 | 03/27/2026 | ☆ | |
| 20462 | Wiseowl Capital, Llc CRD 166920 | Wealth Manager · Boutique (under $100M) | $41.3M | 29 | 82 | 1 | 03/30/2026 | ☆ | |
| 20463 | Connetic Ria Llc CRD 329078 | Covington, KY | Mutual Fund / Asset Manager · Boutique (under $100M) | $41.3M | 2 | 2 | 4 | 06/29/2026 | ☆ |
| 20464 | Rb Salzman Wealth Management, Llc CRD 174941 | Wealth Manager · Boutique (under $100M) | $41.3M | 22 | 80 | 1 | 05/26/2026 | ☆ | |
| 20465 | Sitka Pacific Capital Management, Llc CRD 134699 | Seattle, WA | Wealth Manager · Boutique (under $100M) | $41.3M | 49 | 92 | 2 | 01/07/2026 | ☆ |
| 20466 | G. Earl Mowrey & Co., L.L.C. CRD 120802 | Youngstown, OH | Wealth Manager · Boutique (under $100M) | $41.3M | 123 | 123 | 2 | 03/30/2026 | ☆ |
| 20467 | Rodney Mckinnis CRD 143285 | Wealth Manager · Boutique (under $100M) | $41.2M | 295 | 375 | 1 | 08/18/2026 | ☆ | |
| 20468 | Victoryarc Holdings Lp CRD 342808 | Greenwich, CT | Private Fund Manager · Boutique (under $100M) | $41.2M | 2 | 2 | 2 | 07/08/2026 | ☆ |
| 20469 | Turner, Michael CRD 304415 | Gainesville, FL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $41.2M | 52 | 114 | 1 | 03/30/2026 | ☆ |
| 20470 | Aspire Financial, Inc. CRD 159581 | Ebensburg, PA | Wealth Manager · Boutique (under $100M) | $41.2M | 209 | 209 | 3 | 01/19/2026 | ☆ |
| 20471 | Quantumvest, Inc. CRD 171780 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $41.2M | 175 | 175 | 7 | 09/23/2026 | ☆ |
| 20472 | Marquam Asset Management Llc CRD 147782 | Portland, OR | Wealth Manager · Boutique (under $100M) | $41.2M | 174 | 281 | 3 | 03/19/2026 | ☆ |
| 20473 | Ridley Cove Financial Advisors Llc CRD 236787 | Newton, MA | Wealth Manager · Boutique (under $100M) | $41.2M | 69 | 221 | 2 | 03/11/2026 | ☆ |
| 20474 | Worthington Capital Management, Llc CRD 305391 | Memphis, TN | Private Fund Manager · Boutique (under $100M) | $41.2M | 2 | 2 | 3 | 03/27/2026 | ☆ |
| 20475 | Taylor Stephens Inc CRD 110055 | Wealth Manager · Boutique (under $100M) | $41.2M | 68 | 68 | 1 | 09/28/2026 | ☆ | |
| 20476 | Neiman Funds Management Llc CRD 151749 | Williamsvillie, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $41.2M | 1 | 1 | 3 | 02/10/2026 | ☆ |
| 20477 | Tell Tale Capital Corp CRD 155698 | Wealth Manager · Boutique (under $100M) | $41.2M | 50 | 50 | 1 | 03/26/2026 | ☆ | |
| 20478 | Qualman, Gene Alexander CRD 127531 | Darien, CT | Wealth Manager · Boutique (under $100M) | $41.2M | 45 | 82 | 1 | 01/30/2026 | ☆ |
| 20479 | Scipione Wealth Advisors, Inc. CRD 121874 | Wyckoff, NJ | Wealth Manager · Boutique (under $100M) | $41.2M | 113 | 363 | 2 | 07/21/2025 | ☆ |
| 20480 | Ferris Wheel Finance, Inc. CRD 292091 | Venice, FL | Wealth Manager · Boutique (under $100M) | $41.2M | 302 | 612 | 2 | 03/31/2026 | ☆ |
| 20481 | Aps Ventures, Llc CRD 298519 | Kansas City, MO | Wealth Manager · Boutique (under $100M) | $41.2M | 149 | 333 | 3 | 01/29/2026 | ☆ |
| 20482 | Radnorwood Capital, Llc CRD 143990 | Private Fund Manager · Boutique (under $100M) | $41.1M | 1 | 1 | 3 | 03/17/2026 | ☆ | |
| 20483 | Capital Strategies, Inc. CRD 121704 | Indianapolis, IN | Wealth Manager · Boutique (under $100M) | $41.1M | 84 | 140 | 4 | 03/26/2026 | ☆ |
| 20484 | Family Financial Planning, Llc CRD 139716 | Wealth Manager · Boutique (under $100M) | $41.1M | 116 | 210 | 1 | 04/13/2026 | ☆ | |
| 20485 | Birch Point Wealth Management Llc CRD 306596 | Rockport, ME | Wealth Manager · Boutique (under $100M) | $41.1M | 58 | 149 | 2 | 07/20/2026 | ☆ |
| 20486 | Twentythree Advisory Llc CRD 332537 | New York, NY | Multi-Family Office · Boutique (under $100M) | $41.1M | 4 | 5 | 1 | 03/10/2026 | ☆ |
| 20487 | Sg Wealth Managers Llc CRD 310597 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $41.1M | 80 | 216 | 3 | 08/11/2026 | ☆ |
| 20488 | Formation Wealth Llc CRD 285001 | Ponte Vedra Beach, FL | Wealth Manager · Boutique (under $100M) | $41.1M | 43 | 102 | 1 | 02/13/2026 | ☆ |
| 20489 | Fisher Financial Group, Llc CRD 154479 | Northbrook, IL | Wealth Manager · Boutique (under $100M) | $41.1M | 116 | 206 | 2 | 03/05/2026 | ☆ |
| 20490 | Core Capital Management, Llc CRD 120678 | The Woodlands, TX | Wealth Manager · Boutique (under $100M) | $41.1M | 50 | 88 | 1 | 09/04/2026 | ☆ |
| 20491 | Siol Wealth Advisors Llc CRD 329032 | Insurance-Affiliated · Boutique (under $100M) | $41.0M | 10 | 26 | 3 | 04/14/2026 | ☆ | |
| 20492 | Spano Advisory Services Inc. CRD 113588 | Mahopac, NY | Wealth Manager · Boutique (under $100M) | $41.0M | 38 | 70 | 1 | 01/26/2026 | ☆ |
| 20493 | Guide Rock Capital Management, Inc. CRD 149820 | Omaha, NE | Wealth Manager · Boutique (under $100M) | $41.0M | 72 | 165 | 2 | 03/20/2026 | ☆ |
| 20494 | Wyoming Wealth Management, Llc CRD 306132 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $41.0M | 138 | 221 | 1 | 01/22/2026 | ☆ |
| 20495 | Huff Wealth Management Llc CRD 157602 | Wealth Manager · Boutique (under $100M) | $41.0M | 43 | 74 | 2 | 05/04/2026 | ☆ | |
| 20496 | Zolton Wealth Management Llc CRD 335714 | Wealth Manager · Boutique (under $100M) | $41.0M | 14 | 67 | 1 | 03/04/2026 | ☆ | |
| 20497 | Dirigo Financial Llc CRD 333829 | Wealth Manager · Boutique (under $100M) | $41.0M | 49 | 162 | 1 | 06/10/2026 | ☆ | |
| 20498 | Cpa Group Investment Management, Llc CRD 114383 | Panama City, FL | Wealth Manager · Boutique (under $100M) | $41.0M | 33 | 145 | 2 | 03/13/2026 | ☆ |
| 20499 | Goose Hollow Capital Management Llc CRD 312912 | Tenafly, NJ | Mutual Fund / Asset Manager · Boutique (under $100M) | $41.0M | 1 | 1 | 4 | 02/11/2026 | ☆ |
| 20500 | Hoctor, David Robert Ii CRD 132703 | Wealth Manager · Boutique (under $100M) | $41.0M | 18 | 75 | 1 | 03/24/2026 | ☆ |