Taylor Stephens Inc
- Regulatory AUM
- $39.2M
- Discretionary
- $7.1M
- Clients
- 69
- Avg AUM / client
- $568K
- Accounts
- 69
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 21, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 35 | $5.9M | 15.1% |
| High net worth individuals | 30 | $27.6M | 70.4% |
| Pension and profit sharing plans | 4 | $5.7M | 14.6% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brinson, Lisa, Kathryn | Partner | Dec 1993 (33y) | 25% – 50% of Brinson Partners Ltd (indirect) | |
| Roark, Stephanie, Dawn Brinson | Partner | Dec 1993 (33y) | 25% – 50% of Brinson Partners Ltd (indirect) | |
| William Kent Brinson | Director/Secretary/Chief Compliance Officer/President | Oct 2003 (23y) | Less than 5% | |
| Taylor, John, Allen | Chairman Emeritus/Director | Jun 2007 (19y) | 50% – 75% | |
| Michael John Noel | Registered representative | Oct 2014 (12y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Brinson Partners Ltd. | Owner | Dec 1993 | A | 50% – 75% |
| William Kent Brinson Ii Childrens Trust | Partner | Dec 1993 | B | 25% – 50% of Brinson Partners Ltd (indirect) |
| Abramshire Management Llc | General Partner | Dec 1993 | B | GP / trustee / elected manager of Brinson Partners Ltd (indirect) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 09/21/2025 | 986 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $37.0M (94% of AUM) Sep 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 21, 2025.
View current Form ADV (SEC/IAPD) ↗