Connetic Ria Llc
- Regulatory AUM
- $41.3M
- Discretionary
- $41.3M
- Clients
- 2
- Avg AUM / client
- $20.7M
- Accounts
- 2
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Jun 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $40.9M | 98.9% |
| Pooled investment vehicles (non-investment companies) | 1 | $450K | 1.09% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Giggey, Matthew, Michael | Chief Compliance Officer | May 2024 (2y) | Less than 5% | |
| Ross, David | President | May 2024 (2y) | Less than 5% | |
| Zapp, Bradley, Robert | Portfolio Manager | May 2024 (2y) | Less than 5% | |
| Mark Henry Josefczyk | Registered representative | Aug 2024 (2y) | ||
| Christopher Michael Hjelm | Registered representative | Jan 2025 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wendal Inc. | Parent Company | May 2019 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗