The Ruben E. Guerra Company, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 110564
· SEC file 801-50336
· El Paso, TX
· WWW.REGUERRACO.COM
☆ Save with Pro
ADV data as of Mar 06, 2026
- Regulatory AUM
- $42.0M
- Discretionary
- $42.0M
- Clients
- 108
- Avg AUM / client
- $389K
- Accounts
- 132
- Employees
- 4
AUM over time
$28.0M
$42.0M
Jan 30, 2012
Mar 6, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 91 | $19.0M | 45.2% |
| High net worth individuals | 15 | $20.0M | 47.6% |
| Charitable organizations | 2 | $3.0M | 7.14% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ruben Edward Guerra | President/Chief Compliance Officer | Oct 1995 (31y) | 75% or more | |
| Susan Jane Guerra | Compliance Manager | Jan 2006 (21y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/06/2026 | 985 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.
View current Form ADV (SEC/IAPD) ↗