Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20051 | Eastlake Planning Llc CRD 331427 | Wealth Manager · Boutique (under $100M) | $44.6M | 118 | 360 | 1 | 02/17/2026 | ☆ | |
| 20052 | Aetolia Capital Llc CRD 288624 | Wealth Manager · Boutique (under $100M) | $44.5M | 55 | 89 | 1 | 03/24/2026 | ☆ | |
| 20053 | Lighthouse Capital, Llc CRD 147497 | Boston, MA | Insurance-Affiliated · Boutique (under $100M) | $44.5M | 130 | 128 | 3 | 03/24/2026 | ☆ |
| 20054 | Peak Wealth Group, Llc CRD 150003 | St. Augustine, FL | Insurance-Affiliated · Boutique (under $100M) | $44.5M | 128 | 128 | 2 | 03/25/2026 | ☆ |
| 20055 | Jackson Money Management, Incorporated CRD 114558 | Wealth Manager · Boutique (under $100M) | $44.5M | 18 | 44 | 2 | 03/07/2026 | ☆ | |
| 20056 | Pension Solutions Inc. CRD 124098 | Orland Park, IL | Wealth Manager · Boutique (under $100M) | $44.5M | 255 | 350 | 2 | 02/27/2026 | ☆ |
| 20057 | Good Life Asset Strategies, Llc CRD 165613 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $44.5M | 89 | 89 | 2 | 06/22/2026 | ☆ |
| 20058 | Silverlake Portfolio Advisors Llc CRD 175210 | Wealth Manager · Boutique (under $100M) | $44.5M | 33 | 139 | 1 | 02/06/2026 | ☆ | |
| 20059 | Future Perfect Planning, Llc CRD 173765 | Wealth Manager · Boutique (under $100M) | $44.5M | 42 | 121 | 1 | 02/25/2026 | ☆ | |
| 20060 | Roslund, John Cabell CRD 112929 | Wealth Manager · Boutique (under $100M) | $44.4M | 34 | 81 | 1 | 03/25/2026 | ☆ | |
| 20061 | Oak Springs Wealth Management, Llc CRD 164332 | Wealth Manager · Boutique (under $100M) | $44.4M | 86 | 153 | 2 | 03/10/2026 | ☆ | |
| 20062 | Vander Heyden, Rory Craig CRD 135120 | Clayton, CA | Wealth Manager · Boutique (under $100M) | $44.4M | 75 | 202 | 1 | 03/30/2026 | ☆ |
| 20063 | Inverlochy Capital, Inc. CRD 132253 | Wealth Manager · Boutique (under $100M) | $44.4M | 31 | 67 | 5 | 02/27/2026 | ☆ | |
| 20064 | Advisor Services, Inc. CRD 107666 | Tucson, AZ | Insurance-Affiliated · Boutique (under $100M) | $44.4M | 180 | 180 | 1 | 04/20/2021 | ☆ |
| 20065 | Lussenheide Capital Management, Inc CRD 134053 | Wealth Manager · Boutique (under $100M) | $44.4M | 60 | 60 | 2 | 01/09/2026 | ☆ | |
| 20066 | Salzman Financial Management Llc CRD 127340 | Bethel, CT | Wealth Manager · Boutique (under $100M) | $44.4M | 33 | 94 | 1 | 01/28/2026 | ☆ |
| 20067 | Fao Wealth Inc CRD 335746 | Trumbull, CT | Wealth Manager · Boutique (under $100M) | $44.4M | 70 | 131 | 2 | 04/01/2026 | ☆ |
| 20068 | Alphacopia Investments Llc CRD 315231 | Insurance-Affiliated · Boutique (under $100M) | $44.4M | 37 | 55 | 2 | 08/10/2026 | ☆ | |
| 20069 | Thompson Financial Services, Inc. CRD 140871 | Statesville, NC | Insurance-Affiliated · Boutique (under $100M) | $44.4M | 103 | 161 | 1 | 04/28/2026 | ☆ |
| 20070 | Star Wealth Advisors CRD 332344 | Boca Raton, FL | Insurance-Affiliated · Boutique (under $100M) | $44.4M | 159 | 272 | 11 | 05/15/2026 | ☆ |
| 20071 | Diversified Planning Concepts, Inc. CRD 112229 | Wealth Manager · Boutique (under $100M) | $44.3M | 36 | 36 | 2 | 05/19/2026 | ☆ | |
| 20072 | Clearwealth CRD 299759 | Wealth Manager · Boutique (under $100M) | $44.3M | 145 | 369 | 2 | 02/26/2026 | ☆ | |
| 20073 | Rockcrest Financial Llc CRD 282360 | Somers Point, NJ | Wealth Manager · Boutique (under $100M) | $44.3M | 133 | 224 | 3 | 05/14/2026 | ☆ |
| 20074 | Intero Financial Planning, Llc CRD 304573 | Wealth Manager · Boutique (under $100M) | $44.3M | 114 | 313 | 1 | 03/20/2026 | ☆ | |
| 20075 | Zetlmaier Wealth Management Llc CRD 327128 | Seattle, WA | Wealth Manager · Boutique (under $100M) | $44.3M | 83 | 116 | 1 | 02/04/2026 | ☆ |
| 20076 | Alvarez, Edi CRD 144517 | Corte Madera, CA | Wealth Manager · Boutique (under $100M) | $44.3M | 49 | 136 | 1 | 03/12/2026 | ☆ |
| 20077 | Fruitful Financial Planning Inc. CRD 172558 | El Dorado Hills, CA | Wealth Manager · Boutique (under $100M) | $44.3M | 78 | 137 | 1 | 02/24/2026 | ☆ |
| 20078 | Peterson, David Walter CRD 142969 | Insurance-Affiliated · Boutique (under $100M) | $44.3M | 33 | 33 | 1 | 03/26/2026 | ☆ | |
| 20079 | Wrought Advisors Llc CRD 314597 | Haddonfield, NJ | Wealth Manager · Boutique (under $100M) | $44.2M | 47 | 327 | 2 | 07/15/2026 | ☆ |
| 20080 | Cooney & Associates Inc CRD 123075 | Marlton, NJ | Institutional / Pension Advisor · Boutique (under $100M) | $44.2M | 36 | 64 | 2 | 03/26/2026 | ☆ |
| 20081 | Meridian Financial Group, Inc. CRD 116436 | Wealth Manager · Boutique (under $100M) | $44.2M | 65 | 65 | 2 | 08/27/2025 | ☆ | |
| 20082 | Courage Korving Miller Partners, Llc CRD 318067 | Norfolk, VA | Wealth Manager · Boutique (under $100M) | $44.2M | 20 | 46 | 8 | 03/30/2026 | ☆ |
| 20083 | Icon Capital Management, Llc CRD 115239 | Wealth Manager · Boutique (under $100M) | $44.2M | 44 | 70 | 1 | 03/02/2026 | ☆ | |
| 20084 | Legacy Investment Services, Llc CRD 144127 | Rancho Cucamonga, CA | Wealth Manager · Boutique (under $100M) | $44.2M | 277 | 277 | 9 | 07/15/2026 | ☆ |
| 20085 | Flick Consulting, Llc CRD 304150 | Orlando, FL | Insurance-Affiliated · Boutique (under $100M) | $44.2M | 15 | 44 | 3 | 08/07/2026 | ☆ |
| 20086 | Kanno Capital, Llc CRD 308060 | Bellevue, WA | Insurance-Affiliated · Boutique (under $100M) | $44.2M | 162 | 328 | 3 | 03/29/2026 | ☆ |
| 20087 | Acropolis Partners, Llc CRD 312129 | Brentwood, TN | Wealth Manager · Boutique (under $100M) | $44.2M | 46 | 99 | 2 | 02/19/2026 | ☆ |
| 20088 | Epic Investment Management, Llc CRD 155370 | Wealth Manager · Boutique (under $100M) | $44.1M | 8 | 18 | 1 | 02/18/2026 | ☆ | |
| 20089 | Smart Portfolio Llc CRD 324633 | Brea, CA | Institutional / Pension Advisor · Boutique (under $100M) | $44.1M | 59 | 60 | 2 | 02/25/2026 | ☆ |
| 20090 | Crc Capital Llc CRD 152102 | Private Fund Manager · Boutique (under $100M) | $44.1M | 1 | 1 | 1 | 03/30/2026 | ☆ | |
| 20091 | Cedar Road Capital Llc CRD 314426 | Endowment & Foundation Advisor · Boutique (under $100M) | $44.1M | 14 | 9 | 1 | 03/26/2026 | ☆ | |
| 20092 | Composedpro, Inc. CRD 297440 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $44.1M | 58 | 237 | 1 | 03/31/2026 | ☆ |
| 20093 | Barnes & Company Investment Counsel, Llc CRD 282136 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $44.1M | 47 | 47 | 1 | 03/19/2026 | ☆ |
| 20094 | Winthrop Partners Wpa, Llc CRD 282102 | Orchard, NY | Wealth Manager · Boutique (under $100M) | $44.1M | 104 | 104 | 3 | 07/22/2026 | ☆ |
| 20095 | Bdm Investments, Inc. CRD 127170 | Kennesaw, GA | Wealth Manager · Boutique (under $100M) | $44.1M | 40 | 102 | 2 | 02/17/2026 | ☆ |
| 20096 | Waterford Financial Management, Llc CRD 143810 | Fair Haven, MI | Wealth Manager · Boutique (under $100M) | $44.0M | 47 | 132 | 1 | 03/28/2026 | ☆ |
| 20097 | Monument Investments Inc. CRD 110494 | Albany, TX | Wealth Manager · Boutique (under $100M) | $44.0M | 31 | 50 | 2 | 03/18/2026 | ☆ |
| 20098 | The Mass Group L.L.C Fz CRD 330425 | Dubai | Wealth Manager · Boutique (under $100M) | $44.0M | 81 | 110 | 7 | 03/30/2026 | ☆ |
| 20099 | Dj Wealth Systems, Llc CRD 299360 | Wealth Manager · Boutique (under $100M) | $44.0M | 20 | 23 | 1 | 01/13/2026 | ☆ | |
| 20100 | Jafar Management, Llc CRD 299353 | Private Fund Manager · Boutique (under $100M) | $44.0M | 1 | 1 | 1 | 03/20/2026 | ☆ |