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Investment Adviser · Boutique (under $100M)
CRD 333415
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ADV data as of Apr 04, 2025
- Regulatory AUM
- $45.2M
- Discretionary
- $2.2M
- Clients
- 7
- Avg AUM / client
- $6.5M
- Accounts
- 13
- Employees
- 6
AUM over time
$45.2M
$45.2M
Sep 30, 2024
Apr 4, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 04, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7 | $1.6M | 3.52% |
| High net worth individuals | Fewer than 5 | $585K | 1.3% |
| Other investment advisers | Fewer than 5 | $43.0M | 95.2% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Interactive Brokers $27.0M (60% of AUM) Apr 2025
- Liberty Foundation For Vested Pension Benefits $9.7M (22% of AUM) Apr 2025
- Bank Julius Baer & Co. Ltd. $9.0M (20% of AUM) Apr 2025
- Charles Schwab & Co. $207K (0% of AUM) Apr 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 04, 2025.