Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20101 | Lions Gate Sovereign Capital, Llc CRD 134781 | White Bear Lake, MN | Wealth Manager · Boutique (under $100M) | $44.0M | 78 | 320 | 2 | 03/09/2026 | ☆ |
| 20102 | Steve Garrett And Associates,Inc. CRD 126791 | Glendora, CA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $44.0M | 38 | 38 | 0 | 04/22/2026 | ☆ |
| 20103 | Trufinancial Registered Investment Advisory Services, Inc CRD 298639 | Wealth Manager · Boutique (under $100M) | $44.0M | 267 | 754 | 2 | 03/27/2026 | ☆ | |
| 20104 | Sabin Investment Management, Inc. CRD 143629 | Wealth Manager · Boutique (under $100M) | $44.0M | 143 | 255 | 2 | 03/31/2026 | ☆ | |
| 20105 | Ascent Retirement Advisors, Llc CRD 325385 | Boise, ID | Insurance-Affiliated · Boutique (under $100M) | $43.9M | 91 | 171 | 2 | 03/13/2025 | ☆ |
| 20106 | Best Wealth Advisory, Llc CRD 326526 | Saint George, UT | Wealth Manager · Boutique (under $100M) | $43.9M | 161 | 346 | 1 | 03/04/2026 | ☆ |
| 20107 | Powers Capital Management, Llc CRD 301914 | Conshohocken, PA | Wealth Manager · Boutique (under $100M) | $43.9M | 109 | 232 | 1 | 03/26/2026 | ☆ |
| 20108 | Rex Leigh Jones CRD 113117 | Wealth Manager · Boutique (under $100M) | $43.9M | 122 | 122 | 1 | 06/05/2026 | ☆ | |
| 20109 | Transparent Wealth Consulting Llc CRD 283193 | New York, NY | Wealth Manager · Boutique (under $100M) | $43.9M | 117 | 176 | 1 | 06/23/2026 | ☆ |
| 20110 | Kerwin Asset Management, Llc CRD 145906 | Wealth Manager · Boutique (under $100M) | $43.8M | 36 | 113 | 2 | 07/08/2026 | ☆ | |
| 20111 | Epic Financial, Llc CRD 169410 | Hudson, OH | Wealth Manager · Boutique (under $100M) | $43.8M | 59 | 59 | 2 | 03/10/2026 | ☆ |
| 20112 | Eriksen Capital Management Llc CRD 138089 | Private Fund Manager · Boutique (under $100M) | $43.8M | 4 | 4 | 2 | 03/30/2026 | ☆ | |
| 20113 | K.W. Andersen Investment Group, Llc CRD 290645 | Wealth Manager · Boutique (under $100M) | $43.8M | 31 | 64 | 2 | 02/12/2026 | ☆ | |
| 20114 | Acme Credit Partners Llc CRD 328087 | New York, NY | Private Fund Manager · Boutique (under $100M) | $43.8M | 1 | 1 | 5 | 03/18/2026 | ☆ |
| 20115 | Busbee Wealth Advisors Llc CRD 305784 | Cedar Rapids, IA | Wealth Manager · Boutique (under $100M) | $43.8M | 112 | 201 | 1 | 03/18/2026 | ☆ |
| 20116 | Hussmen Financial, Llc CRD 148127 | Midlothian, VA | Multi-Family Office · Boutique (under $100M) | $43.8M | 2 | 5 | 1 | 03/30/2026 | ☆ |
| 20117 | Sector Logic, Lp CRD 143470 | Santa Ana, CA | Wealth Manager · Boutique (under $100M) | $43.8M | 54 | 83 | 1 | 03/31/2026 | ☆ |
| 20118 | Leading Edge Wealth Management, Llc CRD 148787 | Rolling Meadows, IL | Insurance-Affiliated · Boutique (under $100M) | $43.7M | 100 | 201 | 1 | 03/30/2026 | ☆ |
| 20119 | N CRD 315181 | Wealth Manager · Boutique (under $100M) | $43.7M | 77 | 77 | 3 | 03/31/2025 | ☆ | |
| 20120 | Glynn, Dennis Charles CRD 129744 | Rocky Hill, CT | Wealth Manager · Boutique (under $100M) | $43.7M | 95 | 151 | 1 | 02/06/2025 | ☆ |
| 20121 | Schuler Wealth Planning Llc CRD 318249 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $43.7M | 70 | 336 | 3 | 06/22/2026 | ☆ |
| 20122 | Cypress Point Financial Advisors CRD 169376 | Wealth Manager · Boutique (under $100M) | $43.7M | 50 | 81 | 1 | 02/10/2026 | ☆ | |
| 20123 | Pugh Wealth Management, Llc CRD 306754 | Knoxville, TN | Wealth Manager · Boutique (under $100M) | $43.7M | 27 | 51 | 3 | 02/17/2026 | ☆ |
| 20124 | Greenrock Wealth Management Llc CRD 275030 | East Grand Rapids, MI | Wealth Manager · Boutique (under $100M) | $43.7M | 101 | 105 | 1 | 04/06/2026 | ☆ |
| 20125 | Src Wealth Advisors Llc CRD 269870 | Wealth Manager · Boutique (under $100M) | $43.7M | 22 | 22 | 1 | 03/27/2026 | ☆ | |
| 20126 | Private Wealth Management Solutions, Llc CRD 167564 | Bellevue, WA | Wealth Manager · Boutique (under $100M) | $43.7M | 34 | 147 | 1 | 04/01/2026 | ☆ |
| 20127 | One Day Llc CRD 296786 | Wealth Manager · Boutique (under $100M) | $43.6M | 60 | 270 | 2 | 03/23/2026 | ☆ | |
| 20128 | Fsp Advisors, Inc. CRD 158482 | Rochester, NY | Insurance-Affiliated · Boutique (under $100M) | $43.6M | 239 | 239 | 5 | 07/20/2026 | ☆ |
| 20129 | Greenstone Wealth Management, Llc CRD 305311 | Forest City, IA | Wealth Manager · Boutique (under $100M) | $43.6M | 108 | 108 | 5 | 02/19/2026 | ☆ |
| 20130 | Defined Capital Llc CRD 317360 | Oak Brook, IL | Wealth Manager · Boutique (under $100M) | $43.6M | 130 | 303 | 1 | 02/09/2026 | ☆ |
| 20131 | The Farm Capital Management, Llc CRD 157079 | Warrenville, IL | Wealth Manager · Boutique (under $100M) | $43.6M | 30 | 142 | 1 | 04/01/2026 | ☆ |
| 20132 | Truvize Financial Planning Llc CRD 331821 | El Paso, TX | Wealth Manager · Boutique (under $100M) | $43.6M | 79 | 173 | 2 | 03/17/2026 | ☆ |
| 20133 | Grey Rhodes Advisors, Llc CRD 311491 | Palm Beach Gardens, FL | Wealth Manager · Boutique (under $100M) | $43.6M | 43 | 110 | 2 | 03/23/2026 | ☆ |
| 20134 | Northbound Wealth Management Llc CRD 311107 | Indianapolis, IN | Wealth Manager · Boutique (under $100M) | $43.5M | 86 | 229 | 2 | 03/11/2026 | ☆ |
| 20135 | Pamet Advisors Llc CRD 282730 | Wealth Manager · Boutique (under $100M) | $43.5M | 31 | 106 | 1 | 01/29/2026 | ☆ | |
| 20136 | Evoke Financial Services, Llc CRD 330459 | Wealth Manager · Boutique (under $100M) | $43.5M | 99 | 92 | 1 | 08/13/2026 | ☆ | |
| 20137 | Tacoma Investment Group, Inc. CRD 116741 | Wealth Manager · Boutique (under $100M) | $43.5M | 114 | 114 | 1 | 01/27/2026 | ☆ | |
| 20138 | Lifetime Financial Foundations Llc CRD 300683 | Wealth Manager · Boutique (under $100M) | $43.5M | 205 | 334 | 1 | 02/27/2026 | ☆ | |
| 20139 | Next Gen Financial Planning, Llc CRD 337683 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $43.5M | 140 | 140 | 2 | 03/16/2026 | ☆ |
| 20140 | Atlas Financial Llc CRD 334246 | Oroville, CA | Wealth Manager · Boutique (under $100M) | $43.5M | 410 | 413 | 2 | 08/14/2026 | ☆ |
| 20141 | Linx Equities, Llc CRD 154320 | Wealth Manager · Boutique (under $100M) | $43.5M | 57 | 94 | 1 | 03/17/2026 | ☆ | |
| 20142 | Chaikin Capital Management Inc. CRD 128842 | Wealth Manager · Boutique (under $100M) | $43.5M | 13 | 43 | 1 | 06/11/2026 | ☆ | |
| 20143 | Monocacy Wealth Management, Llc CRD 315979 | Frederick, MD | Wealth Manager · Boutique (under $100M) | $43.5M | 92 | 209 | 6 | 08/05/2026 | ☆ |
| 20144 | Catalyze, Llc CRD 300078 | Carmel, IN | Wealth Manager · Boutique (under $100M) | $43.4M | 36 | 34 | 3 | 03/31/2026 | ☆ |
| 20145 | Morris, Michelle Jean CRD 159180 | Prescott, AZ | Wealth Manager · Boutique (under $100M) | $43.4M | 27 | 105 | 1 | 06/25/2026 | ☆ |
| 20146 | Parallel Wealth, Llc CRD 286527 | Redding, CA | Wealth Manager · Boutique (under $100M) | $43.4M | 59 | 154 | 1 | 03/16/2026 | ☆ |
| 20147 | Valley Oak Investment Strategies Llc CRD 336621 | Kalamazoo, MI | Wealth Manager · Boutique (under $100M) | $43.4M | 220 | 357 | 7 | 04/28/2026 | ☆ |
| 20148 | Esoterica Capital Llc CRD 304570 | Mutual Fund / Asset Manager · Boutique (under $100M) | $43.4M | 2 | 2 | 5 | 02/04/2026 | ☆ | |
| 20149 | Palmer Wealth Management Llc CRD 286692 | Prairieville, LA | Wealth Manager · Boutique (under $100M) | $43.4M | 46 | 99 | 2 | 02/06/2026 | ☆ |
| 20150 | Gold Canyon Financial Planning Llc CRD 125456 | Wealth Manager · Boutique (under $100M) | $43.4M | 131 | 121 | 2 | 05/19/2026 | ☆ |