The Leonard Financial Group, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 123651
· SEC file 801-66650
· Riverside, CA
· www.leonardllc.com
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $47.8M
- Discretionary
- $46.5M
- Clients
- 76
- Avg AUM / client
- $629K
- Accounts
- 170
- Employees
- 2
AUM over time
$31.4M
$47.8M
Mar 20, 2012
Mar 30, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 59 | $11.9M | 24.9% |
| High net worth individuals | 15 | $35.8M | 74.8% |
| Charitable organizations | 2 | $126K | 0.26% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hall, Vernon, Trenniss | Member | Sep 2002 (24y) | 50% – 75% | |
| Karl Leonard Hicks | Member/Chief Compliance Officer | CFP | Sep 2002 (24y) | 50% – 75% |
| Micki Hicks | Registered representative | Mar 2016 (10y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 983 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗