Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19551 | Prime Capital Equities Llc CRD 157411 | Wealth Manager · Boutique (under $100M) | $50.0M | 47 | 130 | 2 | 01/28/2026 | ☆ | |
| 19552 | Private Portfolio, Inc. CRD 36644 | La Jolla, CA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $50.0M | 37 | 37 | 19 | 03/30/2026 | ☆ |
| 19553 | Prosperiant Wealth Management, Llc CRD 326731 | Wealth Manager · Boutique (under $100M) | $50.0M | 47 | 109 | 2 | 01/08/2025 | ☆ | |
| 19554 | Rpmfp, L.L.C. CRD 302078 | Salt Lake City, UT | Wealth Manager · Boutique (under $100M) | $50.0M | 162 | 1 | 01/13/2026 | ☆ | |
| 19555 | Toccata Capital Llc CRD 168265 | Investment Adviser · Boutique (under $100M) | $50.0M | 2 | 1 | 01/06/2026 | ☆ | ||
| 19556 | Twin Peaks Wealth Management Llc CRD 165044 | Cottonwood Heights, UT | Wealth Manager · Boutique (under $100M) | $50.0M | 49 | 86 | 1 | 03/23/2026 | ☆ |
| 19557 | Vendome Capital Management Llc CRD 307514 | Multi-Family Office · Boutique (under $100M) | $50.0M | 1 | 1 | 1 | 01/15/2026 | ☆ | |
| 19558 | Williams, Paul Rudy CRD 111780 | Wealth Manager · Boutique (under $100M) | $50.0M | 25 | 25 | 1 | 01/27/2026 | ☆ | |
| 19559 | Lever Wealth Management, Llc CRD 332364 | Wealth Manager · Boutique (under $100M) | $50.0M | 36 | 98 | 3 | 04/07/2026 | ☆ | |
| 19560 | Continuum Financial, Llc CRD 151881 | Wealth Manager · Boutique (under $100M) | $49.9M | 26 | 26 | 1 | 02/03/2026 | ☆ | |
| 19561 | Greenbridge Investment Management, Llc CRD 283473 | Lake Oswego, OR | Endowment & Foundation Advisor · Boutique (under $100M) | $49.9M | 21 | 21 | 2 | 05/27/2026 | ☆ |
| 19562 | Legacy Wealth Advisors, Inc. CRD 114868 | Waxahachie, TX | Wealth Manager · Boutique (under $100M) | $49.9M | 185 | 301 | 2 | 01/26/2026 | ☆ |
| 19563 | Smarter Bear Llc CRD 325148 | Wealth Manager · Boutique (under $100M) | $49.9M | 41 | 41 | 2 | 05/29/2026 | ☆ | |
| 19564 | Gordon Financial, Llc CRD 174196 | Wealth Manager · Boutique (under $100M) | $49.9M | 30 | 111 | 1 | 02/10/2026 | ☆ | |
| 19565 | Stronghold Capital Partners Llc CRD 315763 | Wealth Manager · Boutique (under $100M) | $49.8M | 334 | 334 | 10 | 08/06/2026 | ☆ | |
| 19566 | Wilson Financial Group, Llc CRD 152097 | Suwanee, GA | Wealth Manager · Boutique (under $100M) | $49.8M | 42 | 97 | 2 | 03/27/2026 | ☆ |
| 19567 | Iron Horse Financial Services Llc CRD 327802 | Wealth Manager · Boutique (under $100M) | $49.8M | 140 | 140 | 4 | 08/03/2026 | ☆ | |
| 19568 | Nord Associates Llc CRD 325126 | Private Fund Manager · Boutique (under $100M) | $49.8M | 5 | 5 | 1 | 07/23/2026 | ☆ | |
| 19569 | Altai Capital Management, L.P. CRD 151638 | Multi-Family Office · Boutique (under $100M) | $49.8M | 1 | 4 | 4 | 03/31/2026 | ☆ | |
| 19570 | First Light Wealth, Llc CRD 325471 | Hershey, PA | Wealth Manager · Boutique (under $100M) | $49.8M | 52 | 52 | 1 | 03/06/2026 | ☆ |
| 19571 | Defiant Capital Group Llc CRD 309626 | Warrendale, PA | Wealth Manager · Boutique (under $100M) | $49.8M | 46 | 127 | 3 | 03/03/2026 | ☆ |
| 19572 | Buie Investment Advisors, Llc CRD 129981 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $49.8M | 46 | 109 | 2 | 01/14/2026 | ☆ |
| 19573 | Boundary Creek Advisors Lp CRD 300768 | Private Fund Manager · Boutique (under $100M) | $49.8M | 6 | 6 | 4 | 03/27/2026 | ☆ | |
| 19574 | Dalton Financial Llc CRD 167878 | Wealth Manager · Boutique (under $100M) | $49.8M | 67 | 115 | 1 | 01/06/2026 | ☆ | |
| 19575 | Jason Janes Wealth Management, Inc. CRD 313041 | Princeton, MN | Insurance-Affiliated · Boutique (under $100M) | $49.8M | 377 | 377 | 2 | 02/17/2026 | ☆ |
| 19576 | Launch Financial Planning, Llc CRD 307327 | Andover, MA | Wealth Manager · Boutique (under $100M) | $49.8M | 59 | 234 | 2 | 02/18/2026 | ☆ |
| 19577 | Boulevard Investment Management Llc CRD 314665 | Santa Monica, CA | Wealth Manager · Boutique (under $100M) | $49.8M | 5 | 18 | 1 | 03/06/2026 | ☆ |
| 19578 | A To Z Financial Planning Llc CRD 146960 | Oak Creek, WI | Wealth Manager · Boutique (under $100M) | $49.8M | 183 | 371 | 2 | 01/16/2026 | ☆ |
| 19579 | Bwm Advisory Llc CRD 173131 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $49.8M | 224 | 224 | 6 | 03/04/2024 | ☆ |
| 19580 | Wealthwise Financial Solutions, Llc CRD 141813 | Wealth Manager · Boutique (under $100M) | $49.8M | 44 | 136 | 1 | 03/31/2026 | ☆ | |
| 19581 | Albright Capital Management Lp CRD 133613 | Arlington, VA | Private Fund Manager · Boutique (under $100M) | $49.8M | 2 | 2 | 7 | 03/26/2026 | ☆ |
| 19582 | Beyond Financial Planning, Llc CRD 306240 | Bethesda, MD | Wealth Manager · Boutique (under $100M) | $49.7M | 48 | 193 | 1 | 01/30/2026 | ☆ |
| 19583 | Time Value Of Money, L.P. CRD 134151 | Austin, TX | Private Fund Manager · Boutique (under $100M) | $49.7M | 1 | 1 | 1 | 01/08/2026 | ☆ |
| 19584 | Vista Way Advisors, Llc CRD 309652 | Wealth Manager · Boutique (under $100M) | $49.7M | 50 | 125 | 3 | 07/20/2026 | ☆ | |
| 19585 | Halcyon Investment Advisor Llc CRD 327727 | Wealth Manager · Boutique (under $100M) | $49.7M | 73 | 73 | 3 | 07/01/2026 | ☆ | |
| 19586 | Mac Adams Wealth Advisors, Llc CRD 148409 | Insurance-Affiliated · Boutique (under $100M) | $49.7M | 71 | 92 | 1 | 03/31/2026 | ☆ | |
| 19587 | Gt Financial, Ltd., L.L.C. CRD 117096 | Mandeville, LA | Wealth Manager · Boutique (under $100M) | $49.7M | 24 | 35 | 1 | 02/09/2026 | ☆ |
| 19588 | Buff Capital Management, Llc CRD 110197 | Wealth Manager · Boutique (under $100M) | $49.7M | 20 | 92 | 0 | 03/29/2026 | ☆ | |
| 19589 | Bridgewater Advisory Group Llc CRD 327259 | Crystal City, MO | Wealth Manager · Boutique (under $100M) | $49.7M | 70 | 188 | 4 | 03/30/2026 | ☆ |
| 19590 | Newell Wealth Management, Llc CRD 317576 | Winter Garden, FL | Wealth Manager · Boutique (under $100M) | $49.7M | 74 | 244 | 1 | 05/20/2026 | ☆ |
| 19591 | Revolution Capital, Inc CRD 132041 | Wealth Manager · Boutique (under $100M) | $49.7M | 56 | 131 | 2 | 03/12/2026 | ☆ | |
| 19592 | Laflam And Haggerty Investment Advisers Corp. CRD 129389 | Wealth Manager · Boutique (under $100M) | $49.7M | 67 | 129 | 2 | 02/04/2026 | ☆ | |
| 19593 | Brennan Financial Group, Llc CRD 117644 | Princeton, NJ | Wealth Manager · Boutique (under $100M) | $49.7M | 33 | 60 | 1 | 01/13/2026 | ☆ |
| 19594 | Morgan Investments Inc CRD 105977 | Greenville, SC | Wealth Manager · Boutique (under $100M) | $49.6M | 54 | 68 | 2 | 02/26/2026 | ☆ |
| 19595 | Marc Joel Shapiro CRD 146104 | Wealth Manager · Boutique (under $100M) | $49.6M | 31 | 31 | 0 | 03/13/2026 | ☆ | |
| 19596 | Desert Wealth Management Llc CRD 295558 | Wealth Manager · Boutique (under $100M) | $49.6M | 29 | 29 | 2 | 01/14/2026 | ☆ | |
| 19597 | Monarch Wealth Management, Llc CRD 148648 | Leawood, KS | Wealth Manager · Boutique (under $100M) | $49.6M | 22 | 82 | 1 | 02/18/2026 | ☆ |
| 19598 | Gilliland Investment Management, Inc. CRD 124490 | Canyon, TX | Wealth Manager · Boutique (under $100M) | $49.6M | 86 | 190 | 1 | 03/23/2026 | ☆ |
| 19599 | M Capital Wealth Management, Llc CRD 155303 | Cheraw, SC | Wealth Manager · Boutique (under $100M) | $49.6M | 72 | 187 | 2 | 03/03/2026 | ☆ |
| 19600 | Wright Asset Management Inc CRD 105599 | Manasquan, NJ | Wealth Manager · Boutique (under $100M) | $49.5M | 40 | 40 | 2 | 03/30/2026 | ☆ |