Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19501 | Oasis Wealth Advisors, Llc CRD 309601 | San Antonio, TX | Insurance-Affiliated · Boutique (under $100M) | $50.4M | 142 | 358 | 1 | 03/23/2026 | ☆ |
| 19502 | Crescendo Financial Planners Inc. CRD 153801 | Wealth Manager · Boutique (under $100M) | $50.4M | 26 | 27 | 2 | 03/30/2026 | ☆ | |
| 19503 | Finco Investment Services, Inc. CRD 163491 | Wealth Manager · Boutique (under $100M) | $50.4M | 83 | 172 | 2 | 03/19/2026 | ☆ | |
| 19504 | De Rosa Asset Management, Llc CRD 332191 | Wealth Manager · Boutique (under $100M) | $50.4M | 27 | 53 | 1 | 03/24/2026 | ☆ | |
| 19505 | Parallel Equity Advisors Ltd. CRD 153265 | Dublin, OH | Insurance-Affiliated · Boutique (under $100M) | $50.4M | 387 | 387 | 5 | 05/13/2026 | ☆ |
| 19506 | Capital Wealth Planning Services Llc CRD 282475 | Brunswick, ME | Insurance-Affiliated · Boutique (under $100M) | $50.4M | 62 | 62 | 1 | 07/20/2026 | ☆ |
| 19507 | Entrepreneurshares Llc CRD 153615 | Boston, MA | Mutual Fund / Asset Manager · Boutique (under $100M) | $50.4M | 1 | 3 | 5 | 03/31/2026 | ☆ |
| 19508 | Blueprint Financial Planning, Llc CRD 158306 | Wealth Manager · Boutique (under $100M) | $50.4M | 19 | 70 | 1 | 07/06/2026 | ☆ | |
| 19509 | Iwr Advisors Llc CRD 327321 | Wealth Manager · Boutique (under $100M) | $50.4M | 39 | 39 | 2 | 06/26/2026 | ☆ | |
| 19510 | Vie Invest, Llc CRD 282226 | Insurance-Affiliated · Boutique (under $100M) | $50.4M | 41 | 82 | 2 | 03/04/2026 | ☆ | |
| 19511 | Townsend Financial, Llc CRD 291000 | Wealth Manager · Boutique (under $100M) | $50.3M | 49 | 248 | 1 | 03/31/2026 | ☆ | |
| 19512 | Pensinger Financial, Inc. CRD 169718 | Wealth Manager · Boutique (under $100M) | $50.3M | 106 | 106 | 1 | 01/23/2026 | ☆ | |
| 19513 | Defining Wealth Partners Llc CRD 328930 | Wealth Manager · Boutique (under $100M) | $50.3M | 182 | 584 | 6 | 04/15/2026 | ☆ | |
| 19514 | Satori Financial Llc CRD 115592 | Wealth Manager · Boutique (under $100M) | $50.3M | 24 | 72 | 1 | 03/27/2026 | ☆ | |
| 19515 | Lowell Road Asset Management, Inc. CRD 164370 | Manhasset, NY | Wealth Manager · Boutique (under $100M) | $50.3M | 121 | 120 | 2 | 02/07/2026 | ☆ |
| 19516 | Zorea Capital Lp CRD 331448 | Englewood, NJ | Wealth Manager · Boutique (under $100M) | $50.3M | 9 | 15 | 2 | 02/04/2026 | ☆ |
| 19517 | Carriage Hill Investment Associates Llc CRD 304487 | Lancaster, PA | Wealth Manager · Boutique (under $100M) | $50.2M | 208 | 326 | 1 | 04/01/2026 | ☆ |
| 19518 | 21 St Century Equity Advisors Corporation CRD 120336 | Worthington, OH | Wealth Manager · Boutique (under $100M) | $50.2M | 53 | 53 | 1 | 01/22/2026 | ☆ |
| 19519 | Portfolio Strategies Inc CRD 104685 | Tacoma, WA | Wealth Manager · Boutique (under $100M) | $50.2M | 289 | 297 | 4 | 07/02/2026 | ☆ |
| 19520 | Merlin Capital Inc. CRD 284790 | Newport, RI | Wealth Manager · Boutique (under $100M) | $50.2M | 26 | 68 | 1 | 03/02/2026 | ☆ |
| 19521 | Ubequity Wealth Management, Llc CRD 311577 | Wealth Manager · Boutique (under $100M) | $50.2M | 46 | 156 | 2 | 03/20/2026 | ☆ | |
| 19522 | Spp Credit Advisors Ii Llc CRD 323725 | New York, NY | Private Fund Manager · Boutique (under $100M) | $50.2M | 2 | 2 | 7 | 03/27/2026 | ☆ |
| 19523 | Meritage Wealth Management Llc CRD 311884 | Wealth Manager · Boutique (under $100M) | $50.2M | 49 | 129 | 1 | 07/29/2026 | ☆ | |
| 19524 | Lexington Wealth Management, Inc. CRD 322651 | Wealth Manager · Boutique (under $100M) | $50.1M | 84 | 223 | 1 | 03/31/2026 | ☆ | |
| 19525 | Monadnock Capital Partners, Llc CRD 144176 | Wealth Manager · Boutique (under $100M) | $50.1M | 21 | 21 | 4 | 03/30/2026 | ☆ | |
| 19526 | True North Financial Advisors, Llc CRD 287463 | Hilliard, OH | Wealth Manager · Boutique (under $100M) | $50.1M | 37 | 154 | 2 | 01/30/2026 | ☆ |
| 19527 | Beltramo Financial Services, Inc. CRD 154791 | Irvine, CA | Insurance-Affiliated · Boutique (under $100M) | $50.1M | 48 | 118 | 1 | 01/29/2026 | ☆ |
| 19528 | Silver Capital Management, Llc CRD 111888 | Wealth Manager · Boutique (under $100M) | $50.1M | 42 | 42 | 2 | 03/25/2026 | ☆ | |
| 19529 | Vm Jones Financial Consulting, L.L.C. CRD 110678 | Gilbert, AZ | Wealth Manager · Boutique (under $100M) | $50.1M | 37 | 37 | 1 | 03/28/2026 | ☆ |
| 19530 | Rsg Financial Group Inc CRD 136849 | Stockton, CA | Insurance-Affiliated · Boutique (under $100M) | $50.1M | 105 | 105 | 2 | 03/26/2026 | ☆ |
| 19531 | Eagles Coast Wealth Management, Llc CRD 297423 | Daniel Island, SC | Wealth Manager · Boutique (under $100M) | $50.1M | 129 | 243 | 2 | 03/31/2026 | ☆ |
| 19532 | Divergent Capital Asset Management Llc CRD 324549 | Palm Beach Gardens, FL | Wealth Manager · Boutique (under $100M) | $50.1M | 21 | 69 | 4 | 06/25/2026 | ☆ |
| 19533 | Sound View Financial Advisors CRD 154732 | Walpole, MA | Wealth Manager · Boutique (under $100M) | $50.1M | 107 | 191 | 4 | 03/09/2026 | ☆ |
| 19534 | Datapath Investment Advisors, Inc. CRD 156437 | Little Rock, AR | Insurance-Affiliated · Boutique (under $100M) | $50.0M | 1 | 1 | 1 | 03/30/2026 | ☆ |
| 19535 | Arrowhead Investment Advisors, Llc CRD 167964 | Wealth Manager · Boutique (under $100M) | $50.0M | 33 | 65 | 1 | 04/24/2026 | ☆ | |
| 19536 | D.A. Flowers & Company, Llc CRD 149154 | Berkeley, CA | Wealth Manager · Boutique (under $100M) | $50.0M | 38 | 136 | 1 | 03/23/2026 | ☆ |
| 19537 | Barber & Associates Financial Group, Llc CRD 154678 | Insurance-Affiliated · Boutique (under $100M) | $50.0M | 226 | 228 | 1 | 03/31/2026 | ☆ | |
| 19538 | Alban Investment Management, Llc CRD 121151 | Wealth Manager · Boutique (under $100M) | $50.0M | 82 | 236 | 0 | 04/20/2026 | ☆ | |
| 19539 | Avondale Conquest, Llc CRD 122821 | Sausalito, CA | Private Fund Manager · Boutique (under $100M) | $50.0M | 2 | 2 | 2 | 03/13/2026 | ☆ |
| 19540 | Capital Wealth Strategies, Llc CRD 282818 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $50.0M | 117 | 117 | 1 | 04/01/2026 | ☆ |
| 19541 | Crown Financial Group, Inc. CRD 123467 | Arlington Heights, IL | Wealth Manager · Boutique (under $100M) | $50.0M | 75 | 75 | 1 | 02/20/2025 | ☆ |
| 19542 | Dv Capital Management, Llc CRD 147013 | Wealth Manager · Boutique (under $100M) | $50.0M | 22 | 22 | 1 | 02/01/2026 | ☆ | |
| 19543 | Foxpath Capital Partners Lp CRD 331708 | New York, NY | Private Fund Manager · Boutique (under $100M) | $50.0M | 3 | 3 | 5 | 03/25/2026 | ☆ |
| 19544 | Gratus Wealth Strategies Llc CRD 330842 | Austin, TX | Wealth Manager · Boutique (under $100M) | $50.0M | 40 | 90 | 1 | 02/20/2026 | ☆ |
| 19545 | Manetta Wealth Management Inc. CRD 328836 | Danville, CA | Wealth Manager · Boutique (under $100M) | $50.0M | 45 | 45 | 1 | 03/27/2026 | ☆ |
| 19546 | Om Pacific Capital Llc CRD 269970 | Private Fund Manager · Boutique (under $100M) | $50.0M | 22 | 23 | 3 | 03/30/2026 | ☆ | |
| 19547 | One68 Global Capital, Llc CRD 284585 | New York, NY | Investment Adviser · Boutique (under $100M) | $50.0M | 1 | 2 | 4 | 03/16/2026 | ☆ |
| 19548 | Open Space Capital Llc CRD 333078 | Investment Adviser · Boutique (under $100M) | $50.0M | 1 | 1 | 03/31/2026 | ☆ | ||
| 19549 | Pamalican Asset Management Limited CRD 331819 | Hong Kong | Private Fund Manager · Boutique (under $100M) | $50.0M | 1 | 1 | 6 | 07/27/2026 | ☆ |
| 19550 | Premiere Wealth Advisors, Llc CRD 294893 | Tucson, AZ | Insurance-Affiliated · Boutique (under $100M) | $50.0M | 350 | 360 | 3 | 02/23/2026 | ☆ |