Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19501 | Mason Financial Services Inc CRD 173628 | Redlands, CA | Wealth Manager · Boutique (under $100M) | $51.3M | 86 | 86 | 3 | 02/03/2026 | ☆ |
| 19502 | Cantu Tactical Wealth Management, Inc. CRD 152210 | Wealth Manager · Boutique (under $100M) | $51.3M | 72 | 191 | 2 | 01/29/2026 | ☆ | |
| 19503 | Anweiler Financial Management, Llc CRD 122236 | New Haven, IN | Wealth Manager · Boutique (under $100M) | $51.3M | 107 | 190 | 1 | 04/08/2026 | ☆ |
| 19504 | Houssels Capital Management, Llc CRD 121086 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $51.3M | 14 | 29 | 1 | 01/20/2026 | ☆ |
| 19505 | Upholdings Group Llc CRD 301340 | Nashville, TN | Wealth Manager · Boutique (under $100M) | $51.3M | 13 | 41 | 2 | 01/23/2026 | ☆ |
| 19506 | Adair Wealth Management Llc CRD 285147 | Wealth Manager · Boutique (under $100M) | $51.3M | 126 | 276 | 2 | 05/26/2026 | ☆ | |
| 19507 | Sfumato Capital Management Llc CRD 335852 | New York, NY | Private Fund Manager · Boutique (under $100M) | $51.3M | 3 | 4 | 3 | 08/17/2026 | ☆ |
| 19508 | Steven Kent Newmyer CRD 135896 | Houston, TX | Wealth Manager · Boutique (under $100M) | $51.3M | 80 | 142 | 1 | 03/27/2026 | ☆ |
| 19509 | Simplifiedfp, Llc CRD 338336 | Clovis, CA | Wealth Manager · Boutique (under $100M) | $51.3M | 56 | 151 | 1 | 04/29/2026 | ☆ |
| 19510 | Alooola, Llc CRD 325090 | Kingston, NJ | Investment Adviser · Boutique (under $100M) | $51.2M | 457 | 457 | 4 | 03/31/2026 | ☆ |
| 19511 | Fiduciary Global Advisors CRD 167967 | Wealth Manager · Boutique (under $100M) | $51.2M | 21 | 39 | 1 | 01/24/2026 | ☆ | |
| 19512 | Ben David, Dorete CRD 127450 | Wealth Manager · Boutique (under $100M) | $51.2M | 20 | 97 | 1 | 03/31/2026 | ☆ | |
| 19513 | The Keystone Group Llc CRD 336237 | Eau Claire, WI | Wealth Manager · Boutique (under $100M) | $51.2M | 258 | 547 | 3 | 08/21/2026 | ☆ |
| 19514 | Summit Wealth Asset Management Llc CRD 332976 | Denver, CO | Wealth Manager · Boutique (under $100M) | $51.2M | 78 | 348 | 2 | 09/25/2026 | ☆ |
| 19515 | Vintage Wealth Management Group, Inc. CRD 151092 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $51.2M | 169 | 253 | 2 | 03/13/2026 | ☆ |
| 19516 | Bryan Investments, Llc CRD 157826 | Wealth Manager · Boutique (under $100M) | $51.2M | 71 | 58 | 2 | 03/22/2026 | ☆ | |
| 19517 | Rapport Financial, Llc CRD 286308 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $51.2M | 30 | 185 | 1 | 03/12/2026 | ☆ |
| 19518 | Majestic Oak Financial, Llc CRD 133067 | Wealth Manager · Boutique (under $100M) | $51.1M | 84 | 206 | 1 | 01/25/2026 | ☆ | |
| 19519 | Trachtenberg Capital Management, Llc CRD 143054 | Wealth Manager · Boutique (under $100M) | $51.1M | 55 | 120 | 1 | 03/31/2026 | ☆ | |
| 19520 | Mhp Asset Management Llc CRD 139995 | Tilton, NH | Wealth Manager · Boutique (under $100M) | $51.1M | 76 | 165 | 1 | 03/16/2026 | ☆ |
| 19521 | Bales Financial Advisors, Inc CRD 309477 | Cumming, GA | Wealth Manager · Boutique (under $100M) | $51.1M | 270 | 384 | 2 | 02/16/2026 | ☆ |
| 19522 | Dean Wealth Management, Llc CRD 172563 | Lindale, TX | Wealth Manager · Boutique (under $100M) | $51.1M | 102 | 369 | 3 | 03/26/2026 | ☆ |
| 19523 | Wealthfolio Advisors Llc CRD 298857 | Sonoma, CA | Wealth Manager · Boutique (under $100M) | $51.1M | 114 | 276 | 2 | 03/18/2026 | ☆ |
| 19524 | Toepel Investment Counsel, Inc. CRD 117174 | Wealth Manager · Boutique (under $100M) | $51.1M | 41 | 79 | 1 | 03/24/2026 | ☆ | |
| 19525 | Devore Financial Advisors Llc CRD 306110 | Wealth Manager · Boutique (under $100M) | $51.1M | 40 | 121 | 2 | 04/15/2026 | ☆ | |
| 19526 | Ellevity Capital, Llc CRD 282390 | Wealth Manager · Boutique (under $100M) | $51.1M | 15 | 32 | 2 | 04/01/2025 | ☆ | |
| 19527 | Castle Rock Investment Company CRD 140299 | Institutional / Pension Advisor · Boutique (under $100M) | $51.0M | 8 | 21 | 1 | 01/28/2026 | ☆ | |
| 19528 | Legado Wealth Management Llc CRD 305263 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $51.0M | 75 | 149 | 1 | 02/17/2026 | ☆ |
| 19529 | Rsw, Chtd. CRD 284240 | Reno, NV | Wealth Manager · Boutique (under $100M) | $51.0M | 33 | 77 | 2 | 02/17/2026 | ☆ |
| 19530 | Springtide Partners, Llc CRD 287968 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $51.0M | 29 | 88 | 6 | 09/25/2026 | ☆ |
| 19531 | Bpbi Llc CRD 288133 | New York, NY | Wealth Manager · Boutique (under $100M) | $51.0M | 8 | 9 | 2 | 03/06/2026 | ☆ |
| 19532 | Based Capital Wealth Llc CRD 333173 | Durham, NC | Wealth Manager · Boutique (under $100M) | $51.0M | 110 | 111 | 2 | 07/22/2026 | ☆ |
| 19533 | Cornerstone Financial Consulting, Llc CRD 317183 | Depere, WI | Wealth Manager · Boutique (under $100M) | $51.0M | 512 | 512 | 3 | 08/17/2026 | ☆ |
| 19534 | Education Based Solutions, Llc CRD 304287 | Wealth Manager · Boutique (under $100M) | $51.0M | 83 | 83 | 1 | 03/30/2026 | ☆ | |
| 19535 | Lazarus Wealth Management Llc CRD 322576 | Wealth Manager · Boutique (under $100M) | $51.0M | 225 | 225 | 1 | 03/13/2026 | ☆ | |
| 19536 | Polaris Asset Management Llc CRD 114586 | Wealth Manager · Boutique (under $100M) | $51.0M | 47 | 47 | 1 | 02/10/2026 | ☆ | |
| 19537 | Financial Edge CRD 114609 | Wealth Manager · Boutique (under $100M) | $51.0M | 62 | 151 | 1 | 02/26/2026 | ☆ | |
| 19538 | Network 1 Financial Advisors Inc. CRD 121239 | Wealth Manager · Boutique (under $100M) | $51.0M | 64 | 101 | 17 | 08/27/2026 | ☆ | |
| 19539 | Kanan Advisors, Llc CRD 337890 | Wealth Manager · Boutique (under $100M) | $51.0M | 56 | 170 | 3 | 03/30/2026 | ☆ | |
| 19540 | Pushkin Advisory Group, Llc CRD 226674 | Wealth Manager · Boutique (under $100M) | $51.0M | 93 | 189 | 1 | 03/26/2026 | ☆ | |
| 19541 | N CRD 288180 | Wealth Manager · Boutique (under $100M) | $51.0M | 189 | 293 | 2 | 01/29/2025 | ☆ | |
| 19542 | Silicon Valley Wealth Management Solutions, Inc. CRD 159702 | San Jose, CA | Wealth Manager · Boutique (under $100M) | $50.9M | 273 | 273 | 1 | 03/19/2026 | ☆ |
| 19543 | Andersonlane Associates Llc CRD 301225 | Needham, MA | Wealth Manager · Boutique (under $100M) | $50.9M | 43 | 128 | 1 | 02/06/2026 | ☆ |
| 19544 | Brennan Asset Management, Llc CRD 174637 | Private Fund Manager · Boutique (under $100M) | $50.9M | 16 | 16 | 1 | 04/21/2026 | ☆ | |
| 19545 | Fletcher Capital Management, Llc CRD 153360 | Wealth Manager · Boutique (under $100M) | $50.9M | 202 | 202 | 1 | 02/19/2026 | ☆ | |
| 19546 | Journey 1 Advisors, Llc CRD 323480 | Media, PA | Wealth Manager · Boutique (under $100M) | $50.9M | 51 | 72 | 1 | 03/31/2026 | ☆ |
| 19547 | Profitscore Capital Management, Inc. CRD 119210 | Eagle, ID | Investment Adviser · Boutique (under $100M) | $50.9M | 13 | 20 | 5 | 05/05/2026 | ☆ |
| 19548 | Index Gurus, Inc. CRD 131014 | Wealth Manager · Boutique (under $100M) | $50.9M | 32 | 32 | 1 | 07/03/2026 | ☆ | |
| 19549 | Seaway Advisors,Ltd. CRD 149745 | Fairport, NY | Wealth Manager · Boutique (under $100M) | $50.8M | 94 | 94 | 2 | 03/09/2026 | ☆ |
| 19550 | Endicott Management Company CRD 157119 | New York, NY | Private Fund Manager · Boutique (under $100M) | $50.8M | 2 | 2 | 5 | 03/26/2026 | ☆ |