CW
Capital Wealth Planning Services Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 282475
· Brunswick, ME
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ADV data as of Jul 20, 2026
- Regulatory AUM
- $50.4M
- Discretionary
- $0
- Clients
- 62
- Avg AUM / client
- $812K
- Accounts
- 62
- Employees
- 1
AUM over time
$50.4M
$50.4M
Feb 27, 2026
Jul 20, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 37 | $13.4M | 26.6% |
| High net worth individuals | 25 | $37.0M | 73.4% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Paul Michael Suyama | Registered representative | Feb 2016 (10y) | ||
| William Roger Rice | Registered representative | CFP | Feb 2016 (10y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/20/2026 | 989 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 20, 2026.
View current Form ADV (SEC/IAPD) ↗