Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17651 | As Trigon Asset Management CRD 286092 | Tallinn | Private Fund Manager · Boutique (under $100M) | $75.9M | 1 | 1 | 10 | 03/23/2026 | ☆ |
| 17652 | Jc Financial Planning & Investments, Llc CRD 142703 | Wealth Manager · Boutique (under $100M) | $75.9M | 55 | 146 | 1 | 01/26/2026 | ☆ | |
| 17653 | Barbara J Norman, Llc CRD 307479 | Wealth Manager · Boutique (under $100M) | $75.8M | 62 | 128 | 1 | 02/02/2026 | ☆ | |
| 17654 | Prism Wealth Management Llc CRD 317881 | Wooster, OH | Wealth Manager · Boutique (under $100M) | $75.8M | 308 | 523 | 3 | 06/08/2026 | ☆ |
| 17655 | Sbc Investment Management, Llc CRD 308391 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $75.7M | 19 | 58 | 3 | 03/30/2026 | ☆ |
| 17656 | Valuealigned Partners, Llc CRD 125128 | Red Bank, NJ | Wealth Manager · Boutique (under $100M) | $75.7M | 71 | 138 | 2 | 04/21/2026 | ☆ |
| 17657 | Regent Wealth Management, Inc. CRD 150197 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $75.7M | 83 | 164 | 2 | 03/10/2026 | ☆ |
| 17658 | Shepherd Wealth Partners, Llc CRD 288920 | Wealth Manager · Boutique (under $100M) | $75.7M | 91 | 259 | 2 | 04/14/2026 | ☆ | |
| 17659 | Centauri Advisory Group, Inc. CRD 158999 | Zelienople, PA | Wealth Manager · Boutique (under $100M) | $75.7M | 383 | 566 | 4 | 06/30/2026 | ☆ |
| 17660 | Holland Financial Services, Inc. CRD 125812 | Athens, GA | Insurance-Affiliated · Boutique (under $100M) | $75.6M | 151 | 305 | 3 | 05/11/2026 | ☆ |
| 17661 | Duke And Duke Wealth Management Llc CRD 290184 | Doylestown, PA | Wealth Manager · Boutique (under $100M) | $75.6M | 331 | 331 | 4 | 06/05/2026 | ☆ |
| 17662 | Monarch Asset Management Llc CRD 166444 | Bradenton, FL | Wealth Manager · Boutique (under $100M) | $75.6M | 60 | 105 | 1 | 02/09/2026 | ☆ |
| 17663 | Achieve Retirement & Wealth Management, Llc CRD 336486 | Ridgefield, CT | Wealth Manager · Boutique (under $100M) | $75.6M | 66 | 142 | 1 | 02/19/2026 | ☆ |
| 17664 | Rewey Investment Management Llc CRD 316640 | Wealth Manager · Boutique (under $100M) | $75.6M | 25 | 58 | 1 | 02/20/2026 | ☆ | |
| 17665 | Brass Capital, Llc CRD 333892 | Wealth Manager · Boutique (under $100M) | $75.6M | 68 | 210 | 5 | 03/23/2026 | ☆ | |
| 17666 | Future Wealth Llc CRD 283911 | Los Gatos, CA | Wealth Manager · Boutique (under $100M) | $75.6M | 29 | 147 | 1 | 01/22/2026 | ☆ |
| 17667 | Ecf Wealth, Inc. CRD 323808 | Wealth Manager · Boutique (under $100M) | $75.6M | 109 | 160 | 1 | 02/24/2026 | ☆ | |
| 17668 | Najarian Family Office, Llc CRD 282209 | Chicago, IL | Multi-Family Office · Boutique (under $100M) | $75.6M | 66 | 142 | 6 | 03/03/2026 | ☆ |
| 17669 | Thompson Robert Douglas CRD 104738 | Salt Lake City, UT | Wealth Manager · Boutique (under $100M) | $75.6M | 29 | 29 | 1 | 03/17/2026 | ☆ |
| 17670 | Moore Investment Partners, Llc CRD 322654 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $75.6M | 59 | 232 | 1 | 02/06/2026 | ☆ |
| 17671 | Wardlaw Wealth Management Llc CRD 315408 | Waco, TX | Wealth Manager · Boutique (under $100M) | $75.6M | 103 | 200 | 1 | 01/30/2026 | ☆ |
| 17672 | Shoreline Capital Corporation Inc. CRD 128530 | Boothbay Harbor, ME | Wealth Manager · Boutique (under $100M) | $75.5M | 14 | 22 | 1 | 03/13/2026 | ☆ |
| 17673 | Gesar Capital Management Llc CRD 153043 | Endowment & Foundation Advisor · Boutique (under $100M) | $75.5M | 6 | 17 | 1 | 03/18/2026 | ☆ | |
| 17674 | Kpc Financial Solutions, Llc CRD 317107 | Southlake, TX | Insurance-Affiliated · Boutique (under $100M) | $75.5M | 775 | 777 | 8 | 06/11/2026 | ☆ |
| 17675 | South Atlantic Capital Management Group, Inc. CRD 152413 | Wilmington, NC | Wealth Manager · Boutique (under $100M) | $75.5M | 81 | 111 | 2 | 03/23/2026 | ☆ |
| 17676 | Sutton, Scott Edmond CRD 307351 | Birmingham, AL | Insurance-Affiliated · Boutique (under $100M) | $75.5M | 162 | 162 | 1 | 03/04/2026 | ☆ |
| 17677 | Santara Wealth Management Llc CRD 333780 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $75.5M | 83 | 226 | 2 | 06/01/2026 | ☆ |
| 17678 | Springwater Advisors, Llc CRD 150034 | Corpus Christi, TX | Wealth Manager · Boutique (under $100M) | $75.5M | 30 | 38 | 3 | 07/02/2026 | ☆ |
| 17679 | Bon Investments, Llc CRD 128420 | Wealth Manager · Boutique (under $100M) | $75.5M | 56 | 92 | 1 | 03/20/2026 | ☆ | |
| 17680 | Sean Louis Defrehn CRD 138968 | Insurance-Affiliated · Boutique (under $100M) | $75.4M | 88 | 163 | 1 | 03/27/2026 | ☆ | |
| 17681 | Christian Values Investing, Inc. CRD 125379 | Statesboro, GA | Investment Adviser · Boutique (under $100M) | $75.4M | 408 | 408 | 3 | 03/04/2026 | ☆ |
| 17682 | Jardine Financial Group, Llc CRD 175449 | Richardson, TX | Wealth Manager · Boutique (under $100M) | $75.4M | 71 | 91 | 1 | 01/13/2026 | ☆ |
| 17683 | Active Wealth Advisors Llc CRD 336793 | Woodcliff Lake, NJ | Wealth Manager · Boutique (under $100M) | $75.4M | 21 | 23 | 1 | 07/15/2026 | ☆ |
| 17684 | Sqn Capital Management, Llc CRD 158704 | New York, NY | Private Fund Manager · Boutique (under $100M) | $75.4M | 3 | 3 | 3 | 04/02/2025 | ☆ |
| 17685 | Telos Wealth Management, Llc CRD 327439 | Wenatchee, WA | Wealth Manager · Boutique (under $100M) | $75.4M | 113 | 323 | 4 | 05/22/2026 | ☆ |
| 17686 | Nw Advisory CRD 309480 | Insurance-Affiliated · Boutique (under $100M) | $75.4M | 265 | 265 | 2 | 04/15/2026 | ☆ | |
| 17687 | Northpointe Investment Advisory, Llc CRD 170850 | St. Joseph, MI | Wealth Manager · Boutique (under $100M) | $75.4M | 71 | 183 | 1 | 02/24/2026 | ☆ |
| 17688 | John Mcandrew Financial Advisors Llc CRD 268800 | Wealth Manager · Boutique (under $100M) | $75.4M | 59 | 172 | 1 | 01/29/2026 | ☆ | |
| 17689 | Valoir Wealth Llc CRD 333305 | Wealth Manager · Boutique (under $100M) | $75.4M | 72 | 148 | 1 | 03/12/2026 | ☆ | |
| 17690 | Seawise Financial, Inc. CRD 298012 | Cardiff By The Sea, CA | Wealth Manager · Boutique (under $100M) | $75.3M | 67 | 230 | 2 | 03/02/2026 | ☆ |
| 17691 | Magen Wealth Management, Llc CRD 175157 | Miami, FL | Investment Adviser · Boutique (under $100M) | $75.3M | 33 | 33 | 3 | 03/19/2026 | ☆ |
| 17692 | Wealthtarget Investment Advisors, Llc CRD 124036 | Bakersfield, CA | Wealth Manager · Boutique (under $100M) | $75.3M | 112 | 201 | 1 | 03/06/2026 | ☆ |
| 17693 | Yeisley Wealth Solutions, Inc. CRD 151018 | Wichita, KS | Wealth Manager · Boutique (under $100M) | $75.3M | 434 | 861 | 10 | 03/04/2026 | ☆ |
| 17694 | Moyer Cpa Group Llc CRD 317908 | Insurance-Affiliated · Boutique (under $100M) | $75.3M | 101 | 325 | 3 | 02/17/2026 | ☆ | |
| 17695 | Baseline Partners Llc CRD 301762 | Mesa, AZ | Private Fund Manager · Boutique (under $100M) | $75.3M | 3 | 3 | 4 | 03/31/2026 | ☆ |
| 17696 | Tushaus Group Llc CRD 314067 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $75.3M | 123 | 397 | 4 | 07/29/2026 | ☆ |
| 17697 | Provenire Capital Llc CRD 170390 | Eden Prairie, MN | Private Fund Manager · Boutique (under $100M) | $75.3M | 9 | 7 | 2 | 03/19/2026 | ☆ |
| 17698 | Vaultis Private Wealth Ltd CRD 288118 | Wealth Manager · Boutique (under $100M) | $75.2M | 89 | 89 | 2 | 03/30/2026 | ☆ | |
| 17699 | Leedom Asset Management, Inc. CRD 141606 | Wealth Manager · Boutique (under $100M) | $75.2M | 74 | 74 | 1 | 03/30/2026 | ☆ | |
| 17700 | Arkin Financial Advisors, Llc CRD 166313 | Savannah, GA | Wealth Manager · Boutique (under $100M) | $75.2M | 17 | 73 | 1 | 03/09/2026 | ☆ |