Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17601 | Pope Financial Planning, Llc CRD 310296 | Lakewood Ranch, FL | Wealth Manager · Boutique (under $100M) | $76.7M | 82 | 244 | 1 | 01/02/2026 | ☆ |
| 17602 | Investment Strategies, L.L.C. CRD 155481 | Wealth Manager · Boutique (under $100M) | $76.7M | 22 | 35 | 2 | 02/25/2026 | ☆ | |
| 17603 | Lyon Bern, Llc CRD 301277 | San Juan, PR | Wealth Manager · Boutique (under $100M) | $76.7M | 212 | 224 | 5 | 07/10/2026 | ☆ |
| 17604 | Dryden Capital, Llc CRD 172648 | New York, NY | Investment Adviser · Boutique (under $100M) | $76.6M | 4 | 4 | 3 | 04/09/2026 | ☆ |
| 17605 | Portside Investment Advisors, Llc CRD 294494 | Port Washington, WI | Wealth Manager · Boutique (under $100M) | $76.6M | 110 | 175 | 2 | 01/28/2026 | ☆ |
| 17606 | Highland Consulting Associates International, Inc. CRD 282906 | Cleveland, OH | Institutional / Pension Advisor · Boutique (under $100M) | $76.6M | 5 | 5 | 0 | 03/18/2026 | ☆ |
| 17607 | Kirkey & Co. Financial Advisors, Inc. CRD 121242 | Hilliard, OH | Wealth Manager · Boutique (under $100M) | $76.6M | 63 | 63 | 2 | 03/26/2026 | ☆ |
| 17608 | Cathay Capital Na, Llc CRD 268816 | New York, NY | Private Fund Manager · Boutique (under $100M) | $76.6M | 6 | 6 | 6 | 03/27/2026 | ☆ |
| 17609 | Princeton Wealth Management Alliance, Llc CRD 298614 | Princeton, NJ | Insurance-Affiliated · Boutique (under $100M) | $76.6M | 174 | 418 | 2 | 03/25/2026 | ☆ |
| 17610 | Forward Financial Llc CRD 316517 | Houston, TX | Wealth Manager · Boutique (under $100M) | $76.6M | 88 | 228 | 1 | 08/13/2026 | ☆ |
| 17611 | K&S Wealth Advisors, Llc CRD 294310 | Lubbock, TX | Wealth Manager · Boutique (under $100M) | $76.6M | 71 | 120 | 4 | 03/04/2026 | ☆ |
| 17612 | Oak Mountain Advisors Llc CRD 168087 | Chicago, IL | Private Fund Manager · Boutique (under $100M) | $76.6M | 12 | 25 | 2 | 03/23/2026 | ☆ |
| 17613 | Kaplan, Brilliant And Fransko, Llc CRD 284252 | Ann Arbor, MI | Wealth Manager · Boutique (under $100M) | $76.5M | 123 | 517 | 6 | 03/30/2026 | ☆ |
| 17614 | Bridge Capital Consulting, Llc CRD 283663 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $76.5M | 141 | 302 | 4 | 07/20/2026 | ☆ |
| 17615 | Genuine Wealth Advisors, Llc CRD 313842 | Indianapolis, IN | Wealth Manager · Boutique (under $100M) | $76.5M | 45 | 102 | 3 | 02/23/2026 | ☆ |
| 17616 | Garland And Greenwood Wealth Advisors Llc CRD 318815 | Roland, AR | Insurance-Affiliated · Boutique (under $100M) | $76.5M | 280 | 280 | 4 | 07/22/2026 | ☆ |
| 17617 | Strider Capital, Llc CRD 310923 | Wealth Manager · Boutique (under $100M) | $76.5M | 13 | 14 | 21 | 06/18/2026 | ☆ | |
| 17618 | Olson, Cross & Alamo Advisors Llc CRD 157960 | Red Bank, NJ | Wealth Manager · Boutique (under $100M) | $76.5M | 48 | 140 | 1 | 03/12/2026 | ☆ |
| 17619 | Endowment Partners Llc CRD 306325 | Las Vegas, NV | Endowment & Foundation Advisor · Boutique (under $100M) | $76.4M | 19 | 35 | 6 | 04/27/2026 | ☆ |
| 17620 | Prym Advisors Llc CRD 300090 | Fort Lauderdale, FL | Wealth Manager · Boutique (under $100M) | $76.4M | 72 | 86 | 1 | 06/08/2026 | ☆ |
| 17621 | Celestial Wealth Management, Llc CRD 311089 | Wealth Manager · Boutique (under $100M) | $76.4M | 87 | 222 | 1 | 03/09/2026 | ☆ | |
| 17622 | Wright Financial, Llc CRD 114076 | Pleasant Hill, CA | Insurance-Affiliated · Boutique (under $100M) | $76.4M | 126 | 337 | 2 | 03/25/2026 | ☆ |
| 17623 | Baughman Wealth Advisors Inc. CRD 148649 | Novato, CA | Insurance-Affiliated · Boutique (under $100M) | $76.4M | 57 | 148 | 1 | 03/24/2026 | ☆ |
| 17624 | Morgan Stevens Asset Management, Llc CRD 174928 | Wealth Manager · Boutique (under $100M) | $76.4M | 71 | 71 | 1 | 05/07/2026 | ☆ | |
| 17625 | Impact Advisors Group Llc CRD 310716 | Wealth Manager · Boutique (under $100M) | $76.4M | 98 | 98 | 3 | 03/17/2026 | ☆ | |
| 17626 | Anchor Wealth Advisors, Llc CRD 300980 | Cockeysville, MD | Wealth Manager · Boutique (under $100M) | $76.4M | 104 | 283 | 1 | 03/31/2026 | ☆ |
| 17627 | Investment Research Corp CRD 108208 | Denver, CO | Wealth Manager · Boutique (under $100M) | $76.3M | 166 | 166 | 21 | 03/30/2026 | ☆ |
| 17628 | Brough Investment Group Llc CRD 150860 | Wealth Manager · Boutique (under $100M) | $76.3M | 79 | 79 | 1 | 01/05/2024 | ☆ | |
| 17629 | The Mcbride Group, Llc CRD 150179 | Petaluma, CA | Wealth Manager · Boutique (under $100M) | $76.3M | 106 | 252 | 4 | 07/30/2026 | ☆ |
| 17630 | Monk, Stanley Earl CRD 129443 | Wealth Manager · Boutique (under $100M) | $76.2M | 47 | 47 | 1 | 03/07/2026 | ☆ | |
| 17631 | Ridgebrooke Capital Management Llc CRD 311117 | Cookeville, TN | Wealth Manager · Boutique (under $100M) | $76.2M | 118 | 436 | 3 | 06/18/2026 | ☆ |
| 17632 | Salem Advisory Group Llc CRD 145697 | Wells, ME | Wealth Manager · Boutique (under $100M) | $76.2M | 288 | 495 | 4 | 03/17/2026 | ☆ |
| 17633 | O Asset Management Llc CRD 336682 | Fairport, NY | Wealth Manager · Boutique (under $100M) | $76.2M | 2 | 3 | 11 | 03/31/2026 | ☆ |
| 17634 | 2260 West, Llc CRD 310460 | Bend, OR | Wealth Manager · Boutique (under $100M) | $76.2M | 43 | 176 | 6 | 01/05/2026 | ☆ |
| 17635 | Busine Llc CRD 172692 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $76.2M | 58 | 299 | 1 | 03/31/2026 | ☆ |
| 17636 | Capital Management Consultants, Inc. CRD 19935 | Northbrook, IL | Insurance-Affiliated · Boutique (under $100M) | $76.2M | 61 | 164 | 2 | 02/17/2026 | ☆ |
| 17637 | Aaron Geoffrey Turner CRD 133240 | Sacramento, CA | Wealth Manager · Boutique (under $100M) | $76.2M | 140 | 288 | 1 | 01/12/2026 | ☆ |
| 17638 | Marin Wealth Advisors Llc CRD 123237 | San Rafael, CA | Wealth Manager · Boutique (under $100M) | $76.1M | 97 | 213 | 5 | 07/30/2026 | ☆ |
| 17639 | Weigel Fiduciary Asset Management CRD 310903 | Wealth Manager · Boutique (under $100M) | $76.1M | 89 | 173 | 2 | 06/17/2026 | ☆ | |
| 17640 | Mdh Investment Management, Inc. CRD 133127 | East Liverpool, OH | Wealth Manager · Boutique (under $100M) | $76.1M | 98 | 193 | 1 | 06/10/2026 | ☆ |
| 17641 | Skadvisors, Llc CRD 133532 | Wealth Manager · Boutique (under $100M) | $76.1M | 137 | 558 | 4 | 03/24/2026 | ☆ | |
| 17642 | Capital E Advisors, Llc CRD 297820 | Wealth Manager · Boutique (under $100M) | $76.1M | 87 | 295 | 1 | 04/01/2026 | ☆ | |
| 17643 | Bin Yuan Capital (Cayman) Limited CRD 170104 | Grand Cayman | Investment Adviser · Boutique (under $100M) | $76.0M | 1 | 5 | 24 | 03/11/2026 | ☆ |
| 17644 | Cowdell Investments, Llc CRD 122933 | Insurance-Affiliated · Boutique (under $100M) | $76.0M | 408 | 408 | 2 | 03/30/2026 | ☆ | |
| 17645 | Doll Capital Advisors, Incorporated CRD 134089 | San Juan Capistrano, CA | Insurance-Affiliated · Boutique (under $100M) | $76.0M | 51 | 120 | 1 | 01/08/2026 | ☆ |
| 17646 | Gallugi Wealth Management, Llc CRD 172748 | North Reading, MA | Wealth Manager · Boutique (under $100M) | $76.0M | 117 | 189 | 2 | 02/10/2026 | ☆ |
| 17647 | Prospective Value Partners Llc CRD 258786 | Des Moines, IA | Wealth Manager · Boutique (under $100M) | $76.0M | 36 | 44 | 1 | 02/12/2026 | ☆ |
| 17648 | Capital Investment Management Inc. CRD 122600 | Wealth Manager · Boutique (under $100M) | $75.9M | 143 | 301 | 2 | 02/25/2026 | ☆ | |
| 17649 | Cuthbert Capital Management Llc CRD 325188 | Wealth Manager · Boutique (under $100M) | $75.9M | 21 | 36 | 1 | 02/18/2026 | ☆ | |
| 17650 | Shoreline Capital Management, Ltd. CRD 161466 | Guangzhou | Private Fund Manager · Boutique (under $100M) | $75.9M | 5 | 5 | 15 | 03/30/2026 | ☆ |