Highland Consulting Associates International, Inc.
- Regulatory AUM
- $76.6M
- Discretionary
- $16.5M
- Clients
- 5
- Avg AUM / client
- $15.3M
- Accounts
- 5
- Employees
- 0
AUM over time
Annual snapshots from Form ADV filings · as of Mar 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 1 | $16.5M | 21.6% |
| Pension and profit sharing plans | 4 | $60.1M | 78.4% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mahon, Kevin, John | Secretary | Mar 2014 (12y) | Less than 5% | |
| Veres, Richard, Nmn | President, Cco | Mar 2014 (12y) | Less than 5% | |
| Mills, Mark, Gregory | Trustee | Oct 2023 (3y) | GP / trustee / elected manager of Highland Consulting Associates, Inc. Employee Stock Ownership Plan (indirect) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Highland Consulting Associates Inc. | Parent Corporation | Mar 2014 | A | 75% or more |
| Highland Consulting Associates, Inc. Employee Stock Ownership Plan | Shareholder | Jan 2022 | B | ≈ 56.25% – 100% via Highland Consulting Associates Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Highland Consulting Associates, Inc. Employee Stock Ownership Plan: 75% – 100% of Highland Consulting Associates Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Sun Life Assurance Company Of Canada $33.4M (44% of AUM) Mar 2026
- Fidelity Investments $16.5M (22% of AUM) Mar 2026
- The Canada Life Assurance Company $16.1M (21% of AUM) Mar 2026
- Cibc Mellon Trust Company $13.9M (11% of AUM) Mar 2021
- The Manufacturers Life Insurance Company $8.1M (11% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗