Arrowhead Investment Management Llc
- Regulatory AUM
- $77.6M
- Discretionary
- $77.6M
- Clients
- 1
- Avg AUM / client
- $77.6M
- Accounts
- 1
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $77.6M | 100.0% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of May 2024 · $174M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Arrowhead Capital Fund Iii Lp | Other Private Fund | Delaware | $174M | 45 |
| Arrowhead Investors Ii, Lp | Other Private Fund | Delaware | $20.1K | 3 |
| Arrowhead Investors, Lp | Private Equity Fund | Delaware | $602 | 1 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gay, Mary, Price | Managing Member | Aug 2016 (10y) | 25% – 50% | |
| Jones, Elliott, Howard | Managing Member | Aug 2016 (10y) | 10% – 25% | |
| Parsky, Gerald, Lawrence | Managing Member | Aug 2016 (10y) | ≈ 18.75% – 50% via Agc Arrowhead Holdings Llc | |
| Pisani, Craig, John | Managing Member | Aug 2016 (10y) | 25% – 50% | |
| Swayze, Ashleigh, Cooper | Chief Compliance Officer | Aug 2016 (10y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Agc Arrowhead Holdings Llc | Member | Aug 2016 | A | 25% – 50% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Parsky, Gerald, Lawrence: 75% – 100% of Agc Arrowhead Holdings Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $174M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Arrowhead Capital Fund Iii Lp | Other Private Fund | $174M | $15.0M | 45 |
| Arrowhead Investors Ii, Lp | Other Private Fund | $20.1K | $0 | 3 |
| Arrowhead Investors, Lp | Private Equity Fund | $602 | $0 | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 1.25 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • MONITORING FEES
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗