Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17351 | N CRD 138121 | Wealth Manager · Boutique (under $100M) | $82.9M | 141 | 315 | 3 | 09/03/2025 | ☆ | |
| 17352 | M&M Wealth Management, Llc CRD 170859 | Fort Myers, FL | Insurance-Affiliated · Boutique (under $100M) | $82.9M | 251 | 251 | 2 | 05/20/2026 | ☆ |
| 17353 | Kenneth E. Boone Wealth Management, Llc CRD 111971 | Oakdale, CA | Insurance-Affiliated · Boutique (under $100M) | $82.9M | 144 | 230 | 2 | 03/09/2026 | ☆ |
| 17354 | Ades Investment Counsel, Inc. CRD 136517 | Wealth Manager · Boutique (under $100M) | $82.9M | 33 | 118 | 2 | 09/28/2026 | ☆ | |
| 17355 | Birch Creek Capital, Llc CRD 158730 | Wynnewood, PA | Private Fund Manager · Boutique (under $100M) | $82.8M | 5 | 5 | 3 | 03/25/2026 | ☆ |
| 17356 | Hokin Investment Advisors Inc. CRD 141069 | Northbrook, IL | Wealth Manager · Boutique (under $100M) | $82.8M | 88 | 150 | 3 | 03/26/2026 | ☆ |
| 17357 | Miller Financial Group, Llc CRD 139249 | Portland, OR | Wealth Manager · Boutique (under $100M) | $82.8M | 170 | 461 | 2 | 09/08/2026 | ☆ |
| 17358 | Walsh Consulting Group Inc CRD 141587 | Daytona Beach, FL | Wealth Manager · Boutique (under $100M) | $82.8M | 78 | 200 | 3 | 03/19/2026 | ☆ |
| 17359 | Schaefer Wealth Management, Inc. CRD 145992 | Waterloo, IL | Insurance-Affiliated · Boutique (under $100M) | $82.8M | 296 | 688 | 2 | 03/30/2026 | ☆ |
| 17360 | Composure Wealth Management, Llc CRD 304169 | Wealth Manager · Boutique (under $100M) | $82.7M | 42 | 167 | 2 | 03/31/2026 | ☆ | |
| 17361 | Lumiere Financial Group Llc CRD 319171 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $82.7M | 116 | 255 | 5 | 04/20/2026 | ☆ |
| 17362 | All Seasons Investment Advisors, Inc CRD 144506 | Institutional / Pension Advisor · Boutique (under $100M) | $82.7M | 3 | 3 | 0 | 03/31/2026 | ☆ | |
| 17363 | Ilg Private Wealth, Inc. CRD 292267 | Mcmurray, PA | Wealth Manager · Boutique (under $100M) | $82.7M | 143 | 143 | 1 | 03/09/2026 | ☆ |
| 17364 | Contrast Capital Management, Llc CRD 163534 | Miami, FL | Investment Adviser · Boutique (under $100M) | $82.7M | 24 | 50 | 5 | 08/05/2026 | ☆ |
| 17365 | Kuleana Capital Management Llc CRD 287732 | Free Union, VA | Wealth Manager · Boutique (under $100M) | $82.6M | 30 | 36 | 2 | 03/17/2026 | ☆ |
| 17366 | Empire Financial Group, Llc CRD 139382 | Wealth Manager · Boutique (under $100M) | $82.6M | 36 | 61 | 1 | 01/12/2026 | ☆ | |
| 17367 | Lake Water Capital, Llc CRD 327854 | Sarasota, FL | Insurance-Affiliated · Boutique (under $100M) | $82.6M | 116 | 148 | 3 | 07/06/2026 | ☆ |
| 17368 | Fruitage Financial Llc CRD 283352 | Fort Collins, CO | Wealth Manager · Boutique (under $100M) | $82.6M | 56 | 222 | 3 | 03/20/2026 | ☆ |
| 17369 | Hyjc Capital Of Wny, Llc CRD 325574 | Lakeville, NY | Wealth Manager · Boutique (under $100M) | $82.6M | 275 | 407 | 2 | 03/15/2026 | ☆ |
| 17370 | Robinson Capital Management Llc CRD 145220 | Boulder, CO | Wealth Manager · Boutique (under $100M) | $82.6M | 69 | 174 | 2 | 03/17/2026 | ☆ |
| 17371 | Wismed Financial, Inc. CRD 310946 | Fitchburg, WI | Wealth Manager · Boutique (under $100M) | $82.5M | 69 | 269 | 1 | 03/11/2026 | ☆ |
| 17372 | Dorchester Advisors Limited Liability Company CRD 154460 | Short Hills, NJ | Wealth Manager · Boutique (under $100M) | $82.5M | 37 | 98 | 1 | 03/31/2026 | ☆ |
| 17373 | Pathway Financial Advisory, Llc CRD 336511 | Institutional / Pension Advisor · Boutique (under $100M) | $82.5M | 49 | 105 | 1 | 07/16/2026 | ☆ | |
| 17374 | Light Capital Management Llc CRD 297161 | Wealth Manager · Boutique (under $100M) | $82.5M | 70 | 126 | 2 | 03/26/2026 | ☆ | |
| 17375 | Trp Capital Advisors, Llc CRD 281098 | Birmingham, MI | Private Fund Manager · Boutique (under $100M) | $82.5M | 7 | 7 | 11 | 03/26/2026 | ☆ |
| 17376 | Manent Capital Llc CRD 306353 | Wealth Manager · Boutique (under $100M) | $82.4M | 25 | 97 | 1 | 01/05/2026 | ☆ | |
| 17377 | The Private Family Advisors, Llc CRD 285617 | St. Louis, MO | Wealth Manager · Boutique (under $100M) | $82.4M | 53 | 258 | 2 | 03/30/2026 | ☆ |
| 17378 | March Capital Corp. CRD 24142 | Chicago, IL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $82.4M | 4 | 4 | 05/24/2026 | ☆ | |
| 17379 | Zenith Investment Management, Llc CRD 288565 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $82.4M | 102 | 272 | 6 | 09/17/2026 | ☆ |
| 17380 | Holdfast Wealth Management, Llc CRD 168007 | Wealth Manager · Boutique (under $100M) | $82.3M | 166 | 515 | 1 | 02/27/2026 | ☆ | |
| 17381 | Synthesis Advisors, Inc. CRD 109025 | Nashville, TN | Wealth Manager · Boutique (under $100M) | $82.3M | 82 | 82 | 2 | 02/27/2026 | ☆ |
| 17382 | True Path Financial Llc CRD 336137 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $82.3M | 137 | 297 | 2 | 09/04/2026 | ☆ |
| 17383 | Pulver Capital Management Llc CRD 152304 | Summit, NJ | Multi-Family Office · Boutique (under $100M) | $82.3M | 7 | 47 | 2 | 03/03/2026 | ☆ |
| 17384 | Financial Economics Consulting Group, Inc. CRD 117418 | Tuscaloosa, AL | Wealth Manager · Boutique (under $100M) | $82.3M | 144 | 247 | 3 | 03/17/2026 | ☆ |
| 17385 | Eaglestrong Financial, Llc CRD 288413 | Memphis, TN | Wealth Manager · Boutique (under $100M) | $82.3M | 92 | 472 | 2 | 02/18/2026 | ☆ |
| 17386 | Kej Financial Advisors, Llc CRD 144759 | Wealth Manager · Boutique (under $100M) | $82.3M | 39 | 112 | 1 | 09/03/2026 | ☆ | |
| 17387 | Cardinal Wealth Advisors, Llc CRD 134758 | Edina, MN | Wealth Manager · Boutique (under $100M) | $82.2M | 117 | 273 | 2 | 03/03/2026 | ☆ |
| 17388 | Wealth Management Advisers, Llc CRD 128836 | Insurance-Affiliated · Boutique (under $100M) | $82.2M | 110 | 110 | 2 | 08/04/2026 | ☆ | |
| 17389 | Biggin, Inc. CRD 165202 | Melville, NY | Wealth Manager · Boutique (under $100M) | $82.2M | 90 | 139 | 1 | 04/02/2026 | ☆ |
| 17390 | Remote Financial Planner, Llc CRD 284297 | West Palm Beach, FL | Wealth Manager · Boutique (under $100M) | $82.2M | 71 | 252 | 0 | 01/15/2026 | ☆ |
| 17391 | Winthrop Partners Epa, Llc CRD 282098 | Orchard, NY | Wealth Manager · Boutique (under $100M) | $82.2M | 174 | 174 | 5 | 07/22/2026 | ☆ |
| 17392 | Longenecker Financial Services, L.L.C. CRD 321686 | Des Moines, IA | Insurance-Affiliated · Boutique (under $100M) | $82.1M | 252 | 690 | 3 | 02/13/2026 | ☆ |
| 17393 | Walsh Advisors Inc. CRD 122628 | Crown Point, IN | Wealth Manager · Boutique (under $100M) | $82.1M | 55 | 128 | 2 | 01/22/2026 | ☆ |
| 17394 | Sr Financial Services, Inc. CRD 121298 | Wealth Manager · Boutique (under $100M) | $82.0M | 56 | 56 | 1 | 01/26/2026 | ☆ | |
| 17395 | Springhill Wealth Management, Llc CRD 342137 | Bozeman, MT | Wealth Manager · Boutique (under $100M) | $82.0M | 71 | 167 | 1 | 09/08/2026 | ☆ |
| 17396 | H. L. Lichstrahl & Company, Llc CRD 112124 | Arlington, VA | Wealth Manager · Boutique (under $100M) | $82.0M | 28 | 27 | 1 | 09/17/2026 | ☆ |
| 17397 | Oak Summit Wealth Management, Inc. CRD 334753 | Wealth Manager · Boutique (under $100M) | $82.0M | 91 | 250 | 1 | 01/12/2026 | ☆ | |
| 17398 | Flynn Financial, Llc CRD 157882 | Blakely, PA | Wealth Manager · Boutique (under $100M) | $82.0M | 141 | 308 | 1 | 03/16/2026 | ☆ |
| 17399 | Bowers Advisory Group, Llc CRD 146827 | Hagerstown, MD | Wealth Manager · Boutique (under $100M) | $82.0M | 271 | 497 | 1 | 01/16/2026 | ☆ |
| 17400 | Finanxial Investment Advisors, Corp CRD 300350 | San Juan, PR | Wealth Manager · Boutique (under $100M) | $82.0M | 69 | 69 | 6 | 03/31/2026 | ☆ |