Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17301 | On The Trail Financial Planning, Llc CRD 297393 | Wealth Manager · Boutique (under $100M) | $83.8M | 67 | 269 | 1 | 07/27/2026 | ☆ | |
| 17302 | Seven Hills Capital Corp. CRD 338305 | Toronto, Ontario | Wealth Manager · Boutique (under $100M) | $83.8M | 238 | 1,134 | 4 | 07/24/2026 | ☆ |
| 17303 | Greycliff Wealth Management, Llc CRD 307645 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $83.8M | 146 | 222 | 4 | 04/10/2026 | ☆ |
| 17304 | Gulfstream Capital Llc CRD 165832 | Knoxville, TN | Wealth Manager · Boutique (under $100M) | $83.8M | 73 | 399 | 4 | 02/23/2026 | ☆ |
| 17305 | Baird Principal Group Management Company, Llc CRD 326646 | Milwaukee, WI | Mutual Fund / Asset Manager · Boutique (under $100M) | $83.7M | 1 | 1 | 3 | 09/04/2026 | ☆ |
| 17306 | Welara Asset Management Llc CRD 334534 | New York, NY | Private Fund Manager · Boutique (under $100M) | $83.7M | 8 | 12 | 13 | 08/28/2026 | ☆ |
| 17307 | Nora Wealth Advisors, Llc CRD 285098 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $83.7M | 42 | 177 | 2 | 05/05/2026 | ☆ |
| 17308 | Pashadre Capital Management, Inc CRD 129239 | S. Weymouth, MA | Wealth Manager · Boutique (under $100M) | $83.7M | 114 | 123 | 1 | 11/26/2025 | ☆ |
| 17309 | Thompson Creek Wealth Advisors CRD 151363 | Wealth Manager · Boutique (under $100M) | $83.7M | 66 | 282 | 1 | 05/21/2026 | ☆ | |
| 17310 | Parataxis Capital Management Llc CRD 313241 | New York, NY | Private Fund Manager · Boutique (under $100M) | $83.7M | 12 | 12 | 5 | 08/03/2026 | ☆ |
| 17311 | Vita Planning Group Llc CRD 312323 | Camas, WA | Wealth Manager · Boutique (under $100M) | $83.7M | 57 | 142 | 10 | 04/28/2026 | ☆ |
| 17312 | Dessonville Financial Group Incorporated CRD 118132 | Wealth Manager · Boutique (under $100M) | $83.7M | 68 | 174 | 2 | 03/25/2026 | ☆ | |
| 17313 | Double Duty Money Management Llc CRD 326792 | New York, NY | Wealth Manager · Boutique (under $100M) | $83.7M | 14 | 34 | 4 | 01/26/2026 | ☆ |
| 17314 | Ark Alliance Financial Llc CRD 310539 | Wealth Manager · Boutique (under $100M) | $83.7M | 95 | 197 | 2 | 07/13/2026 | ☆ | |
| 17315 | Financial Compass Llc CRD 148773 | Wealth Manager · Boutique (under $100M) | $83.7M | 44 | 148 | 1 | 09/26/2026 | ☆ | |
| 17316 | Logbook Financial Planning, Llc CRD 286100 | Wealth Manager · Boutique (under $100M) | $83.6M | 70 | 388 | 1 | 01/18/2026 | ☆ | |
| 17317 | Karpinski Financial, Llc CRD 153085 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $83.6M | 119 | 119 | 1 | 03/30/2026 | ☆ |
| 17318 | Capital Management Analytics, Corp CRD 130238 | Investment Adviser · Boutique (under $100M) | $83.6M | 143 | 143 | 1 | 03/31/2026 | ☆ | |
| 17319 | Dillon Capital Management, Llc CRD 159420 | Ambler, PA | Wealth Manager · Boutique (under $100M) | $83.6M | 59 | 124 | 3 | 03/06/2026 | ☆ |
| 17320 | Circa Capital, Llc CRD 158694 | Alpharetta, GA | Wealth Manager · Boutique (under $100M) | $83.6M | 62 | 159 | 2 | 03/18/2026 | ☆ |
| 17321 | Route 20 Private Wealth Inc. CRD 332581 | Fort Lauderdale, FL | Wealth Manager · Boutique (under $100M) | $83.5M | 75 | 180 | 6 | 03/31/2026 | ☆ |
| 17322 | Retirement Planning And Management, Inc. CRD 115483 | Institutional / Pension Advisor · Boutique (under $100M) | $83.5M | 73 | 301 | 1 | 08/04/2026 | ☆ | |
| 17323 | Patterson Investments, Inc. CRD 152218 | Davie, FL | Insurance-Affiliated · Boutique (under $100M) | $83.5M | 122 | 302 | 1 | 04/24/2026 | ☆ |
| 17324 | Hds Capital Management, Inc CRD 107424 | Wealth Manager · Boutique (under $100M) | $83.5M | 15 | 40 | 1 | 01/20/2026 | ☆ | |
| 17325 | Financial Security Services Group, Inc. CRD 167464 | Highland Village, TX | Wealth Manager · Boutique (under $100M) | $83.4M | 323 | 665 | 4 | 05/01/2026 | ☆ |
| 17326 | Mckenna Capital, Inc. CRD 286623 | Wheaton, IL | Wealth Manager · Boutique (under $100M) | $83.4M | 44 | 125 | 2 | 03/27/2026 | ☆ |
| 17327 | Heritage Asset Managers, Inc. CRD 134955 | Wealth Manager · Boutique (under $100M) | $83.4M | 32 | 93 | 3 | 03/30/2026 | ☆ | |
| 17328 | Inter Us Management, Llc CRD 334212 | Miami, FL | Private Fund Manager · Boutique (under $100M) | $83.4M | 5 | 5 | 6 | 03/31/2026 | ☆ |
| 17329 | Aspen Wealth Management, Inc. CRD 116061 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $83.4M | 104 | 323 | 3 | 03/20/2026 | ☆ |
| 17330 | 7 Th Harvest Investments CRD 139792 | Dallas, TX | Insurance-Affiliated · Boutique (under $100M) | $83.3M | 118 | 234 | 3 | 03/31/2026 | ☆ |
| 17331 | Mg Capital Partners, Llc CRD 305512 | Wealth Manager · Boutique (under $100M) | $83.3M | 211 | 288 | 3 | 01/21/2026 | ☆ | |
| 17332 | Steele Investment Counsel, Ltd. CRD 105065 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $83.3M | 50 | 50 | 1 | 03/05/2026 | ☆ |
| 17333 | Caprock Wealth Management Limited Liability Company CRD 333678 | Little Rock, AR | Wealth Manager · Boutique (under $100M) | $83.3M | 100 | 272 | 3 | 09/29/2026 | ☆ |
| 17334 | Northstar Capital Funds, Llc CRD 138526 | New York, NY | Private Fund Manager · Boutique (under $100M) | $83.3M | 1 | 1 | 4 | 03/31/2026 | ☆ |
| 17335 | Proxy Wealth Advisors Llc CRD 298080 | Windermere, FL | Wealth Manager · Boutique (under $100M) | $83.3M | 614 | 614 | 25 | 04/09/2026 | ☆ |
| 17336 | Torres Financial Services, Inc. CRD 114486 | San Antonio, TX | Insurance-Affiliated · Boutique (under $100M) | $83.2M | 259 | 259 | 5 | 03/27/2026 | ☆ |
| 17337 | Defiant Financial Services Llc CRD 314403 | Westlake, OH | Wealth Manager · Boutique (under $100M) | $83.2M | 184 | 384 | 1 | 05/29/2026 | ☆ |
| 17338 | Bootpack Financial Partners, Llc CRD 310983 | Wealth Manager · Boutique (under $100M) | $83.2M | 16 | 56 | 1 | 01/22/2026 | ☆ | |
| 17339 | Pendleton Street Advisors, Llc CRD 168040 | Columbia, SC | Wealth Manager · Boutique (under $100M) | $83.2M | 54 | 152 | 5 | 02/12/2026 | ☆ |
| 17340 | Landsworth Corporation CRD 111316 | Monterey, CA | Wealth Manager · Boutique (under $100M) | $83.2M | 39 | 131 | 3 | 06/22/2026 | ☆ |
| 17341 | Pilot Asset Management Llc CRD 148146 | Winnetka, IL | Wealth Manager · Boutique (under $100M) | $83.1M | 163 | 307 | 1 | 03/30/2026 | ☆ |
| 17342 | The Illuminate Group, Llc CRD 281386 | Gilbert, AZ | Wealth Manager · Boutique (under $100M) | $83.1M | 255 | 639 | 3 | 04/30/2026 | ☆ |
| 17343 | Heartwood Financial Services Llc CRD 161998 | Wealth Manager · Boutique (under $100M) | $83.1M | 68 | 73 | 2 | 01/28/2026 | ☆ | |
| 17344 | Kensington Securities, Llc CRD 145453 | Wealth Manager · Boutique (under $100M) | $83.1M | 105 | 105 | 2 | 08/18/2026 | ☆ | |
| 17345 | Linda Zimmermann Financial Planning And Counseling CRD 122167 | Wealth Manager · Boutique (under $100M) | $83.0M | 80 | 139 | 1 | 01/27/2026 | ☆ | |
| 17346 | Pecora Capital Llc CRD 308178 | Miami, FL | Wealth Manager · Boutique (under $100M) | $83.0M | 9 | 9 | 4 | 03/17/2026 | ☆ |
| 17347 | Crutchfield Advisors, Inc CRD 174252 | Apex, NC | Wealth Manager · Boutique (under $100M) | $83.0M | 104 | 205 | 2 | 03/26/2026 | ☆ |
| 17348 | Galaria Capital Management, Llc CRD 123658 | Wealth Manager · Boutique (under $100M) | $83.0M | 135 | 250 | 1 | 01/30/2026 | ☆ | |
| 17349 | Polymath Investments Llc CRD 333348 | Insurance-Affiliated · Boutique (under $100M) | $83.0M | 46 | 320 | 1 | 02/09/2026 | ☆ | |
| 17350 | O'connor Financial Group, Llc CRD 156164 | Insurance-Affiliated · Boutique (under $100M) | $82.9M | 275 | 339 | 2 | 03/31/2026 | ☆ |