Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17401 | Crosswell Advisors, Llc CRD 150076 | Wealth Manager · Boutique (under $100M) | $80.6M | 53 | 78 | 5 | 04/28/2026 | ☆ | |
| 17402 | Virginia Investment Advisory, Inc. CRD 117121 | Henrico, VA | Insurance-Affiliated · Boutique (under $100M) | $80.5M | 156 | 312 | 2 | 03/11/2026 | ☆ |
| 17403 | 1 Main Capital Management, Llc CRD 328626 | Westport, CT | Private Fund Manager · Boutique (under $100M) | $80.5M | 3 | 3 | 2 | 05/01/2026 | ☆ |
| 17404 | Make Way Llc CRD 301995 | Sioux Falls, SD | Insurance-Affiliated · Boutique (under $100M) | $80.5M | 120 | 331 | 2 | 03/18/2026 | ☆ |
| 17405 | Nottingham Wealth Partners, Inc. CRD 306971 | Syracuse, NY | Wealth Manager · Boutique (under $100M) | $80.5M | 142 | 299 | 7 | 04/17/2026 | ☆ |
| 17406 | Prophet Asset Management , Inc. CRD 113481 | Kenosha, WI | Wealth Manager · Boutique (under $100M) | $80.4M | 274 | 294 | 5 | 03/02/2026 | ☆ |
| 17407 | N CRD 146224 | Investment Adviser · Boutique (under $100M) | $80.4M | 23 | 1,253 | 5 | 03/31/2025 | ☆ | |
| 17408 | Castellano Wealth Llc CRD 338457 | Wealth Manager · Boutique (under $100M) | $80.4M | 203 | 382 | 2 | 03/18/2026 | ☆ | |
| 17409 | Champion Financial Planning Group, Llc CRD 126793 | Annapolis, MD | Wealth Manager · Boutique (under $100M) | $80.4M | 54 | 110 | 1 | 03/17/2026 | ☆ |
| 17410 | Graf Financial, L.L.C. CRD 153441 | Baton Rouge, LA | Wealth Manager · Boutique (under $100M) | $80.3M | 76 | 190 | 1 | 03/23/2026 | ☆ |
| 17411 | Personal Financial Advisors, Inc. CRD 132716 | Pickerington, OH | Wealth Manager · Boutique (under $100M) | $80.3M | 155 | 476 | 3 | 02/27/2026 | ☆ |
| 17412 | Ever Green Wealth Management, Llc CRD 297459 | Victor, NY | Wealth Manager · Boutique (under $100M) | $80.3M | 363 | 648 | 1 | 03/06/2026 | ☆ |
| 17413 | N CRD 300269 | Private Fund Manager · Boutique (under $100M) | $80.2M | 3 | 3 | 1 | 03/31/2025 | ☆ | |
| 17414 | Lipscomb Investment Group, Llc CRD 131869 | Auburn, AL | Wealth Manager · Boutique (under $100M) | $80.2M | 150 | 157 | 3 | 05/12/2026 | ☆ |
| 17415 | Dgm Asset Management, L.L.C. CRD 111732 | Wealth Manager · Boutique (under $100M) | $80.2M | 71 | 148 | 1 | 02/11/2026 | ☆ | |
| 17416 | Abernathy Group Ii Llc CRD 152401 | New York, NY | Wealth Manager · Boutique (under $100M) | $80.2M | 34 | 94 | 4 | 03/04/2026 | ☆ |
| 17417 | Kensington Ami, Llc CRD 145898 | Burbank, CA | Wealth Manager · Boutique (under $100M) | $80.2M | 54 | 102 | 1 | 03/25/2026 | ☆ |
| 17418 | Iapetus Capital, Inc. CRD 175189 | Wealth Manager · Boutique (under $100M) | $80.2M | 20 | 43 | 1 | 03/31/2026 | ☆ | |
| 17419 | Smart Money Financial Advisors, Llc CRD 306937 | Sterling Heights, MI | Insurance-Affiliated · Boutique (under $100M) | $80.2M | 145 | 387 | 3 | 02/13/2026 | ☆ |
| 17420 | Kamke Investment Strategies Inc. CRD 121713 | Charlottesville, VA | Wealth Manager · Boutique (under $100M) | $80.1M | 35 | 110 | 2 | 02/05/2026 | ☆ |
| 17421 | Federal Prep Advisors, Inc. CRD 282663 | Bohemia, NY | Wealth Manager · Boutique (under $100M) | $80.1M | 637 | 637 | 5 | 07/01/2026 | ☆ |
| 17422 | Shepard Wealth Management, Llc CRD 284446 | Institutional / Pension Advisor · Boutique (under $100M) | $80.1M | 108 | 108 | 3 | 01/30/2026 | ☆ | |
| 17423 | Capital Management Advisors Lp CRD 134969 | Houston, TX | Wealth Manager · Boutique (under $100M) | $80.1M | 53 | 173 | 2 | 03/30/2026 | ☆ |
| 17424 | Qci Partners Management Llc CRD 163567 | Wealth Manager · Boutique (under $100M) | $80.1M | 42 | 42 | 3 | 07/06/2026 | ☆ | |
| 17425 | Elite Wealth Management, Llc CRD 307431 | Wealth Manager · Boutique (under $100M) | $80.0M | 74 | 204 | 1 | 03/16/2026 | ☆ | |
| 17426 | Seaport Global Asset Management Llc CRD 298944 | New York, NY | Private Fund Manager · Boutique (under $100M) | $80.0M | 10 | 10 | 3 | 03/27/2026 | ☆ |
| 17427 | Lashley Wealth Management Inc. CRD 328154 | Wealth Manager · Boutique (under $100M) | $80.0M | 54 | 54 | 3 | 08/14/2026 | ☆ | |
| 17428 | Rogue Advisors, Llc CRD 132105 | Grants Pass, OR | Wealth Manager · Boutique (under $100M) | $80.0M | 154 | 345 | 2 | 03/09/2026 | ☆ |
| 17429 | David John Carroll CRD 158695 | Wealth Manager · Boutique (under $100M) | $80.0M | 122 | 122 | 1 | 05/18/2026 | ☆ | |
| 17430 | Derks Financial, Llc CRD 315032 | Lees Summit, MO | Wealth Manager · Boutique (under $100M) | $80.0M | 285 | 516 | 2 | 01/21/2026 | ☆ |
| 17431 | Digital Asset Investment Management, Llc CRD 294098 | Palm Beach Gardens, FL | Wealth Manager · Boutique (under $100M) | $80.0M | 255 | 255 | 4 | 04/07/2026 | ☆ |
| 17432 | Halvorson Boyd & Bell, Inc. CRD 114618 | Wealth Manager · Boutique (under $100M) | $80.0M | 36 | 36 | 1 | 03/18/2025 | ☆ | |
| 17433 | Johnson, Jason Laurence CRD 141350 | Wealth Manager · Boutique (under $100M) | $80.0M | 14 | 14 | 1 | 03/30/2026 | ☆ | |
| 17434 | Lions Wealth Management, Inc. CRD 300393 | St Louis Park, MN | Wealth Manager · Boutique (under $100M) | $80.0M | 120 | 472 | 4 | 02/10/2026 | ☆ |
| 17435 | Nardene Wealth Management Inc CRD 148528 | Brentwood, CA | Wealth Manager · Boutique (under $100M) | $80.0M | 400 | 400 | 1 | 03/25/2026 | ☆ |
| 17436 | New West Investment Management, Inc. CRD 117872 | Wealth Manager · Boutique (under $100M) | $80.0M | 60 | 170 | 1 | 06/09/2026 | ☆ | |
| 17437 | Rand Group Financial Llc CRD 329132 | Wealth Manager · Boutique (under $100M) | $80.0M | 42 | 57 | 1 | 03/31/2026 | ☆ | |
| 17438 | General Industrial Partners Llp CRD 282342 | London | Private Fund Manager · Boutique (under $100M) | $80.0M | 6 | 6 | 3 | 06/29/2026 | ☆ |
| 17439 | Capital City Asset Management Group, Llc CRD 134008 | Powell, OH | Insurance-Affiliated · Boutique (under $100M) | $79.9M | 261 | 278 | 14 | 05/01/2026 | ☆ |
| 17440 | Gps Financial Group, Llc CRD 281534 | Grand Rapids, MI | Wealth Manager · Boutique (under $100M) | $79.8M | 122 | 350 | 2 | 03/03/2026 | ☆ |
| 17441 | Arena Wealth Management Llc CRD 326631 | Fort Wayne, IN | Wealth Manager · Boutique (under $100M) | $79.8M | 134 | 353 | 2 | 03/30/2026 | ☆ |
| 17442 | Walstad Investment Counsel Inc CRD 107112 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $79.8M | 21 | 24 | 1 | 04/21/2026 | ☆ |
| 17443 | Fairlane Investment Advisors Inc CRD 105624 | Northville, MI | Wealth Manager · Boutique (under $100M) | $79.8M | 175 | 298 | 2 | 03/20/2026 | ☆ |
| 17444 | Stonecreek Wealth Advisors, Inc. CRD 155300 | South Jordan, UT | Wealth Manager · Boutique (under $100M) | $79.8M | 273 | 277 | 1 | 02/26/2026 | ☆ |
| 17445 | Ravsten Wealth Management, Llc CRD 284268 | Lone Tree, CO | Wealth Manager · Boutique (under $100M) | $79.8M | 248 | 564 | 1 | 03/20/2026 | ☆ |
| 17446 | Pacific Crest Financial Advisors, Llc CRD 155774 | Everett, WA | Wealth Manager · Boutique (under $100M) | $79.8M | 57 | 158 | 3 | 03/24/2026 | ☆ |
| 17447 | Coral Reef Advisors Llc CRD 328929 | Ponte Vedra Beach, FL | Wealth Manager · Boutique (under $100M) | $79.8M | 15 | 53 | 3 | 02/24/2026 | ☆ |
| 17448 | Royal Asset Managers, Llc CRD 128340 | Wealth Manager · Boutique (under $100M) | $79.8M | 42 | 42 | 1 | 03/30/2026 | ☆ | |
| 17449 | Verona Capital Management Llc CRD 111417 | Wealth Manager · Boutique (under $100M) | $79.8M | 67 | 107 | 2 | 03/12/2026 | ☆ | |
| 17450 | 2 Xideas Us Inc. CRD 328190 | New York, NY | Institutional / Pension Advisor · Boutique (under $100M) | $79.7M | 1 | 1 | 2 | 06/11/2026 | ☆ |