Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17401 | Ivesta Corp CRD 337603 | New York, NY | Investment Adviser · Boutique (under $100M) | $82.0M | 1 | 1 | 2 | 05/31/2026 | ☆ |
| 17402 | Klesis Advisors, Llc CRD 312793 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $82.0M | 65 | 105 | 2 | 07/29/2026 | ☆ |
| 17403 | Langdon Financial Management, Inc. CRD 123017 | Springfield, IL | Wealth Manager · Boutique (under $100M) | $82.0M | 307 | 307 | 0 | 02/11/2026 | ☆ |
| 17404 | Londinium Asset Management Ltd. CRD 141259 | 98000 Principality Of Monaco | Investment Adviser · Boutique (under $100M) | $82.0M | 1 | 1 | 03/25/2026 | ☆ | |
| 17405 | Nix, Joseph B. CRD 114091 | Sacramento, CA | Wealth Manager · Boutique (under $100M) | $82.0M | 115 | 115 | 3 | 03/09/2026 | ☆ |
| 17406 | Smart Investments Advisory Incorporated CRD 107778 | Redlands, CA | Insurance-Affiliated · Boutique (under $100M) | $82.0M | 210 | 210 | 3 | 04/06/2026 | ☆ |
| 17407 | Financial Vision Llc CRD 123659 | Goleta, CA | Wealth Manager · Boutique (under $100M) | $82.0M | 28 | 122 | 2 | 03/25/2026 | ☆ |
| 17408 | Tehrani Wealth Management, Llc CRD 155802 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $82.0M | 23 | 105 | 1 | 07/22/2025 | ☆ |
| 17409 | L&L Partners Wealth Management, Llc CRD 140077 | Suffern, NY | Wealth Manager · Boutique (under $100M) | $81.8M | 77 | 165 | 2 | 03/13/2026 | ☆ |
| 17410 | Dub Advisors Llc CRD 315589 | New York, NY | Wealth Manager · Boutique (under $100M) | $81.8M | 27,037 | 27,037 | 8 | 06/11/2026 | ☆ |
| 17411 | Long River Investment Management Llc CRD 298530 | Wealth Manager · Boutique (under $100M) | $81.8M | 56 | 87 | 1 | 09/10/2026 | ☆ | |
| 17412 | Frontier Advisors, Llc CRD 150839 | Wealth Manager · Boutique (under $100M) | $81.7M | 31 | 80 | 1 | 03/31/2026 | ☆ | |
| 17413 | Wealth Management Advisors, Llc CRD 129458 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $81.7M | 102 | 247 | 2 | 03/17/2026 | ☆ |
| 17414 | Baird Principal Group Management Company Ii, Llc CRD 292786 | Milwaukee, WI | Mutual Fund / Asset Manager · Boutique (under $100M) | $81.7M | 1 | 1 | 3 | 09/04/2026 | ☆ |
| 17415 | Sylamore Investments Llc CRD 284579 | Mountain View, AR | Wealth Manager · Boutique (under $100M) | $81.7M | 80 | 180 | 1 | 01/05/2026 | ☆ |
| 17416 | Tenere Llc CRD 171808 | Wealth Manager · Boutique (under $100M) | $81.7M | 49 | 195 | 2 | 03/30/2026 | ☆ | |
| 17417 | Kelly Strategic Management, Llc CRD 315259 | Denver, CO | Mutual Fund / Asset Manager · Boutique (under $100M) | $81.7M | 8 | 8 | 4 | 03/30/2026 | ☆ |
| 17418 | Desert Capital Advisors, Llc CRD 312715 | Henderson, NV | Wealth Manager · Boutique (under $100M) | $81.6M | 12 | 36 | 1 | 03/31/2026 | ☆ |
| 17419 | Astute Financial, Llc CRD 306496 | Rapid City, SD | Wealth Manager · Boutique (under $100M) | $81.6M | 53 | 53 | 3 | 03/19/2026 | ☆ |
| 17420 | Cypress Path Capital, Llc CRD 133975 | Carmel, CA | Wealth Manager · Boutique (under $100M) | $81.6M | 63 | 139 | 2 | 09/09/2026 | ☆ |
| 17421 | Olhoeft Financial, Llc CRD 139870 | Wealth Manager · Boutique (under $100M) | $81.6M | 32 | 52 | 1 | 03/31/2026 | ☆ | |
| 17422 | Smart Steps Wealth Management Llc CRD 330411 | St. Louis, MO | Wealth Manager · Boutique (under $100M) | $81.5M | 278 | 280 | 1 | 09/16/2026 | ☆ |
| 17423 | Main Street Advisors, Llc CRD 121797 | Westminster, MD | Wealth Manager · Boutique (under $100M) | $81.5M | 113 | 298 | 3 | 03/30/2026 | ☆ |
| 17424 | Vision Wealth Advisors, Llc CRD 330228 | Lewisburg, PA | Wealth Manager · Boutique (under $100M) | $81.5M | 187 | 462 | 2 | 04/22/2026 | ☆ |
| 17425 | Pine Capital, Llc CRD 129889 | Portland, ME | Wealth Manager · Boutique (under $100M) | $81.5M | 77 | 140 | 2 | 03/27/2026 | ☆ |
| 17426 | Avenues Wealth, Llc CRD 290433 | Winter Park, FL | Wealth Manager · Boutique (under $100M) | $81.5M | 60 | 168 | 1 | 03/12/2026 | ☆ |
| 17427 | Global Vision Financial Services Llc CRD 304372 | Wealth Manager · Boutique (under $100M) | $81.5M | 37 | 37 | 1 | 06/22/2026 | ☆ | |
| 17428 | Crosby Advisory Group, Llc CRD 282673 | Ashland, OH | Insurance-Affiliated · Boutique (under $100M) | $81.4M | 539 | 539 | 4 | 09/09/2026 | ☆ |
| 17429 | Betteredge Capital Llc CRD 334496 | New York, NY | Investment Adviser · Boutique (under $100M) | $81.4M | 1 | 4 | 09/02/2026 | ☆ | |
| 17430 | Ray Trombley Associates, Llc CRD 312536 | Wilbraham, MA | Wealth Manager · Boutique (under $100M) | $81.4M | 223 | 429 | 4 | 06/24/2026 | ☆ |
| 17431 | Collega Capital Management, S.R.L. CRD 158829 | Multi-Family Office · Boutique (under $100M) | $81.4M | 6 | 24 | 2 | 04/01/2026 | ☆ | |
| 17432 | Nollenberger Mccullough Investment Advisors Llc CRD 165451 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $81.4M | 72 | 72 | 4 | 09/21/2026 | ☆ |
| 17433 | Spartan Capital Management, Inc. CRD 151711 | Wealth Manager · Boutique (under $100M) | $81.4M | 33 | 72 | 1 | 02/23/2026 | ☆ | |
| 17434 | Guaranty Private Wealth, Llc CRD 306385 | Ridgeland, MS | Bank · Boutique (under $100M) | $81.4M | 39 | 72 | 4 | 04/22/2026 | ☆ |
| 17435 | Obermaier Management Llc CRD 158764 | Wealth Manager · Boutique (under $100M) | $81.4M | 0 | 1 | 1 | 02/09/2026 | ☆ | |
| 17436 | Rhino Wealth Management, Inc. CRD 171388 | Belmont, NC | Insurance-Affiliated · Boutique (under $100M) | $81.4M | 288 | 420 | 3 | 02/16/2026 | ☆ |
| 17437 | Vision Wealth Management, Inc. CRD 324595 | Commerce Twp, MI | Wealth Manager · Boutique (under $100M) | $81.4M | 416 | 416 | 2 | 06/15/2026 | ☆ |
| 17438 | Guard Hill Advisors Llc CRD 153393 | Wealth Manager · Boutique (under $100M) | $81.4M | 15 | 15 | 1 | 03/04/2026 | ☆ | |
| 17439 | Moy Investment Management, Llc CRD 150924 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $81.4M | 31 | 91 | 1 | 02/03/2026 | ☆ |
| 17440 | Macaulay & Associates, Llc CRD 144717 | Fort Mill, SC | Insurance-Affiliated · Boutique (under $100M) | $81.3M | 137 | 337 | 3 | 08/26/2026 | ☆ |
| 17441 | Neo Investment Counsel, Llc CRD 309018 | Cleveland, OH | Wealth Manager · Boutique (under $100M) | $81.3M | 25 | 59 | 1 | 05/11/2026 | ☆ |
| 17442 | Powering Your Retirement, Llc CRD 314812 | San Ramon, CA | Wealth Manager · Boutique (under $100M) | $81.3M | 162 | 210 | 2 | 03/25/2026 | ☆ |
| 17443 | Thomas & Company Llc CRD 164731 | Beachwood, OH | Wealth Manager · Boutique (under $100M) | $81.3M | 21 | 35 | 1 | 01/09/2026 | ☆ |
| 17444 | Hunter Michael Investment Advisors Inc CRD 107884 | Richmond, VA | Wealth Manager · Boutique (under $100M) | $81.2M | 40 | 35 | 1 | 03/30/2026 | ☆ |
| 17445 | Peck Wealth Management, Llc CRD 140128 | Wealth Manager · Boutique (under $100M) | $81.2M | 64 | 64 | 3 | 07/02/2026 | ☆ | |
| 17446 | Paradigm Consulting, Inc. CRD 144990 | Utica, NY | Insurance-Affiliated · Boutique (under $100M) | $81.2M | 19 | 19 | 5 | 03/03/2026 | ☆ |
| 17447 | Seaside Advisory Services, Inc. CRD 289985 | Carlsbad, CA | Insurance-Affiliated · Boutique (under $100M) | $81.2M | 137 | 337 | 4 | 06/17/2026 | ☆ |
| 17448 | Crafted Wealth Management, Llc CRD 282090 | Wealth Manager · Boutique (under $100M) | $81.2M | 56 | 351 | 2 | 09/22/2026 | ☆ | |
| 17449 | Cornell Capital Group Llc CRD 301002 | Wealth Manager · Boutique (under $100M) | $81.2M | 15 | 15 | 2 | 08/13/2026 | ☆ | |
| 17450 | Igdaloff Barry CRD 106608 | Wealth Manager · Boutique (under $100M) | $81.2M | 22 | 22 | 1 | 03/05/2026 | ☆ |