Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17201 | Bakos Investment Management Llc CRD 130351 | Wealth Manager · Boutique (under $100M) | $85.6M | 44 | 132 | 2 | 04/13/2026 | ☆ | |
| 17202 | Dsw Investment, Llc CRD 156697 | Wealth Manager · Boutique (under $100M) | $85.6M | 31 | 31 | 1 | 02/12/2026 | ☆ | |
| 17203 | Pedicord Wealth Management, Llc CRD 314931 | Rocklin, CA | Wealth Manager · Boutique (under $100M) | $85.6M | 82 | 177 | 1 | 03/20/2026 | ☆ |
| 17204 | Wimer Investment Management Llc CRD 331342 | Wealth Manager · Boutique (under $100M) | $85.6M | 15 | 27 | 1 | 02/03/2026 | ☆ | |
| 17205 | Jones Gregg Financial, Llc CRD 145143 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $85.6M | 119 | 217 | 2 | 03/31/2026 | ☆ |
| 17206 | Huffman Wealth Management, Llc CRD 322238 | Cincinnati, OH | Insurance-Affiliated · Boutique (under $100M) | $85.6M | 200 | 639 | 2 | 04/29/2026 | ☆ |
| 17207 | Seagrass Financial, Llc CRD 281256 | Wealth Manager · Boutique (under $100M) | $85.5M | 34 | 178 | 1 | 03/11/2026 | ☆ | |
| 17208 | Reicher Capital Management, Llc CRD 317785 | Kentfield, CA | Wealth Manager · Boutique (under $100M) | $85.5M | 20 | 70 | 1 | 04/02/2026 | ☆ |
| 17209 | Northstar Wealth Management, Inc. CRD 306721 | Bloomington, MN | Insurance-Affiliated · Boutique (under $100M) | $85.5M | 62 | 323 | 3 | 03/30/2026 | ☆ |
| 17210 | Private Equity Investors, Inc CRD 160559 | New York, NY | Private Fund Manager · Boutique (under $100M) | $85.4M | 2 | 2 | 4 | 03/27/2026 | ☆ |
| 17211 | Atw Spac Management Llc CRD 283737 | New York, NY | Private Fund Manager · Boutique (under $100M) | $85.4M | 2 | 2 | 7 | 04/24/2026 | ☆ |
| 17212 | Optimum Retirement Planning Llc CRD 312732 | Libertyville, IL | Wealth Manager · Boutique (under $100M) | $85.4M | 37 | 166 | 1 | 08/06/2026 | ☆ |
| 17213 | Intercarolina Financial Services, Inc. CRD 19475 | Greensboro, NC | Insurance-Affiliated · Boutique (under $100M) | $85.4M | 271 | 271 | 29 | 09/30/2026 | ☆ |
| 17214 | Schutt Capital Management Llc CRD 149266 | Richmond, VA | Private Fund Manager · Boutique (under $100M) | $85.4M | 69 | 110 | 3 | 06/18/2026 | ☆ |
| 17215 | Guidance Point Retirement Services, Llc CRD 161000 | Portland, ME | Endowment & Foundation Advisor · Boutique (under $100M) | $85.4M | 7 | 8 | 8 | 09/17/2026 | ☆ |
| 17216 | Watson Capital Management, Inc. CRD 115354 | Wealth Manager · Boutique (under $100M) | $85.3M | 45 | 88 | 1 | 04/15/2026 | ☆ | |
| 17217 | Bane O'leary Llc CRD 286450 | Bloomington, MN | Wealth Manager · Boutique (under $100M) | $85.3M | 167 | 453 | 4 | 03/19/2026 | ☆ |
| 17218 | Alongside Wealth Advisors, Llc CRD 323235 | Wealth Manager · Boutique (under $100M) | $85.3M | 74 | 303 | 2 | 04/20/2026 | ☆ | |
| 17219 | Sunrise Capital Management Llc CRD 235789 | Wealth Manager · Boutique (under $100M) | $85.3M | 64 | 160 | 0 | 07/06/2026 | ☆ | |
| 17220 | Dfg Inc. CRD 299715 | Wealth Manager · Boutique (under $100M) | $85.2M | 50 | 50 | 1 | 02/24/2026 | ☆ | |
| 17221 | Guiding Financial Llc CRD 311779 | Wealth Manager · Boutique (under $100M) | $85.2M | 11 | 73 | 2 | 02/04/2026 | ☆ | |
| 17222 | Provident Wealth Management, Inc. CRD 299389 | Burlington, NC | Investment Adviser · Boutique (under $100M) | $85.2M | 149 | 271 | 6 | 08/05/2026 | ☆ |
| 17223 | Jarrod Adams Investing, Llc CRD 164119 | Mooresville, NC | Wealth Manager · Boutique (under $100M) | $85.2M | 129 | 321 | 3 | 03/06/2026 | ☆ |
| 17224 | Forrest Investment Management, Inc. CRD 141879 | Jacksonville, FL | Wealth Manager · Boutique (under $100M) | $85.2M | 18 | 72 | 1 | 01/28/2026 | ☆ |
| 17225 | Young Capital Management Inc CRD 107448 | Fountain Hills, AZ | Wealth Manager · Boutique (under $100M) | $85.1M | 66 | 66 | 1 | 03/10/2026 | ☆ |
| 17226 | Burleigh & Associates, Llc CRD 144600 | Stuart, FL | Wealth Manager · Boutique (under $100M) | $85.1M | 293 | 443 | 5 | 08/17/2026 | ☆ |
| 17227 | Broyles Advisory, Llc CRD 285119 | Wealth Manager · Boutique (under $100M) | $85.1M | 16 | 46 | 1 | 02/16/2026 | ☆ | |
| 17228 | Integrated Financial Solutions, Pllc CRD 291326 | Mesa, AZ | Wealth Manager · Boutique (under $100M) | $85.0M | 289 | 289 | 4 | 02/27/2026 | ☆ |
| 17229 | Ha Wealth Advisors Inc. CRD 325764 | Cedar City, UT | Wealth Manager · Boutique (under $100M) | $85.0M | 253 | 400 | 2 | 03/23/2026 | ☆ |
| 17230 | Heritage Financial Network, Inc. CRD 128532 | Concord, MA | Wealth Manager · Boutique (under $100M) | $85.0M | 37 | 37 | 1 | 02/04/2026 | ☆ |
| 17231 | Idyllic Partners Manager, Lp CRD 339892 | Sleepy Hollow, NY | Private Fund Manager · Boutique (under $100M) | $85.0M | 2 | 2 | 1 | 03/16/2026 | ☆ |
| 17232 | Legacy Partner Group, Llc CRD 335418 | Duluth, GA | Wealth Manager · Boutique (under $100M) | $85.0M | 104 | 104 | 1 | 03/30/2026 | ☆ |
| 17233 | Spirit Global Investment Advisors, Llc CRD 169442 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $85.0M | 10 | 10 | 1 | 03/31/2026 | ☆ |
| 17234 | Foundation Wealth & Tax Advisors, Llc CRD 317596 | Annapolis, MD | Wealth Manager · Boutique (under $100M) | $85.0M | 103 | 268 | 10 | 06/04/2026 | ☆ |
| 17235 | Lifetime Capital Planning Group Llc CRD 292120 | Flower Mound, TX | Wealth Manager · Boutique (under $100M) | $85.0M | 71 | 237 | 2 | 02/23/2026 | ☆ |
| 17236 | Wall Investment Group, Inc. CRD 125048 | Wealth Manager · Boutique (under $100M) | $85.0M | 142 | 142 | 2 | 05/12/2026 | ☆ | |
| 17237 | Kedzior Wealth Management Llc CRD 289293 | Independence, OH | Wealth Manager · Boutique (under $100M) | $85.0M | 152 | 183 | 1 | 03/25/2026 | ☆ |
| 17238 | N CRD 283905 | Private Fund Manager · Boutique (under $100M) | $84.9M | 5 | 5 | 5 | 03/31/2026 | ☆ | |
| 17239 | Rubin Overseas Ltd. CRD 169309 | Zurich | Wealth Manager · Boutique (under $100M) | $84.9M | 12 | 12 | 6 | 01/04/2025 | ☆ |
| 17240 | Cooper Larry Clark CRD 110059 | Endowment & Foundation Advisor · Boutique (under $100M) | $84.8M | 6 | 10 | 1 | 01/28/2026 | ☆ | |
| 17241 | Vioni Capital Management, Llc CRD 149927 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $84.8M | 21 | 60 | 4 | 03/26/2026 | ☆ |
| 17242 | Oak Street Advisory Group, Llc CRD 283444 | Wealth Manager · Boutique (under $100M) | $84.8M | 85 | 213 | 2 | 06/16/2026 | ☆ | |
| 17243 | Mccormick Financial Advisors, Llc CRD 289043 | Wealth Manager · Boutique (under $100M) | $84.8M | 52 | 176 | 1 | 03/18/2026 | ☆ | |
| 17244 | Quiver Financial Holdings Llc CRD 305224 | San Clemente, CA | Wealth Manager · Boutique (under $100M) | $84.7M | 171 | 281 | 4 | 06/03/2026 | ☆ |
| 17245 | Cf Advisors Llc CRD 328940 | Salina, KS | Wealth Manager · Boutique (under $100M) | $84.7M | 132 | 132 | 3 | 03/20/2026 | ☆ |
| 17246 | Allen Archie Gray Jr CRD 104745 | Wealth Manager · Boutique (under $100M) | $84.7M | 11 | 11 | 1 | 02/02/2026 | ☆ | |
| 17247 | Api Financial Advisors, Llc CRD 304586 | Rockledge, FL | Wealth Manager · Boutique (under $100M) | $84.7M | 227 | 696 | 13 | 09/22/2026 | ☆ |
| 17248 | Christopher Guy Martin CRD 114262 | Wealth Manager · Boutique (under $100M) | $84.6M | 18 | 18 | 1 | 02/17/2026 | ☆ | |
| 17249 | Wto Advisors, Llc CRD 317923 | Edmond, OK | Wealth Manager · Boutique (under $100M) | $84.6M | 80 | 128 | 2 | 05/18/2026 | ☆ |
| 17250 | Group Rmc Investment Advisor Llc CRD 318504 | New York, NY | Private Fund Manager · Boutique (under $100M) | $84.6M | 13 | 13 | 2 | 03/31/2026 | ☆ |