Intercarolina Financial Services, Inc.
- Regulatory AUM
- $85.4M
- Discretionary
- $10.9M
- Clients
- 271
- Avg AUM / client
- $315K
- Accounts
- 271
- Employees
- 29
AUM over time
Annual snapshots from Form ADV filings · as of Apr 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 258 | $74.5M | 87.3% |
| High net worth individuals | 13 | $10.9M | 12.7% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Marcus Dale Kindley | Chief Compliance Officer/Vice President | Jul 1987 (39y) | 25% – 50% | |
| Joseph Eugene Navolanic | President/Fin Op | Sep 1987 (39y) | 50% – 75% | |
| Lynn Franklin Irvin | Registered representative | Dec 2001 (25y) | ||
| Diana Sue Thomason | Registered representative | Oct 2010 (16y) | ||
| James Gregory Cordell | Registered representative | Dec 2010 (16y) | ||
| Adamson Wayne Wright | Registered representative | Aug 2011 (15y) | ||
| George Harold Hartzman | Registered representative | Nov 2012 (14y) | ||
| Vincent Craig Revels | Registered representative | Nov 2016 (10y) | ||
| Jeremy Michael Remily | Registered representative | Nov 2018 (8y) | ||
| Anthony Blake Hinson | Registered representative | Aug 2019 (7y) | ||
| Clark Harris Weeks | Registered representative | Oct 2025 (1y) | ||
| Kenneth Nelson Wiseman | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $100M (77% of AUM) Mar 2025
- Alerus $76.5M (59% of AUM) Mar 2024
- National Financial Services (Fidelity) $30.5M (27% of AUM) Feb 2023
- Newport Retirement Services $10.4M (8% of AUM) Mar 2024
- Folio $6.0M (5% of AUM) Mar 2025
- Penserv $4.4M (3% of AUM) Mar 2024
- Mpmg $3.2M (2% of AUM) Mar 2025
- John Hancock Funds, Llc $1.4M (1% of AUM) Mar 2024
- First Trust $1.4M (1% of AUM) Mar 2024
- Employee Fiduciary $55.0K (0% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗