Rubin Overseas Ltd.
- Regulatory AUM
- $84.9M
- Discretionary
- $84.9M
- Clients
- 12
- Avg AUM / client
- $7.1M
- Accounts
- 12
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Jan 04, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 12 | $84.9M | 100.0% |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dürmüller, Thomas, H | Managing Director | Oct 2013 (13y) | Less than 5% | |
| Waldner, Renate, (Nmn) | Chief Compliance Officer | Oct 2013 (13y) | Less than 5% | |
| Cotting, Max, Nmn | Chairman / Owner | Mar 2019 (7y) | ≈ 7.5% – 25% via Aquila Ltd. | |
| Colapinto, Roberto | Chief Executive Officer | Dec 2020 (6y) | ≈ 56.25% – 100% via Abalone Group Ltd. | |
| Hofer, Stephan | Chief Investment Officer | Oct 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Abalone Group Ltd. | Owner | Dec 2022 | A | 75% or more |
| Aquila Ltd. | Owner | Mar 2019 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Cotting, Max, Nmn: 75% – 100% of Aquila Ltd. × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Colapinto, Roberto: 75% – 100% of Abalone Group Ltd. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/04/2025 | 996 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- UBS $42.9M (51% of AUM) Jan 2025
- Bank Julius Baer & Co. Ltd. $28.9M (34% of AUM) Jan 2025
- Banque Pictet & Cie Sa $13.0M (15% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 04, 2025.
View current Form ADV (SEC/IAPD) ↗