Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17051 | Shfp, Llc CRD 171571 | Wealth Manager · Boutique (under $100M) | $88.9M | 25 | 162 | 1 | 01/16/2026 | ☆ | |
| 17052 | Halcyon Wealth Management CRD 149076 | Boulder, CO | Wealth Manager · Boutique (under $100M) | $88.9M | 23 | 98 | 1 | 03/26/2026 | ☆ |
| 17053 | Rls Wealth, Llc CRD 257786 | Fishers, IN | Wealth Manager · Boutique (under $100M) | $88.8M | 130 | 407 | 1 | 03/30/2026 | ☆ |
| 17054 | Heritage Grove Wealth Management, Llc CRD 336771 | Insurance-Affiliated · Boutique (under $100M) | $88.8M | 44 | 51 | 1 | 03/25/2026 | ☆ | |
| 17055 | S3 Inc CRD 108401 | Minneapolis, MN | Wealth Manager · Boutique (under $100M) | $88.8M | 105 | 198 | 3 | 03/23/2026 | ☆ |
| 17056 | Favor Wealth Advisors, Llc CRD 316705 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $88.8M | 133 | 483 | 3 | 03/16/2026 | ☆ |
| 17057 | Gmr Associates, Inc CRD 132347 | Rochester, NY | Insurance-Affiliated · Boutique (under $100M) | $88.7M | 31 | 31 | 8 | 03/16/2026 | ☆ |
| 17058 | Sunstone Financial Llc CRD 312894 | Chandler, AZ | Wealth Manager · Boutique (under $100M) | $88.7M | 216 | 294 | 2 | 03/05/2026 | ☆ |
| 17059 | Chilmark Wealth Management Llc CRD 335044 | Wealth Manager · Boutique (under $100M) | $88.7M | 45 | 159 | 1 | 09/18/2026 | ☆ | |
| 17060 | Carr Capital Management Llc CRD 201512 | Wealth Manager · Boutique (under $100M) | $88.7M | 25 | 25 | 2 | 03/27/2026 | ☆ | |
| 17061 | Sobitz Financial Group, Llc CRD 337210 | Uniontown, OH | Wealth Manager · Boutique (under $100M) | $88.7M | 200 | 446 | 3 | 05/27/2026 | ☆ |
| 17062 | Jacques Advisors, Llc CRD 116102 | Rockville, MD | Wealth Manager · Boutique (under $100M) | $88.6M | 247 | 271 | 2 | 03/25/2026 | ☆ |
| 17063 | Appaloosa Wealth Management Llc CRD 169935 | Independence, OH | Wealth Manager · Boutique (under $100M) | $88.6M | 65 | 206 | 1 | 03/12/2026 | ☆ |
| 17064 | Park Capital Group, Inc. CRD 165884 | Wealth Manager · Boutique (under $100M) | $88.6M | 164 | 155 | 4 | 08/20/2026 | ☆ | |
| 17065 | Steven Ayers & Company CRD 122443 | Wealth Manager · Boutique (under $100M) | $88.6M | 67 | 149 | 1 | 07/02/2026 | ☆ | |
| 17066 | Wisely Advised, Llc CRD 159093 | Dyer, IN | Insurance-Affiliated · Boutique (under $100M) | $88.5M | 268 | 539 | 2 | 03/30/2026 | ☆ |
| 17067 | Front Edge Capital Management, Llc CRD 306155 | Wealth Manager · Boutique (under $100M) | $88.5M | 12 | 47 | 3 | 01/29/2026 | ☆ | |
| 17068 | Peak Financial Guidance Llc CRD 305485 | Greenwood Village, CO | Wealth Manager · Boutique (under $100M) | $88.5M | 209 | 580 | 4 | 02/16/2026 | ☆ |
| 17069 | Advance Wealth Management Service, Llc CRD 301780 | Grand Rapids, MI | Wealth Manager · Boutique (under $100M) | $88.5M | 191 | 587 | 1 | 03/19/2026 | ☆ |
| 17070 | Redwood Advisory, Llc CRD 322770 | New York, NY | Wealth Manager · Boutique (under $100M) | $88.5M | 57 | 91 | 2 | 03/30/2026 | ☆ |
| 17071 | Heritage Capital Advisors, Llc CRD 115308 | St Paul, MN | Wealth Manager · Boutique (under $100M) | $88.5M | 43 | 97 | 5 | 01/21/2026 | ☆ |
| 17072 | Delmarva Retirement Solutions, Llc CRD 306281 | Easton, MD | Wealth Manager · Boutique (under $100M) | $88.5M | 182 | 515 | 4 | 04/28/2026 | ☆ |
| 17073 | Sicner Asset Management, L.L.C. CRD 125881 | Wealth Manager · Boutique (under $100M) | $88.4M | 24 | 24 | 1 | 02/09/2026 | ☆ | |
| 17074 | 7 Streets Financial, Llc CRD 282577 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $88.4M | 270 | 270 | 5 | 03/27/2024 | ☆ |
| 17075 | Litovsky Asset Management CRD 147647 | Institutional / Pension Advisor · Boutique (under $100M) | $88.4M | 140 | 65 | 1 | 08/18/2026 | ☆ | |
| 17076 | Alliance Wealth Management Llc CRD 156712 | Carbondale, IL | Insurance-Affiliated · Boutique (under $100M) | $88.4M | 369 | 520 | 3 | 02/03/2026 | ☆ |
| 17077 | Worthscape, Llc CRD 139220 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $88.4M | 28 | 28 | 2 | 02/23/2026 | ☆ |
| 17078 | New Albany Capital Partners, Llc CRD 144982 | Endowment & Foundation Advisor · Boutique (under $100M) | $88.3M | 18 | 19 | 1 | 09/01/2026 | ☆ | |
| 17079 | Whealth Advisors, Llc CRD 304669 | Red Bank, NJ | Wealth Manager · Boutique (under $100M) | $88.3M | 55 | 348 | 2 | 03/12/2026 | ☆ |
| 17080 | Mind Span, Inc. CRD 125163 | Wealth Manager · Boutique (under $100M) | $88.3M | 12 | 11 | 1 | 04/03/2026 | ☆ | |
| 17081 | Park And Elm Investment Advisers Llc CRD 146233 | Carmel, IN | Insurance-Affiliated · Boutique (under $100M) | $88.2M | 264 | 560 | 3 | 02/02/2026 | ☆ |
| 17082 | Bullrock Capital, Llc CRD 286041 | Wealth Manager · Boutique (under $100M) | $88.2M | 89 | 252 | 1 | 04/29/2026 | ☆ | |
| 17083 | Swift Run Capital Management, Llc CRD 159345 | Charlottesville, VA | Wealth Manager · Boutique (under $100M) | $88.1M | 57 | 79 | 3 | 03/30/2026 | ☆ |
| 17084 | Gsr Capital Management, Inc. CRD 174383 | Redding, CA | Insurance-Affiliated · Boutique (under $100M) | $88.1M | 113 | 286 | 1 | 02/25/2026 | ☆ |
| 17085 | Settlement Capital Advisors, Llc CRD 155250 | West Linn, OR | Insurance-Affiliated · Boutique (under $100M) | $88.0M | 108 | 130 | 3 | 07/28/2026 | ☆ |
| 17086 | Mike Parke Investment Management, Llc CRD 113407 | Dickinson, ND | Wealth Manager · Boutique (under $100M) | $88.0M | 123 | 123 | 0 | 03/04/2026 | ☆ |
| 17087 | Action Point Retirement Group Llc CRD 282058 | Institutional / Pension Advisor · Boutique (under $100M) | $88.0M | 21 | 22 | 1 | 03/26/2026 | ☆ | |
| 17088 | D. Paterson Cope Wealth Management Llc CRD 309351 | Birmingham, AL | Wealth Manager · Boutique (under $100M) | $88.0M | 170 | 300 | 2 | 08/26/2026 | ☆ |
| 17089 | Spartan Capital Management, Llc CRD 298469 | Investment Adviser · Boutique (under $100M) | $88.0M | 42 | 42 | 2 | 03/17/2026 | ☆ | |
| 17090 | Spencer Brook Asset Management, Llc CRD 129034 | Concord, MA | Wealth Manager · Boutique (under $100M) | $88.0M | 22 | 22 | 1 | 07/24/2026 | ☆ |
| 17091 | Turning Point Financial, Inc. CRD 138008 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $88.0M | 150 | 300 | 2 | 02/14/2026 | ☆ |
| 17092 | Contego Capital Group, Inc. CRD 128518 | Edina, MN | Investment Adviser · Boutique (under $100M) | $88.0M | 89 | 179 | 8 | 08/28/2026 | ☆ |
| 17093 | Helm Financial Planning Llc CRD 281255 | Wealth Manager · Boutique (under $100M) | $88.0M | 59 | 237 | 1 | 02/09/2026 | ☆ | |
| 17094 | Mentor Financial Advisory Group, Ltd. CRD 115537 | Wealth Manager · Boutique (under $100M) | $88.0M | 22 | 181 | 1 | 03/31/2026 | ☆ | |
| 17095 | Preserve Private Wealth, Llc CRD 324362 | Bethesda, MD | Wealth Manager · Boutique (under $100M) | $88.0M | 40 | 161 | 2 | 03/17/2026 | ☆ |
| 17096 | Hofkin Capital Management, Inc. CRD 110068 | Edina, MN | Wealth Manager · Boutique (under $100M) | $88.0M | 37 | 69 | 3 | 08/06/2026 | ☆ |
| 17097 | Lexion Capital Management Lp CRD 153273 | New York, NY | Wealth Manager · Boutique (under $100M) | $87.9M | 85 | 78 | 4 | 03/27/2026 | ☆ |
| 17098 | Mckeever, James, Louis CRD 113127 | Insurance-Affiliated · Boutique (under $100M) | $87.9M | 99 | 215 | 1 | 03/30/2026 | ☆ | |
| 17099 | Horizons Planning Corporation CRD 115179 | Ann Arbor, MI | Wealth Manager · Boutique (under $100M) | $87.9M | 147 | 361 | 4 | 03/24/2026 | ☆ |
| 17100 | Red Lady Capital, Llc CRD 159840 | Crested Butte, CO | Wealth Manager · Boutique (under $100M) | $87.9M | 155 | 366 | 1 | 03/01/2026 | ☆ |