Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17001 | Ambassador Wealth Management, Llc CRD 167064 | Vancouver, WA | Wealth Manager · Boutique (under $100M) | $89.9M | 134 | 134 | 6 | 04/21/2026 | ☆ |
| 17002 | Pogson & Matt Wealth Management Group, Llc CRD 155377 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $89.9M | 133 | 355 | 3 | 03/30/2026 | ☆ |
| 17003 | Anthony J. Orlando Inc. CRD 122026 | Oradell, NJ | Insurance-Affiliated · Boutique (under $100M) | $89.9M | 178 | 383 | 1 | 01/14/2026 | ☆ |
| 17004 | Armada Capital Llc CRD 307382 | Mexico City | Private Fund Manager · Boutique (under $100M) | $89.9M | 1 | 2 | 8 | 03/20/2026 | ☆ |
| 17005 | Foster Investment Services Limited Liability Company CRD 286471 | Lexington, KY | Wealth Manager · Boutique (under $100M) | $89.9M | 265 | 390 | 2 | 04/23/2026 | ☆ |
| 17006 | Shelton Financial Advisors, Llc CRD 137248 | Wealth Manager · Boutique (under $100M) | $89.9M | 30 | 84 | 1 | 03/17/2026 | ☆ | |
| 17007 | Twm Wealth Management Corp CRD 321103 | West Linn, OR | Insurance-Affiliated · Boutique (under $100M) | $89.9M | 170 | 453 | 2 | 03/31/2026 | ☆ |
| 17008 | Spreckels Wealth Management, Llc CRD 313422 | Wealth Manager · Boutique (under $100M) | $89.9M | 59 | 59 | 1 | 03/26/2026 | ☆ | |
| 17009 | Hyperion Financial, Llc CRD 313014 | Shillington, PA | Wealth Manager · Boutique (under $100M) | $89.8M | 182 | 520 | 3 | 02/20/2026 | ☆ |
| 17010 | Equitta Advisors Llc CRD 288351 | Milford, OH | Insurance-Affiliated · Boutique (under $100M) | $89.8M | 109 | 640 | 2 | 07/10/2026 | ☆ |
| 17011 | Mcn Investment Management Co. CRD 336515 | Troy, MI | Wealth Manager · Boutique (under $100M) | $89.8M | 65 | 163 | 1 | 01/12/2026 | ☆ |
| 17012 | Pichardo Asset Management, S.A. De C.V. CRD 126683 | Mexico City | Mutual Fund / Asset Manager · Boutique (under $100M) | $89.8M | 10 | 10 | 8 | 02/18/2026 | ☆ |
| 17013 | Pathfinder Financial Services, Llc CRD 129391 | Wealth Manager · Boutique (under $100M) | $89.7M | 38 | 136 | 2 | 03/18/2026 | ☆ | |
| 17014 | Wingstem Wealth, Llc CRD 322337 | West Columbia, SC | Insurance-Affiliated · Boutique (under $100M) | $89.7M | 88 | 191 | 8 | 03/23/2026 | ☆ |
| 17015 | The Baran James Company, Inc. CRD 156242 | Pittsburgh, PA | Wealth Manager · Boutique (under $100M) | $89.7M | 212 | 489 | 1 | 03/23/2026 | ☆ |
| 17016 | Potomac Wealth Management Llc CRD 150482 | Great Falls, VA | Wealth Manager · Boutique (under $100M) | $89.7M | 42 | 100 | 2 | 06/02/2026 | ☆ |
| 17017 | Blaicol Capital Management, Llc CRD 133061 | Springfield, MO | Insurance-Affiliated · Boutique (under $100M) | $89.6M | 567 | 887 | 8 | 08/18/2026 | ☆ |
| 17018 | Brc Management Llc CRD 159827 | Wealth Manager · Boutique (under $100M) | $89.6M | 109 | 240 | 1 | 02/27/2026 | ☆ | |
| 17019 | Oxford Chase Advisors Llc CRD 169050 | Wealth Manager · Boutique (under $100M) | $89.6M | 320 | 320 | 3 | 03/18/2026 | ☆ | |
| 17020 | Retirement Evolutions Wealth Management Llc CRD 146931 | Tucson, AZ | Wealth Manager · Boutique (under $100M) | $89.6M | 518 | 518 | 5 | 09/28/2026 | ☆ |
| 17021 | Kelly Financial Group Llc CRD 282172 | Encinitas, CA | Wealth Manager · Boutique (under $100M) | $89.6M | 133 | 303 | 1 | 03/23/2026 | ☆ |
| 17022 | Mldl Holdings Llc CRD 288252 | The Woodlands, TX | Wealth Manager · Boutique (under $100M) | $89.6M | 280 | 567 | 2 | 04/15/2026 | ☆ |
| 17023 | Grantham Poole Advisors, Llc CRD 116956 | Ridgeland, MS | Wealth Manager · Boutique (under $100M) | $89.6M | 36 | 72 | 2 | 10/02/2026 | ☆ |
| 17024 | Bounty Management Corp CRD 105732 | Boston, MA | Wealth Manager · Boutique (under $100M) | $89.5M | 43 | 99 | 3 | 03/18/2026 | ☆ |
| 17025 | Treger & Associates Llc CRD 115164 | Wealth Manager · Boutique (under $100M) | $89.5M | 58 | 214 | 1 | 03/11/2026 | ☆ | |
| 17026 | Fleming Wealth Management, Llc CRD 133557 | Johns Creek, GA | Wealth Manager · Boutique (under $100M) | $89.5M | 18 | 51 | 1 | 02/05/2026 | ☆ |
| 17027 | Kcs Advisors, Llc CRD 128005 | Concord, NH | Wealth Manager · Boutique (under $100M) | $89.5M | 62 | 119 | 2 | 03/25/2026 | ☆ |
| 17028 | Bridge Financial Strategies, Llc CRD 298134 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $89.5M | 65 | 214 | 3 | 09/14/2026 | ☆ |
| 17029 | Aldemar Research Corporation CRD 178523 | Wealth Manager · Boutique (under $100M) | $89.5M | 79 | 130 | 3 | 01/21/2026 | ☆ | |
| 17030 | Knightsbridge Advisors, Inc. CRD 117334 | Wealth Manager · Boutique (under $100M) | $89.5M | 19 | 19 | 1 | 03/12/2026 | ☆ | |
| 17031 | Gateway Wealth, Inc. CRD 106022 | Wealth Manager · Boutique (under $100M) | $89.5M | 105 | 105 | 2 | 03/30/2026 | ☆ | |
| 17032 | Intelus Advisory Group, Llc CRD 310180 | Birmingham, AL | Wealth Manager · Boutique (under $100M) | $89.4M | 334 | 457 | 3 | 03/31/2026 | ☆ |
| 17033 | Bearing Financial Advisors, L.L.C. CRD 305257 | Austin, TX | Insurance-Affiliated · Boutique (under $100M) | $89.4M | 133 | 344 | 4 | 02/11/2026 | ☆ |
| 17034 | Conifer Bay Capital Llc CRD 287829 | Wealth Manager · Boutique (under $100M) | $89.4M | 28 | 116 | 2 | 01/27/2026 | ☆ | |
| 17035 | Emerald Blue Advisors Inc. CRD 166113 | Laguna Hills, CA | Wealth Manager · Boutique (under $100M) | $89.4M | 191 | 442 | 4 | 03/18/2026 | ☆ |
| 17036 | Evans, Michael Wayne CRD 134797 | Tyler, TX | Insurance-Affiliated · Boutique (under $100M) | $89.4M | 228 | 509 | 1 | 03/06/2026 | ☆ |
| 17037 | Wittenberg Investments Inc. CRD 297615 | Troy, MI | Wealth Manager · Boutique (under $100M) | $89.3M | 135 | 213 | 4 | 06/25/2026 | ☆ |
| 17038 | Fairway Capital Management, Llc CRD 312918 | Chicago, IL | Private Fund Manager · Boutique (under $100M) | $89.3M | 3 | 3 | 5 | 07/13/2026 | ☆ |
| 17039 | Financial Resources Group, Llc CRD 293380 | Glastonbury, CT | Wealth Manager · Boutique (under $100M) | $89.3M | 404 | 430 | 3 | 02/26/2026 | ☆ |
| 17040 | Speight Asset Management, Llc CRD 169106 | Houston, TX | Wealth Manager · Boutique (under $100M) | $89.3M | 44 | 93 | 2 | 03/02/2026 | ☆ |
| 17041 | Designer Technologies, Inc. CRD 281879 | Wealth Manager · Boutique (under $100M) | $89.2M | 611 | 1,019 | 36 | 03/27/2026 | ☆ | |
| 17042 | Orchard Advisors Llc CRD 284061 | Wealth Manager · Boutique (under $100M) | $89.2M | 281 | 340 | 3 | 08/25/2026 | ☆ | |
| 17043 | Gineris Wealth Management Llc CRD 295095 | Dyer, IN | Wealth Manager · Boutique (under $100M) | $89.2M | 313 | 312 | 2 | 03/24/2026 | ☆ |
| 17044 | Greg Stephen Dodge CRD 170892 | Foxboro, MA | Wealth Manager · Boutique (under $100M) | $89.1M | 107 | 107 | 1 | 05/21/2026 | ☆ |
| 17045 | Yoakum, Jeffrey CRD 307916 | Wealth Manager · Boutique (under $100M) | $89.1M | 51 | 109 | 1 | 02/11/2026 | ☆ | |
| 17046 | Hurst Capital Management, Llc CRD 115185 | Albuquerque, NM | Wealth Manager · Boutique (under $100M) | $89.0M | 78 | 78 | 3 | 07/22/2026 | ☆ |
| 17047 | Kaplan Wealth Management, Inc. CRD 167880 | Reston, VA | Wealth Manager · Boutique (under $100M) | $89.0M | 287 | 287 | 4 | 03/18/2026 | ☆ |
| 17048 | Parish Investment Advisors Llc CRD 284770 | Lafayette, LA | Insurance-Affiliated · Boutique (under $100M) | $88.9M | 114 | 267 | 2 | 03/16/2026 | ☆ |
| 17049 | Realm Investment Consulting Llc CRD 171634 | Cary, NC | Wealth Manager · Boutique (under $100M) | $88.9M | 90 | 90 | 1 | 03/30/2026 | ☆ |
| 17050 | Wolfbridge Financial Corporation CRD 148317 | Durham, NC | Wealth Manager · Boutique (under $100M) | $88.9M | 49 | 49 | 3 | 03/25/2026 | ☆ |