Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17101 | Wealthfd Llc CRD 299248 | Conshohocken, PA | Wealth Manager · Boutique (under $100M) | $87.8M | 450 | 450 | 16 | 05/28/2026 | ☆ |
| 17102 | Mapleton Capital Management, Llc CRD 122230 | Los Angeles, CA | Private Fund Manager · Boutique (under $100M) | $87.8M | 24 | 27 | 6 | 03/31/2026 | ☆ |
| 17103 | First Family Wealth Llc CRD 338250 | Murfreesboro, TN | Wealth Manager · Boutique (under $100M) | $87.8M | 137 | 276 | 2 | 08/25/2026 | ☆ |
| 17104 | Sullivan Wood Capital Management, Llc CRD 124146 | Washington, DC | Wealth Manager · Boutique (under $100M) | $87.7M | 79 | 128 | 3 | 04/15/2026 | ☆ |
| 17105 | Heritage Advisors Group, Inc. CRD 307283 | Altamonte Springs, FL | Wealth Manager · Boutique (under $100M) | $87.7M | 152 | 532 | 5 | 03/19/2026 | ☆ |
| 17106 | Wendt Financial Advisors, Llc CRD 308918 | Wealth Manager · Boutique (under $100M) | $87.7M | 40 | 40 | 1 | 03/31/2026 | ☆ | |
| 17107 | Ibn Financial Services, Inc. CRD 42360 | Liverpool, NY | Insurance-Affiliated · Boutique (under $100M) | $87.7M | 519 | 519 | 52 | 08/27/2026 | ☆ |
| 17108 | Telos Wealth Management, Llc CRD 328209 | Wealth Manager · Boutique (under $100M) | $87.6M | 100 | 442 | 10 | 09/14/2026 | ☆ | |
| 17109 | Seal Rock Wealth Management, Llc CRD 282591 | Wealth Manager · Boutique (under $100M) | $87.6M | 78 | 78 | 1 | 01/27/2026 | ☆ | |
| 17110 | Chartmark Investments, Inc. CRD 114812 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $87.6M | 76 | 137 | 4 | 02/18/2026 | ☆ |
| 17111 | In Touch Financial Services CRD 153249 | Oakland, CA | Insurance-Affiliated · Boutique (under $100M) | $87.5M | 299 | 290 | 3 | 01/22/2026 | ☆ |
| 17112 | Graff Financial Llc CRD 154976 | Edina, MN | Wealth Manager · Boutique (under $100M) | $87.5M | 44 | 44 | 1 | 02/10/2026 | ☆ |
| 17113 | Empirikal Partners Llc CRD 282691 | Wealth Manager · Boutique (under $100M) | $87.5M | 199 | 199 | 10 | 09/28/2026 | ☆ | |
| 17114 | Pih Investments, Llc CRD 166867 | South Pasadena, CA | Wealth Manager · Boutique (under $100M) | $87.5M | 35 | 243 | 1 | 06/23/2026 | ☆ |
| 17115 | Pacific Global Investment Management Company CRD 106962 | Glendale, CA | Wealth Manager · Boutique (under $100M) | $87.5M | 127 | 198 | 6 | 08/07/2026 | ☆ |
| 17116 | The Wealthplan Llc CRD 306820 | Great Neck, NY | Insurance-Affiliated · Boutique (under $100M) | $87.5M | 132 | 356 | 1 | 08/24/2026 | ☆ |
| 17117 | Noble Hill Planning Llc CRD 316497 | Wealth Manager · Boutique (under $100M) | $87.5M | 19 | 116 | 1 | 02/09/2026 | ☆ | |
| 17118 | Downs & Tsuruda, Inc. CRD 136297 | Concord, CA | Wealth Manager · Boutique (under $100M) | $87.4M | 40 | 102 | 3 | 02/26/2026 | ☆ |
| 17119 | Bergland Wealth Management, Inc. CRD 116513 | Ridgeland, MS | Wealth Manager · Boutique (under $100M) | $87.4M | 60 | 205 | 1 | 02/23/2026 | ☆ |
| 17120 | Redwood Money, Llc CRD 317667 | Wealth Manager · Boutique (under $100M) | $87.4M | 108 | 349 | 3 | 08/14/2026 | ☆ | |
| 17121 | Elm Money Management Llc CRD 149891 | Insurance-Affiliated · Boutique (under $100M) | $87.4M | 383 | 383 | 2 | 03/30/2026 | ☆ | |
| 17122 | Quincy Wells Advisors, Llc CRD 307477 | Chicago, IL | Insurance-Affiliated · Boutique (under $100M) | $87.3M | 247 | 406 | 22 | 03/31/2026 | ☆ |
| 17123 | Candor Wealth Management, Llc CRD 329951 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $87.3M | 92 | 158 | 1 | 08/19/2026 | ☆ |
| 17124 | Timothy J. Ellis, Inc. CRD 126188 | Wealth Manager · Boutique (under $100M) | $87.2M | 200 | 200 | 1 | 03/28/2024 | ☆ | |
| 17125 | Lenity Financial, Inc. CRD 283440 | Geneva, IL | Wealth Manager · Boutique (under $100M) | $87.2M | 62 | 62 | 2 | 05/06/2026 | ☆ |
| 17126 | Assured Advisory Group, Llc CRD 316449 | East Dundee, IL | Wealth Manager · Boutique (under $100M) | $87.1M | 98 | 314 | 6 | 06/16/2026 | ☆ |
| 17127 | High Country Capital Management Inc CRD 106151 | Montrose, CO | Wealth Manager · Boutique (under $100M) | $87.1M | 148 | 366 | 5 | 03/30/2026 | ☆ |
| 17128 | Park Place Wealth Advisors, Inc CRD 142745 | Orinda, CA | Insurance-Affiliated · Boutique (under $100M) | $87.1M | 138 | 194 | 6 | 02/25/2026 | ☆ |
| 17129 | Yearwood Young Advisors Llc CRD 307719 | Brooklyn, NY | Wealth Manager · Boutique (under $100M) | $87.1M | 24 | 65 | 2 | 03/25/2026 | ☆ |
| 17130 | Bullington Capital Management, Llc CRD 128697 | Akron, OH | Wealth Manager · Boutique (under $100M) | $87.1M | 394 | 394 | 4 | 03/23/2026 | ☆ |
| 17131 | Brock Hill Inc. CRD 324946 | Wealth Manager · Boutique (under $100M) | $87.0M | 71 | 175 | 2 | 07/28/2026 | ☆ | |
| 17132 | Integra Asset Advisors, L.C. CRD 114394 | Wealth Manager · Boutique (under $100M) | $87.0M | 100 | 389 | 1 | 03/25/2026 | ☆ | |
| 17133 | Summit Investment Management, Ltd. CRD 110188 | Greenfield, WI | Wealth Manager · Boutique (under $100M) | $87.0M | 169 | 355 | 3 | 09/28/2026 | ☆ |
| 17134 | Goalen Capital Advisors, Llc CRD 312298 | West Valley, UT | Wealth Manager · Boutique (under $100M) | $87.0M | 101 | 384 | 2 | 03/25/2026 | ☆ |
| 17135 | Omari, Akram Motie CRD 135499 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $87.0M | 112 | 160 | 1 | 06/03/2026 | ☆ |
| 17136 | Orasis Capital CRD 172536 | Geneva | Private Fund Manager · Boutique (under $100M) | $87.0M | 1 | 1 | 5 | 03/23/2026 | ☆ |
| 17137 | Stoke Capital CRD 135560 | Wealth Manager · Boutique (under $100M) | $87.0M | 17 | 17 | 1 | 01/26/2026 | ☆ | |
| 17138 | Sterling Asset Management Co Inc CRD 112825 | Wealth Manager · Boutique (under $100M) | $87.0M | 43 | 65 | 1 | 02/24/2026 | ☆ | |
| 17139 | Spitfire Capital Llc CRD 143766 | San Rafael, CA | Private Fund Manager · Boutique (under $100M) | $87.0M | 3 | 3 | 4 | 03/27/2026 | ☆ |
| 17140 | Investment Research Corporation CRD 115494 | Insurance-Affiliated · Boutique (under $100M) | $87.0M | 88 | 88 | 1 | 03/25/2026 | ☆ | |
| 17141 | Lk Financial Planning Llc CRD 160539 | New York, NY | Wealth Manager · Boutique (under $100M) | $86.9M | 9 | 39 | 1 | 02/27/2026 | ☆ |
| 17142 | Ecos Wealth Advisors Llc CRD 328271 | Clarkston, MI | Wealth Manager · Boutique (under $100M) | $86.9M | 236 | 681 | 4 | 09/01/2026 | ☆ |
| 17143 | Macro Quant Private Wealth, Llc CRD 341042 | Torrance, CA | Wealth Manager · Boutique (under $100M) | $86.9M | 58 | 156 | 1 | 09/14/2026 | ☆ |
| 17144 | Atrato Asset Management Llc CRD 151620 | Wealth Manager · Boutique (under $100M) | $86.9M | 11 | 13 | 1 | 02/13/2026 | ☆ | |
| 17145 | Downey Capital Management, Inc. CRD 133317 | Boston, MA | Wealth Manager · Boutique (under $100M) | $86.9M | 23 | 28 | 3 | 03/18/2026 | ☆ |
| 17146 | American Growth Cities Llc CRD 316171 | Wealth Manager · Boutique (under $100M) | $86.8M | 23 | 63 | 2 | 03/11/2026 | ☆ | |
| 17147 | 1522 Financial, Llc CRD 319149 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $86.8M | 37 | 108 | 3 | 09/29/2026 | ☆ |
| 17148 | Cline Financial Concepts, Llc CRD 135679 | Champaign, IL | Wealth Manager · Boutique (under $100M) | $86.8M | 120 | 258 | 1 | 09/22/2026 | ☆ |
| 17149 | Rowley Financial Llc CRD 299182 | Insurance-Affiliated · Boutique (under $100M) | $86.8M | 69 | 257 | 2 | 09/23/2026 | ☆ | |
| 17150 | Arc Asset Management Llc CRD 329460 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $86.8M | 14 | 15 | 7 | 03/10/2026 | ☆ |