Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16251 | Convergence Wealth, Llc CRD 308408 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $105M | 211 | 612 | 6 | 06/12/2026 | ☆ |
| 16252 | Parish & Company Llc CRD 142713 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $105M | 46 | 46 | 1 | 03/26/2026 | ☆ |
| 16253 | White Lighthouse Investment Management S.A.R.L. CRD 172284 | 1003 Lausanne | Wealth Manager · Small ($100M–$1B) | $105M | 37 | 37 | 2 | 05/18/2026 | ☆ |
| 16254 | Ideology Wealth Advisors, Llc CRD 292923 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $105M | 59 | 265 | 4 | 07/28/2026 | ☆ |
| 16255 | Sun Valley Gold Llc CRD 108858 | Ketchum, ID | Private Fund Manager · Small ($100M–$1B) | $104M | 3 | 3 | 2 | 03/18/2026 | ☆ |
| 16256 | Cadence Wealth Management, Llc CRD 158636 | Seattle, WA | Insurance-Affiliated · Small ($100M–$1B) | $104M | 163 | 191 | 3 | 03/27/2026 | ☆ |
| 16257 | Xena Financial Planning, Llc CRD 333436 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $104M | 118 | 384 | 4 | 09/02/2026 | ☆ |
| 16258 | Cruiser Capital Advisors, Llc CRD 168739 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $104M | 6 | 6 | 2 | 03/31/2026 | ☆ |
| 16259 | Millstone Financial Group Limited Liability Company CRD 297882 | Princeton, NJ | Insurance-Affiliated · Small ($100M–$1B) | $104M | 297 | 483 | 9 | 06/24/2026 | ☆ |
| 16260 | Healthview Asset Management, Inc. CRD 141884 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $104M | 180 | 182 | 3 | 09/21/2026 | ☆ |
| 16261 | Red Seven CRD 168542 | Escondido, CA | Wealth Manager · Small ($100M–$1B) | $104M | 261 | 823 | 4 | 06/23/2026 | ☆ |
| 16262 | Asset Planning Corporation CRD 126242 | W. Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $104M | 136 | 242 | 5 | 02/04/2026 | ☆ |
| 16263 | Wellacre Wealth Management, Llc CRD 306770 | Santa Monica, CA | Wealth Manager · Small ($100M–$1B) | $104M | 93 | 245 | 2 | 02/27/2026 | ☆ |
| 16264 | Executive Money Managers, Inc. CRD 128362 | Social Circle, GA | Wealth Manager · Small ($100M–$1B) | $104M | 252 | 592 | 5 | 03/23/2026 | ☆ |
| 16265 | Wlt Partners Inc. CRD 339994 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $104M | 48 | 48 | 3 | 07/31/2026 | ☆ |
| 16266 | S20 Capital, Llc CRD 292022 | Draper, UT | Private Fund Manager · Small ($100M–$1B) | $104M | 13 | 13 | 4 | 06/08/2026 | ☆ |
| 16267 | Tuttle Wealth Partners Llc CRD 338406 | Brookhaven, GA | Wealth Manager · Small ($100M–$1B) | $104M | 417 | 688 | 7 | 09/28/2026 | ☆ |
| 16268 | Freedom Wealth Advisors, Llc CRD 154270 | Lee's Summit, MO | Insurance-Affiliated · Small ($100M–$1B) | $104M | 253 | 422 | 6 | 03/31/2026 | ☆ |
| 16269 | Tao Private Wealth, Llc CRD 340979 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $104M | 46 | 324 | 2 | 08/25/2026 | ☆ |
| 16270 | Sycamore Financial Planning, Llc CRD 159212 | Durham, NC | Wealth Manager · Small ($100M–$1B) | $104M | 34 | 120 | 5 | 04/21/2026 | ☆ |
| 16271 | Alexander Capital Advisors, Llc CRD 140508 | New Canaan, CT | Private Fund Manager · Small ($100M–$1B) | $104M | 17 | 17 | 3 | 03/16/2026 | ☆ |
| 16272 | Blue Chip Financial Advisors, Llc CRD 119510 | East Providence, RI | Wealth Manager · Small ($100M–$1B) | $104M | 178 | 342 | 5 | 08/19/2026 | ☆ |
| 16273 | Contrary Investment Advisors, Llc CRD 154958 | Wealth Manager · Small ($100M–$1B) | $104M | 82 | 171 | 1 | 09/12/2026 | ☆ | |
| 16274 | Dhandho Funds Llc CRD 283147 | West Lake Hills, TX | Mutual Fund / Asset Manager · Small ($100M–$1B) | $104M | 1 | 1 | 5 | 08/27/2026 | ☆ |
| 16275 | 3 Sisters Sustainable Management, Inc CRD 159207 | Investment Adviser · Small ($100M–$1B) | $104M | 19 | 19 | 3 | 03/30/2026 | ☆ | |
| 16276 | Carter, Terry & Company, Inc. CRD 16365 | Atlanta, GA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $104M | 168 | 168 | 33 | 03/27/2026 | ☆ |
| 16277 | Prestige Wealth Management, Llc CRD 150079 | Pueblo, CO | Insurance-Affiliated · Small ($100M–$1B) | $104M | 324 | 803 | 4 | 07/16/2026 | ☆ |
| 16278 | Wavelength Capital Management, Llc CRD 167725 | Westport, CT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $104M | 1 | 1 | 2 | 02/20/2026 | ☆ |
| 16279 | Impact Wealth Management Llc CRD 324168 | Sioux Falls, SD | Wealth Manager · Small ($100M–$1B) | $104M | 124 | 453 | 3 | 07/06/2026 | ☆ |
| 16280 | Asterozoa Management Llc CRD 316870 | Phoenix, AZ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $104M | 3 | 3 | 4 | 09/11/2026 | ☆ |
| 16281 | Kansas City Private Wealth Management, Llc CRD 172528 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $104M | 112 | 319 | 1 | 03/23/2026 | ☆ |
| 16282 | Baffin Advisors Llc CRD 151202 | Multi-Family Office · Small ($100M–$1B) | $104M | 9 | 26 | 1 | 03/25/2026 | ☆ | |
| 16283 | N CRD 113526 | Wealth Manager · Small ($100M–$1B) | $104M | 311 | 478 | 5 | 08/08/2025 | ☆ | |
| 16284 | Hillberg Capital Management, Llc CRD 130291 | Turlock, CA | Wealth Manager · Small ($100M–$1B) | $104M | 118 | 242 | 2 | 05/28/2026 | ☆ |
| 16285 | Strategic Portfolio Advisors, Inc. CRD 147194 | Long Beach, CA | Wealth Manager · Small ($100M–$1B) | $104M | 148 | 278 | 1 | 04/08/2026 | ☆ |
| 16286 | Point Nemo Capital, Llc CRD 328695 | Wealth Manager · Small ($100M–$1B) | $104M | 96 | 96 | 3 | 08/26/2026 | ☆ | |
| 16287 | Longboard Asset Management, Lp CRD 155617 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $104M | 1 | 1 | 9 | 04/24/2026 | ☆ | |
| 16288 | 325 Fillmore Llc CRD 287625 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $104M | 4 | 1 | 2 | 03/25/2026 | ☆ |
| 16289 | Bright Lake Wealth Management, Llc CRD 323513 | Redding, CA | Wealth Manager · Small ($100M–$1B) | $104M | 354 | 919 | 17 | 04/29/2026 | ☆ |
| 16290 | Prairie Investment Advisors, Llc CRD 173356 | Naperville, IL | Wealth Manager · Small ($100M–$1B) | $104M | 93 | 270 | 2 | 01/14/2026 | ☆ |
| 16291 | Pmb Capital Management, Llc CRD 168185 | Jeffersonville, IN | Wealth Manager · Small ($100M–$1B) | $104M | 466 | 466 | 5 | 06/05/2026 | ☆ |
| 16292 | Altitude Capital Management Llc CRD 329366 | Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $104M | 488 | 488 | 28 | 10/01/2026 | ☆ |
| 16293 | Eurocapital Advisors, Inc CRD 126163 | Miami, FL | Multi-Family Office · Small ($100M–$1B) | $104M | 9 | 9 | 2 | 03/04/2026 | ☆ |
| 16294 | Alamo Capital CRD 26193 | Walnut Creek, CA | Insurance-Affiliated · Small ($100M–$1B) | $104M | 19 | 20 | 09/10/2026 | ☆ | |
| 16295 | Delta Wealth Solutions, Llc CRD 306199 | North Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $104M | 143 | 334 | 2 | 06/30/2026 | ☆ |
| 16296 | Alaska Investment Management Llc CRD 333034 | Anchorage, AK | Endowment & Foundation Advisor · Small ($100M–$1B) | $104M | 5 | 8 | 4 | 06/29/2026 | ☆ |
| 16297 | Financial Counseling Associates, Inc. CRD 115123 | Wealth Manager · Small ($100M–$1B) | $104M | 126 | 126 | 2 | 02/04/2026 | ☆ | |
| 16298 | Lifefocus Financial Advisors, Llc CRD 136020 | Walla Walla, WA | Wealth Manager · Small ($100M–$1B) | $104M | 107 | 225 | 2 | 06/16/2026 | ☆ |
| 16299 | Tryon Investments, Llc CRD 162292 | North Liberty, IA | Wealth Manager · Small ($100M–$1B) | $103M | 467 | 440 | 3 | 02/26/2026 | ☆ |
| 16300 | Ag Financial, Llc CRD 140226 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $103M | 188 | 441 | 2 | 02/20/2026 | ☆ |