Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16201 | Northeast Capital Management, Inc. CRD 128508 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $105M | 86 | 248 | 1 | 02/03/2026 | ☆ |
| 16202 | Farah Private Wealth Management, Inc CRD 133776 | Costa Mesa, CA | Wealth Manager · Small ($100M–$1B) | $105M | 125 | 128 | 3 | 03/31/2026 | ☆ |
| 16203 | Wallstreeti.Com Llc. CRD 123567 | New York, NY | Wealth Manager · Small ($100M–$1B) | $105M | 87 | 87 | 1 | 03/31/2026 | ☆ |
| 16204 | Alta Via Capital CRD 289739 | Pleasanton, CA | Investment Adviser · Small ($100M–$1B) | $105M | 153 | 231 | 3 | 03/13/2026 | ☆ |
| 16205 | Institutional Investment Advisors Corp CRD 126055 | New York, NY | Wealth Manager · Small ($100M–$1B) | $105M | 143 | 296 | 3 | 02/17/2026 | ☆ |
| 16206 | Birchwood Capital Llc CRD 310219 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $105M | 53 | 252 | 3 | 01/20/2026 | ☆ |
| 16207 | Elk Hill Advisors, Inc. CRD 117275 | Wealth Manager · Small ($100M–$1B) | $105M | 217 | 217 | 2 | 03/31/2026 | ☆ | |
| 16208 | Md Wealth Advisors Inc CRD 304595 | Cranford, NJ | Wealth Manager · Small ($100M–$1B) | $105M | 184 | 396 | 1 | 04/08/2026 | ☆ |
| 16209 | Kukui Tree Capital Management Llc CRD 330374 | Palo Alto, CA | Wealth Manager · Small ($100M–$1B) | $105M | 23 | 100 | 2 | 06/25/2026 | ☆ |
| 16210 | Advisers Investment Management,Inc CRD 112649 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $105M | 573 | 573 | 5 | 03/11/2026 | ☆ |
| 16211 | Petrie Capital Management Llc. CRD 136480 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $105M | 48 | 107 | 1 | 02/20/2026 | ☆ |
| 16212 | Larson Financial Services, Inc. CRD 158618 | Cedar Park, TX | Wealth Manager · Small ($100M–$1B) | $105M | 176 | 499 | 3 | 06/04/2026 | ☆ |
| 16213 | Heyman Investment Counseling Llc CRD 166456 | Wealth Manager · Small ($100M–$1B) | $105M | 35 | 56 | 2 | 03/20/2026 | ☆ | |
| 16214 | Compass Retirement, Llc CRD 158412 | Wealth Manager · Small ($100M–$1B) | $105M | 74 | 255 | 1 | 04/30/2026 | ☆ | |
| 16215 | Legacy Chief Financial Office, Llc CRD 300873 | Shenandoah, TX | Wealth Manager · Small ($100M–$1B) | $105M | 72 | 336 | 3 | 04/08/2026 | ☆ |
| 16216 | Burns Financial Management, Inc. CRD 130406 | Insurance-Affiliated · Small ($100M–$1B) | $105M | 64 | 161 | 2 | 02/10/2026 | ☆ | |
| 16217 | Wealth Engagement Llc CRD 310438 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $105M | 60 | 104 | 3 | 09/11/2026 | ☆ |
| 16218 | Ferraro Wealth Management, Llc CRD 308015 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $105M | 94 | 270 | 1 | 02/26/2026 | ☆ |
| 16219 | Venture Forth Financial, Llc CRD 283315 | Wealth Manager · Small ($100M–$1B) | $105M | 70 | 310 | 1 | 09/09/2026 | ☆ | |
| 16220 | Financial Planning Advisors Inc. CRD 121691 | Wyomissing, PA | Insurance-Affiliated · Small ($100M–$1B) | $105M | 232 | 390 | 5 | 03/05/2026 | ☆ |
| 16221 | Catalyst Wealth Management Llc CRD 329586 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $105M | 9,549 | 9,549 | 31 | 09/16/2026 | ☆ |
| 16222 | Brookfield Management Group, Llc CRD 297293 | Investment Adviser · Small ($100M–$1B) | $105M | 1 | 1 | 2 | 01/12/2026 | ☆ | |
| 16223 | Clout Capital Investment Managers Llc CRD 327315 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $105M | 3 | 3 | 04/02/2026 | ☆ | |
| 16224 | Haws Financial Planning Llc CRD 299122 | Sierra Vista, AZ | Wealth Manager · Small ($100M–$1B) | $105M | 90 | 180 | 3 | 10/02/2026 | ☆ |
| 16225 | Piedmont Private Wealth, Llc CRD 339616 | Wealth Manager · Small ($100M–$1B) | $105M | 56 | 155 | 1 | 03/05/2026 | ☆ | |
| 16226 | Bonwell Capital Management, Llc CRD 139236 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $105M | 57 | 219 | 2 | 03/10/2026 | ☆ |
| 16227 | Graeter Wealth Advisors, Llc CRD 170046 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $105M | 85 | 341 | 3 | 02/13/2026 | ☆ |
| 16228 | N CRD 285171 | Wealth Manager · Small ($100M–$1B) | $105M | 24 | 24 | 2 | 03/13/2025 | ☆ | |
| 16229 | N CRD 321745 | Endowment & Foundation Advisor · Small ($100M–$1B) | $105M | 5 | 5 | 10 | 10/31/2025 | ☆ | |
| 16230 | Opulus Llc CRD 304763 | Doylestown, PA | Wealth Manager · Small ($100M–$1B) | $105M | 185 | 436 | 2 | 06/25/2026 | ☆ |
| 16231 | Arc Advisers Llc CRD 307497 | Boise, ID | Wealth Manager · Small ($100M–$1B) | $105M | 91 | 272 | 1 | 03/18/2026 | ☆ |
| 16232 | Pampel & Associates, Inc. CRD 110660 | Monticello, IN | Wealth Manager · Small ($100M–$1B) | $105M | 267 | 767 | 4 | 02/02/2026 | ☆ |
| 16233 | Qualified Plan Advisory, Llc CRD 135324 | Santa Ana, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $105M | 30 | 30 | 1 | 05/19/2026 | ☆ |
| 16234 | E & R Wealth Management, Llc CRD 171271 | Mount Pleasant, SC | Wealth Manager · Small ($100M–$1B) | $105M | 165 | 292 | 3 | 03/30/2026 | ☆ |
| 16235 | Vavra Capital Management, Llc CRD 149307 | Wealth Manager · Small ($100M–$1B) | $105M | 297 | 297 | 2 | 02/24/2026 | ☆ | |
| 16236 | Th Financial, Llc CRD 334134 | Wealth Manager · Small ($100M–$1B) | $105M | 54 | 211 | 2 | 04/17/2026 | ☆ | |
| 16237 | V&V Management Group Corporation CRD 287468 | Melville, NY | Wealth Manager · Small ($100M–$1B) | $105M | 45 | 175 | 1 | 02/09/2026 | ☆ |
| 16238 | Plum Pointe Wealth Management, Llc CRD 332618 | Providence, RI | Wealth Manager · Small ($100M–$1B) | $105M | 183 | 386 | 3 | 05/11/2026 | ☆ |
| 16239 | Intelligent Investment Management,Llp CRD 108833 | Durango, CO | Wealth Manager · Small ($100M–$1B) | $105M | 107 | 107 | 4 | 05/04/2026 | ☆ |
| 16240 | Nextgen Wealth Counselors Limited Liability Company CRD 226706 | Wealth Manager · Small ($100M–$1B) | $105M | 35 | 179 | 1 | 02/27/2026 | ☆ | |
| 16241 | Ag Global Advisors Llc CRD 155398 | Wealth Manager · Small ($100M–$1B) | $105M | 13 | 14 | 1 | 03/31/2026 | ☆ | |
| 16242 | Fike Advisors, Llc CRD 153568 | Wooster, OH | Wealth Manager · Small ($100M–$1B) | $105M | 735 | 735 | 3 | 02/17/2026 | ☆ |
| 16243 | Cornerstone Wealth Planning CRD 306182 | New Gloucester, ME | Wealth Manager · Small ($100M–$1B) | $105M | 196 | 390 | 5 | 03/17/2026 | ☆ |
| 16244 | Bay Point Financial, Llc CRD 153017 | Bedford, NH | Insurance-Affiliated · Small ($100M–$1B) | $105M | 176 | 325 | 1 | 07/22/2026 | ☆ |
| 16245 | Cedarview Capital Management, Lp CRD 136253 | Woodmere, NY | Private Fund Manager · Small ($100M–$1B) | $105M | 93 | 93 | 6 | 03/12/2026 | ☆ |
| 16246 | Rothman Investment Management, Llc CRD 173139 | Atascadero, CA | Wealth Manager · Small ($100M–$1B) | $105M | 140 | 479 | 4 | 09/14/2026 | ☆ |
| 16247 | Luminist Capital, Llc CRD 173396 | Wealth Manager · Small ($100M–$1B) | $105M | 530 | 781 | 5 | 05/26/2026 | ☆ | |
| 16248 | Saltbox Financial Llc CRD 130882 | Portsmouth, NH | Wealth Manager · Small ($100M–$1B) | $105M | 50 | 212 | 5 | 07/02/2026 | ☆ |
| 16249 | S.C. Thomas & Associates, Cpa, Llc CRD 121666 | Medina, OH | Wealth Manager · Small ($100M–$1B) | $105M | 108 | 265 | 2 | 03/19/2026 | ☆ |
| 16250 | Integrated Investment Strategies,Inc. CRD 122706 | Carmel, IN | Wealth Manager · Small ($100M–$1B) | $105M | 156 | 334 | 3 | 06/08/2026 | ☆ |