AUMdb

Asset Planning Corporation

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 126242 · SEC file 801-63461 · W. Palm Beach, FL · WWW.FPIGINC.COM
☆ Save with Pro ADV data as of Feb 04, 2026
Regulatory AUM
$104M
Discretionary
$104M
Clients
136
Avg AUM / client
$767K
Accounts
242
Employees
5

AUM over time

$90.3M $126M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Feb 04, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 101 $33.3M 31.9%
High net worth individuals 31 $66.7M 63.9%
Pension and profit sharing plans 2 $3.6M 3.46%
Charitable organizations 2 $815K 0.78%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Summit Medical Group, Pllc 401(k) Profit Sharing Plan Summit Medical Group, Pllc 2024

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Renee Suzanne Post President/Chief Compliance Officer CFP Jan 2011 (16y) ≈ 37.5% – 75% via Financial Planning Investment Group, Inc.
Macloskey, Louis, James Founder Jun 2019 (7y) ≈ 18.75% – 50% via Financial Planning Investment Group, Inc.
Alexander Evan Ruby Registered representative Chartered Financial Consultant Mar 2020 (6y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Financial Planning Investment Group, Inc. Owner Jan 2012 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Renee Suzanne Post: 50% – 75% of Financial Planning Investment Group, Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm
  • Macloskey, Louis, James: 25% – 50% of Financial Planning Investment Group, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Summit Medical Group, Pllc 401(k) Profit Sharing Plan Summit Medical Group, Pllc 1,829 $348M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/04/2026 906 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.

View current Form ADV (SEC/IAPD) ↗