Institutional Investment Advisors Corp
- Regulatory AUM
- $105M
- Discretionary
- $94.4M
- Clients
- 143
- Avg AUM / client
- $736K
- Accounts
- 296
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Feb 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 93 | $23.2M | 22.0% |
| High net worth individuals | 44 | $69.7M | 66.2% |
| Pension and profit sharing plans | 5 | $12.3M | 11.7% |
| Charitable organizations | 1 | $31.0K | 0.03% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Tubelite, Inc. Hourly Employees Pension Plan Apogee Sfs Us, Llc. | 2024 | |
| Apogee Enterprises, Inc. 401(k) Retirement Plan Apogee Enterprises, Inc. | 2024 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Clifford Michaels | Chief Investment Officer | CFP | May 1990 (36y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Tubelite, Inc. Hourly Employees Pension Plan | Apogee Sfs Us, Llc. | 6 | $3.6M | 01/01/2024 |
| Apogee Enterprises, Inc. 401(k) Retirement Plan | Apogee Enterprises, Inc. | 3,614 | $497M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/17/2026 | 951 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $105M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 17, 2026.
View current Form ADV (SEC/IAPD) ↗