Seacrest Investment Management, Llc
- Regulatory AUM
- $111M
- Discretionary
- $111M
- Clients
- 15
- Avg AUM / client
- $7.4M
- Accounts
- 70
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Feb 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 15 | $10.6M | 9.54% |
| High net worth individuals | Fewer than 5 clients | $15.4M | 13.9% |
| Charitable organizations | Fewer than 5 clients | $33.3M | 30.0% |
| Insurance companies | Fewer than 5 clients | $39.1M | 35.2% |
| Corporations and other businesses | Fewer than 5 clients | $12.5M | 11.3% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ronald R Lenihan | Managing Partner And Chief Compliance Officer | Jun 2006 (20y) | ≈ 18.75% – 50% via Seacrest Management, Llc | |
| Gupta, Rajesh, Kumar | Partner Emeritus | Apr 2008 (18y) | ≈ 18.75% – 50% via Seacrest Management, Llc | |
| Jeffrey Allen Meyer | Registered representative | CFP CFA | Sep 2017 (9y) | |
| Howard Alan Schloss | Registered representative | May 2019 (7y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Seacrest Management, Llc | Member | Apr 2008 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ronald R Lenihan: 25% – 50% of Seacrest Management, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Gupta, Rajesh, Kumar: 25% – 50% of Seacrest Management, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/13/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $72.7M (66% of AUM) Feb 2026
- Comerica Securities,Inc. $39.4M (36% of AUM) Feb 2026
- National Advisors Trust Company $16.3M (11% of AUM) May 2019
- Interactive Brokers $14.0M (11% of AUM) Apr 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 13, 2026.
View current Form ADV (SEC/IAPD) ↗